Richard Van Den Broek

CIK 1431872 · View on SEC EDGAR ↗

Insider

First SEC filing: April 9, 2025 · Latest: April 9, 2025

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 11, 2026 PLSE A 8,423 8,423 Direct Acquired (price as of 2026-08-21)
June 11, 2026 PLSE A 30,000 30,000 Direct Acquired (price as of 2026-08-21)
June 11, 2026 CRVS A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
May 19, 2022 PLSE A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
May 19, 2022 PLSE A 79,206 79,206 Direct Acquired (price as of 2026-08-21)
May 20, 2021 PLSE A 9,069 9,069 Direct Acquired (price as of 2026-08-21)
May 20, 2021 PLSE A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
Aug. 6, 2020 PLSE A 32,500 32,500 Direct Acquired (price as of 2026-08-21)
June 8, 2016 CLDX A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
June 8, 2016 CLDX A 10,000 233,500 Direct +4.47% Acquired (price as of 2026-08-21)
June 10, 2015 CLDX A 10,300 10,300 Direct Acquired (price as of 2026-08-21)
June 10, 2015 CLDX A 6,500 8,500 Direct +325.00% Acquired (price as of 2026-08-21)
Dec. 17, 2014 CLDX A 8,000 8,000 Direct Acquired (price as of 2026-08-21)
Dec. 17, 2014 CLDX A 2,000 2,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 11, 2026 PLSE Stock Option (right to buy) Common Stock (8,423) $26.89 June 11, 2036 8,423 Acquired
June 11, 2026 PLSE Stock Option (right to buy) Common Stock (30,000) $26.89 June 11, 2036 30,000 Acquired
June 11, 2026 CRVS Stock Option (Right to Buy) Common Stock (15,000) $11.60 June 11, 2036 15,000 Acquired
May 19, 2022 PLSE Stock Option (right to buy) Common Stock (20,000) $2.14 May 19, 2032 20,000 Acquired
May 19, 2022 PLSE Stock Option (right to buy) Common Stock (79,206) $2.14 May 19, 2032 79,206 Acquired
May 20, 2021 PLSE Stock Option (right to buy) Common Stock (9,069) $18.69 May 20, 2031 9,069 Acquired
May 20, 2021 PLSE Stock Option (right to buy) Common Stock (20,000) $18.69 May 20, 2031 20,000 Acquired
Aug. 6, 2020 PLSE Stock Option (right to buy) Common Stock (32,500) $10.78 Aug. 6, 2030 32,500 Acquired
June 8, 2016 CLDX Non-Qualified Stock Option (right to buy) [F2] Common Stock (15,000) $4.72 June 8, 2026 15,000 Acquired
June 10, 2015 CLDX Non-Qualified Stock Option (right to buy) [F2] Common Stock (10,300) $25.41 June 10, 2025 10,300 Acquired
Dec. 17, 2014 CLDX Non-Qualified Stock Option (right to buy) [F2] Common Stock (8,000) $18.11 Dec. 16, 2024 8,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 9, 2025 CRVS Common Stock 160,000 Indirect
Dec. 19, 2014 CLDX Common stock, par value $0.001 per share 200,000 Indirect
Dec. 19, 2014 CLDX Common stock, par value $0.001 per share 15,000 Indirect