Richard W Neu

CIK 1220191 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 9, 2016 · Latest: Dec. 9, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 28, 2026	HBANP	A	2,965	—	—	119,184 Indirect	+2.55%	Acquired	(price as of 2026-08-21)
July 1, 2026	HBANP	A	986	—	—	116,219 Indirect	+0.86%	Acquired	(price as of 2026-08-21)
July 1, 2026	HBANP	A	1,520	—	—	491,048 Direct	+0.31%	Acquired	(price as of 2026-08-21)
May 13, 2026	SGI	A	2,657	—	—	173,812 Direct	+1.55%	Acquired	(price as of 2026-08-21)
May 1, 2026	HBANP	A	10,523	—	—	489,528 Direct	+2.20%	Acquired	(price as of 2026-08-21)
April 28, 2026	HBANP	A	3,092	—	—	115,233 Indirect	+2.76%	Acquired	(price as of 2026-08-21)
April 1, 2026	HBANP	A	1,615	—	—	479,005 Direct	+0.34%	Acquired	(price as of 2026-08-21)
April 1, 2026	HBANP	A	1,078	—	—	112,141 Indirect	+0.97%	Acquired	(price as of 2026-08-21)
Jan. 26, 2026	HBANP	A	3,603	—	—	258,018 Indirect	+1.42%	Acquired	(price as of 2026-08-21)
Jan. 2, 2026	HBANP	A	1,454	—	—	330,435 Direct	+0.44%	Acquired	(price as of 2026-08-21)
Jan. 2, 2026	HBANP	A	2,260	—	—	254,416 Indirect	+0.90%	Acquired	(price as of 2026-08-21)
Oct. 21, 2025	HBANP	A	3,038	—	—	252,155 Indirect	+1.22%	Acquired	(price as of 2026-08-21)
Oct. 1, 2025	HBANP	A	1,478	—	—	328,981 Direct	+0.45%	Acquired	(price as of 2026-08-21)
Oct. 1, 2025	HBANP	A	2,226	—	—	249,117 Indirect	+0.90%	Acquired	(price as of 2026-08-21)
July 22, 2025	HBANP	A	2,663	—	—	246,892 Indirect	+1.09%	Acquired	(price as of 2026-08-21)
July 1, 2025	HBANP	A	1,453	—	—	327,503 Direct	+0.45%	Acquired	(price as of 2026-08-21)
July 1, 2025	HBANP	A	2,225	—	—	244,228 Indirect	+0.92%	Acquired	(price as of 2026-08-21)
May 14, 2025	SGI	A	2,337	—	—	171,155 Direct	+1.38%	Acquired	(price as of 2026-08-21)
May 1, 2025	HBANP	A	10,772	—	—	326,049 Direct	+3.42%	Acquired	(price as of 2026-08-21)
April 22, 2025	HBANP	A	2,884	—	—	242,003 Indirect	+1.21%	Acquired	(price as of 2026-08-21)
April 1, 2025	HBANP	A	1,542	—	—	315,277 Direct	+0.49%	Acquired	(price as of 2026-08-21)
April 1, 2025	HBANP	A	2,481	—	—	239,119 Indirect	+1.05%	Acquired	(price as of 2026-08-21)
Jan. 21, 2025	HBANP	A	2,500	—	—	236,638 Indirect	+1.07%	Acquired	(price as of 2026-08-21)
Jan. 2, 2025	HBANP	A	1,406	—	—	313,735 Direct	+0.45%	Acquired	(price as of 2026-08-21)
Jan. 2, 2025	HBANP	A	2,191	—	—	234,138 Indirect	+0.94%	Acquired	(price as of 2026-08-21)
Oct. 22, 2024	HBANP	A	2,790	—	—	231,947 Indirect	+1.22%	Acquired	(price as of 2026-08-21)
Oct. 1, 2024	HBANP	A	1,578	—	—	312,329 Direct	+0.51%	Acquired	(price as of 2026-08-21)
Oct. 1, 2024	HBANP	A	2,449	—	—	229,156 Indirect	+1.08%	Acquired	(price as of 2026-08-21)
July 23, 2024	HBANP	A	2,856	$14.97	$42,754	226,708 Indirect	+1.28%	Acquired	10.6% (price as of 2026-08-21)
July 1, 2024	HBANP	A	1,697	—	—	310,751 Direct	+0.55%	Acquired	(price as of 2026-08-21)
July 1, 2024	HBANP	A	2,598	—	—	223,852 Indirect	+1.17%	Acquired	(price as of 2026-08-21)
May 9, 2024	SGI	A	2,778	—	—	168,818 Direct	+1.67%	Acquired	(price as of 2026-08-21)
May 1, 2024	HBANP	A	11,538	—	—	309,055 Direct	+3.88%	Acquired	(price as of 2026-08-21)
April 23, 2024	HBANP	A	3,306	$13.53	$44,730	221,254 Indirect	+1.52%	Acquired	22.3% (price as of 2026-08-21)
Jan. 23, 2024	HBANP	A	3,027	$12.80	$38,746	215,529 Indirect	+1.42%	Acquired	29.3% (price as of 2026-08-21)
Oct. 24, 2023	HBANP	A	4,687	$9.55	$44,761	209,973 Indirect	+2.28%	Acquired	73.3% (price as of 2026-08-21)
July 25, 2023	HBANP	A	3,343	$12.19	$40,751	202,265 Indirect	+1.68%	Acquired	35.8% (price as of 2026-08-21)
May 11, 2023	SGI	A	4,016	$37.35	$149,998	166,040 Direct	+2.48%	Acquired	73.4% (price as of 2026-08-21)
May 1, 2023	HBANP	A	14,331	—	—	290,725 Direct	+5.18%	Acquired	(price as of 2026-08-21)
April 25, 2023	HBANP	A	3,483	$11.13	$38,766	196,163 Indirect	+1.81%	Acquired	48.7% (price as of 2026-08-21)
Jan. 24, 2023	HBANP	A	2,614	$14.82	$38,739	190,025 Indirect	+1.39%	Acquired	11.7% (price as of 2026-08-21)
Oct. 25, 2022	HBANP	A	2,609	$14.85	$38,744	185,383 Indirect	+1.43%	Acquired	11.4% (price as of 2026-08-21)
July 26, 2022	HBANP	A	2,986	$12.98	$38,758	180,701 Indirect	+1.68%	Acquired	27.5% (price as of 2026-08-21)
May 10, 2022	SGI	M	2,700	$19.08	$51,516	0 Direct	-100.00%	Disposed	239.4% (price as of 2026-08-21)
May 10, 2022	SGI	M	2,700	$19.08	$51,516	162,024 Direct	+1.69%	Acquired	239.4% (price as of 2026-08-21)
May 5, 2022	SGI	A	5,005	—	—	159,324 Direct	+3.24%	Acquired	(price as of 2026-08-21)
May 1, 2022	HBANP	A	11,977	—	—	271,078 Direct	+4.62%	Acquired	(price as of 2026-08-21)
April 25, 2022	HBANP	A	2,963	$13.71	$40,623	175,438 Indirect	+1.72%	Acquired	20.7% (price as of 2026-08-21)
Jan. 26, 2022	HBANP	A	2,610	$15.56	$40,612	48,016 Indirect	+5.75%	Acquired	6.4% (price as of 2026-08-21)
Nov. 1, 2021	HBANP	A	2,545	$15.96	$40,618	44,967 Indirect	+6.00%	Acquired	3.7% (price as of 2026-08-21)
Aug. 3, 2021	HBANP	A	3,140	$14.21	$44,619	41,617 Indirect	+8.16%	Acquired	16.5% (price as of 2026-08-21)
May 6, 2021	SGI	A	3,619	—	—	154,319 Direct	+2.40%	Acquired	(price as of 2026-08-21)
May 1, 2021	HBANP	A	10,280	—	—	255,394 Direct	+4.19%	Acquired	(price as of 2026-08-21)
April 26, 2021	HBANP	A	2,255	$15.25	$34,389	37,756 Indirect	+6.35%	Acquired	8.5% (price as of 2026-08-21)
Jan. 26, 2021	HBANP	A	3,667	$13.63	$49,981	35,501 Indirect	+11.52%	Acquired	21.4% (price as of 2026-08-21)
Nov. 17, 2020	SGI	S	10,000	$101.55	$1,015,500	37,675 Direct	-20.98%	Disposed	155.0% (price as of 2026-08-21)
Oct. 26, 2020	HBANP	A	4,524	$10.28	$46,507	31,834 Indirect	+16.57%	Acquired	61.0% (price as of 2026-08-21)
July 27, 2020	HBANP	A	3,483	$9.33	$32,496	26,871 Indirect	+14.89%	Acquired	77.4% (price as of 2026-08-21)
May 7, 2020	SGI	A	2,415	$53.84	$130,024	47,675 Direct	+5.34%	Acquired	381.1% (price as of 2026-08-21)
May 1, 2020	HBANP	A	16,919	—	—	234,335 Direct	+7.78%	Acquired	(price as of 2026-08-21)
April 27, 2020	HBANP	A	3,499	$8.75	$30,616	22,610 Indirect	+18.31%	Acquired	89.1% (price as of 2026-08-21)
Jan. 31, 2020	SGI	A	246	$91.62	$22,539	45,260 Direct	+0.55%	Acquired	182.7% (price as of 2026-08-21)
Jan. 27, 2020	HBANP	P	5,000	$13.52	$67,600	216,516 Direct	+2.36%	Acquired	22.4% (price as of 2026-08-21)
Jan. 27, 2020	HBANP	P	800	$13.52	$10,816	217,316 Direct	+0.37%	Acquired	22.4% (price as of 2026-08-21)
Jan. 27, 2020	HBANP	P	100	$13.52	$1,352	217,416 Direct	+0.05%	Acquired	22.4% (price as of 2026-08-21)
Oct. 31, 2019	SGI	A	247	$90.95	$22,465	45,014 Direct	+0.55%	Acquired	184.8% (price as of 2026-08-21)
July 31, 2019	SGI	A	280	$80.22	$22,462	44,767 Direct	+0.63%	Acquired	222.9% (price as of 2026-08-21)
May 9, 2019	SGI	A	2,660	$62.02	$164,973	44,487 Direct	+6.36%	Acquired	317.6% (price as of 2026-08-21)
May 1, 2019	HBANP	A	10,530	—	—	211,516 Direct	+5.24%	Acquired	(price as of 2026-08-21)
April 30, 2019	SGI	A	366	$61.40	$22,472	41,827 Direct	+0.88%	Acquired	321.8% (price as of 2026-08-21)
Jan. 31, 2019	SGI	A	424	$53.02	$22,480	41,461 Direct	+1.03%	Acquired	388.5% (price as of 2026-08-21)
Jan. 28, 2019	HBANP	A	2,395	$13.47	$32,261	17,792 Indirect	+15.55%	Acquired	22.9% (price as of 2026-08-21)
Oct. 31, 2018	SGI	A	487	$46.21	$22,504	41,037 Direct	+1.20%	Acquired	460.5% (price as of 2026-08-21)
Oct. 30, 2018	HBANP	P	3,750	$13.89	$52,088	197,986 Direct	+1.93%	Acquired	19.2% (price as of 2026-08-21)
Oct. 30, 2018	HBANP	P	3,000	$13.87	$41,610	200,986 Direct	+1.52%	Acquired	19.3% (price as of 2026-08-21)
Oct. 25, 2018	HBANP	A	2,619	$13.46	$35,252	15,397 Indirect	+20.50%	Acquired	23.0% (price as of 2026-08-21)
July 31, 2018	SGI	A	460	$48.87	$22,480	40,550 Direct	+1.15%	Acquired	430.0% (price as of 2026-08-21)
July 27, 2018	HBANP	A	1,831	$15.43	$28,252	12,778 Indirect	+16.73%	Acquired	7.3% (price as of 2026-08-21)
May 10, 2018	SGI	A	3,568	—	—	40,090 Direct	+9.77%	Acquired	(price as of 2026-08-21)
May 1, 2018	HBANP	A	8,440	—	—	194,236 Direct	+4.54%	Acquired	(price as of 2026-08-21)
April 26, 2018	HBANP	A	2,064	$15.14	$31,249	10,947 Indirect	+23.24%	Acquired	9.3% (price as of 2026-08-21)
Jan. 25, 2018	HBANP	A	1,934	$16.15	$31,234	8,883 Indirect	+27.83%	Acquired	2.5% (price as of 2026-08-21)
Oct. 27, 2017	HBANP	A	2,233	$14.00	$31,262	6,949 Indirect	+47.35%	Acquired	18.2% (price as of 2026-08-21)
July 28, 2017	HBANP	P	1,250	$13.10	$16,375	184,596 Direct	+0.68%	Acquired	26.3% (price as of 2026-08-21)
July 28, 2017	HBANP	P	1,200	$13.11	$15,732	185,796 Direct	+0.65%	Acquired	26.2% (price as of 2026-08-21)
July 26, 2017	HBANP	A	2,131	$13.26	$28,257	4,716 Indirect	+82.44%	Acquired	24.8% (price as of 2026-08-21)
May 12, 2017	SGI	P	10,000	$48.64	$486,400	36,522 Direct	+37.70%	Acquired	432.5% (price as of 2026-08-21)
May 11, 2017	SGI	A	3,349	—	—	26,522 Direct	+14.45%	Acquired	(price as of 2026-08-21)
May 1, 2017	HBANP	A	9,549	—	—	183,346 Direct	+5.49%	Acquired	(price as of 2026-08-21)
April 28, 2017	HBANP	A	2,585	$13.05	$33,734	2,585 Indirect	—	Acquired	26.8% (price as of 2026-08-21)
Jan. 27, 2017	HBANP	A	1,794	$13.79	$24,739	96,283 Indirect	+1.90%	Acquired	20.0% (price as of 2026-08-21)
Dec. 12, 2016	OXSQH	P	27,887	$7.09	$197,719	50,000 Direct	+126.11%	Acquired	251.9% (price as of 2026-08-21)
Dec. 9, 2016	OXSQH	P	10,000	$7.05	$70,500	22,113 Direct	+82.56%	Acquired	253.9% (price as of 2026-08-21)
Dec. 8, 2016	OXSQH	P	12,113	$7.05	$85,397	12,113 Direct	—	Acquired	253.9% (price as of 2026-08-21)
Oct. 28, 2016	HBANP	A	3,058	$10.71	$32,751	94,489 Indirect	+3.34%	Acquired	54.5% (price as of 2026-08-21)
July 27, 2016	HBANP	A	3,441	$9.50	$32,690	91,431 Indirect	+3.91%	Acquired	74.2% (price as of 2026-08-21)
May 5, 2016	SGI	A	2,736	—	—	23,173 Direct	+13.39%	Acquired	(price as of 2026-08-21)
May 1, 2016	HBANP	A	12,425	—	—	173,797 Direct	+7.70%	Acquired	(price as of 2026-08-21)
April 22, 2016	HBANP	A	4,060	$10.28	$41,737	87,990 Indirect	+4.84%	Acquired	61.0% (price as of 2026-08-21)
Feb. 10, 2016	SGI	P	20,000	$54.93	$1,098,600	20,437 Direct	+4576.66%	Acquired	371.5% (price as of 2026-08-21)

Showing latest 100 of 138 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2022	SGI	Stock Options (right to buy)	Common Stock (2,700)	$19.08	Oct. 27, 2025	2,700	Disposed
Oct. 28, 2015	SGI	Stock Options (right to buy)	Common Stock (675)	$76.32	Oct. 27, 2025	675	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 9, 2016	OXSQH	Common Stock	0	Direct
Jan. 14, 2010	HBANP	Call Option (right to buy) [F1]→ Common Stock (3,000)	3,000	Direct