Rick D Puckett

CIK 1240668 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 14, 2021 · Latest: Jan. 14, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 15, 2021 DRVN P 15,000 $28.00 $420,000 76,549 Direct +24.37% Acquired -52.9% (price as of 2026-08-20)
Dec. 10, 2012 WHFCL P 15,000 $15.00 $225,000 15,000 Direct — Acquired 68.9% (price as of 2026-08-20)
March 10, 2006 UNFI S 300 $34.73 $10,419 1,200 Direct -20.00% Disposed 31.5% (price as of 2026-08-20)
March 10, 2006 UNFI S 100 $34.72 $3,472 1,500 Direct -6.25% Disposed 31.5% (price as of 2026-08-20)
March 10, 2006 UNFI S 400 $34.71 $13,884 1,600 Direct -20.00% Disposed 31.6% (price as of 2026-08-20)
March 10, 2006 UNFI S 100 $34.70 $3,470 2,000 Direct -4.76% Disposed 31.6% (price as of 2026-08-20)
March 10, 2006 UNFI S 700 $34.69 $24,283 2,100 Direct -25.00% Disposed 31.7% (price as of 2026-08-20)
March 10, 2006 UNFI S 100 $34.68 $3,468 2,800 Direct -3.45% Disposed 31.7% (price as of 2026-08-20)
March 10, 2006 UNFI S 909 $34.65 $31,497 2,900 Direct -23.86% Disposed 31.8% (price as of 2026-08-20)
March 10, 2006 UNFI S 350 $34.62 $12,117 3,809 Direct -8.42% Disposed 31.9% (price as of 2026-08-20)
March 10, 2006 UNFI S 2,600 $34.61 $89,986 4,159 Direct -38.47% Disposed 32.0% (price as of 2026-08-20)
March 10, 2006 UNFI S 400 $34.60 $13,840 6,759 Direct -5.59% Disposed 32.0% (price as of 2026-08-20)
March 10, 2006 UNFI S 1,973 $34.58 $68,226 7,159 Direct -21.61% Disposed 32.1% (price as of 2026-08-20)
Oct. 3, 2005 UNFI S 7,500 $35.26 $264,450 1,200 Direct -86.21% Disposed 29.5% (price as of 2026-08-20)
March 11, 2005 UNFI P 1,200 $29.96 $35,952 1,200 Direct — Acquired 52.4% (price as of 2026-08-20)
Dec. 28, 2004 UNFI S 9,000 $31.50 $283,500 0 Direct -100.00% Disposed 45.0% (price as of 2026-08-20)
Dec. 28, 2004 UNFI S 1,100 $31.60 $34,760 9,000 Direct -10.89% Disposed 44.5% (price as of 2026-08-20)
Dec. 28, 2004 UNFI S 600 $31.70 $19,020 10,100 Direct -5.61% Disposed 44.1% (price as of 2026-08-20)
Dec. 28, 2004 UNFI S 400 $31.72 $12,688 10,700 Direct -3.60% Disposed 44.0% (price as of 2026-08-20)
Dec. 28, 2004 UNFI S 400 $31.73 $12,692 11,100 Direct -3.48% Disposed 43.9% (price as of 2026-08-20)
March 5, 2004 UNFI S 420 $46.94 $19,715 0 Direct -100.00% Disposed 94.6% (price as of 2026-08-20)
March 5, 2004 UNFI S 2,000 $47.00 $94,000 420 Direct -82.64% Disposed 94.3% (price as of 2026-08-20)
March 5, 2004 UNFI S 580 $47.21 $27,382 2,420 Direct -19.33% Disposed 93.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 30, 2023 DRVN Stock Option (right to buy) Common Stock (10,815) $22.00 Jan. 14, 2031 10,815 Acquired
Jan. 14, 2021 DRVN Stock Option (right to buy) Common Stock (18,182) $22.00 Jan. 14, 2031 18,182 Acquired
Jan. 14, 2021 DRVN Stock Option (right to buy) Common Stock (1,090) $22.00 Jan. 14, 2031 1,090 Acquired
Jan. 14, 2021 DRVN Stock Option (right to buy) Common Stock (4,357) $22.00 Jan. 14, 2031 4,357 Acquired
March 10, 2006 UNFI Employee Stock Option (right to buy) Common Stock (432) $18.66 April 29, 2006 432 Disposed
March 10, 2006 UNFI Employee Stock Option (right to buy) Common Stock (7,500) $12.26 April 29, 2006 7,500 Disposed
Dec. 8, 2005 UNFI Stock Options (Right to buy) Common Stock (7,000) $25.37 Dec. 8, 2015 7,000 Acquired
Oct. 3, 2005 UNFI Employee Stock Option (right to buy) Common Stock (7,500) $12.26 Jan. 6, 2013 7,500 Disposed
Dec. 28, 2004 UNFI Employee Stock Option (right to buy) Common Stock (1,500) $12.26 Jan. 6, 2013 1,500 Disposed
Dec. 28, 2004 UNFI Employee Stock Option (right to buy) Common Stock (10,000) $18.66 Dec. 3, 2013 10,000 Disposed
Dec. 1, 2004 UNFI Employee Stock Option (right to buy) Common Stock (60,000) $28.14 Dec. 1, 2014 60,000 Acquired
March 5, 2004 UNFI Employee Stock Option (right to buy) Common Stock (3,000) $24.51 Jan. 6, 2013 3,000 Disposed
Dec. 3, 2003 UNFI Employee Stock Option (right to buy) Common Stock (864) $37.31 Dec. 3, 2013 864 Acquired
Dec. 3, 2003 UNFI Employee Stock Option (right to buy) Common Stock (19,136) $37.31 Dec. 3, 2013 19,136 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 14, 2021 DRVN Common Stock 61,549 Direct
Jan. 14, 2021 DRVN Common Stock 64,186 Direct
Sept. 29, 2015 SPXC No securities are beneficially owned 0 Direct
Dec. 4, 2012 WHFCL Common stock, par value $0.001 per share 0 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UNFI

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2004 — — — — — — — —
2003 $115,445 $75,000 — — — — $4,900 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.