Rick E Winningham
CIK 1302443 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 4, 2004 · Latest: Feb. 5, 2019
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
2 sells (S)
Net:
$-1,656,873
+ 78 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
78 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 22, 2026 | JAZZ | S | 2,741 | $241.57 | $662,143 | 9,567 Direct | -22.27% | Disposed | 5.5% (price as of 2026-08-19) |
| Nov. 18, 2025 | JAZZ | S | 5,500 | $180.86 | $994,730 | 8,893 Direct | -38.21% | Disposed | 41.0% (price as of 2026-08-19) |
| Aug. 10, 2018 | JAZZ | S | 660 | $176.61 | $116,563 | 4,950 Direct | -11.76% | Disposed | 44.4% (price as of 2026-08-19) |
| Aug. 9, 2018 | JAZZ | S | 9,000 | $176.15 | $1,585,350 | 11,094 Direct | -44.79% | Disposed | 44.7% (price as of 2026-08-19) |
| Aug. 9, 2018 | JAZZ | S | 3,542 | $176.31 | $624,490 | 9,047 Direct | -28.14% | Disposed | 44.6% (price as of 2026-08-19) |
| Aug. 9, 2018 | JAZZ | S | 3,437 | $176.03 | $605,015 | 5,610 Direct | -37.99% | Disposed | 44.8% (price as of 2026-08-19) |
| Aug. 11, 2017 | JAZZ | S | 659 | $142.36 | $93,815 | 11,097 Direct | -5.61% | Disposed | 79.1% (price as of 2026-08-19) |
| Aug. 11, 2017 | JAZZ | S | 3 | $144.22 | $433 | 11,094 Direct | -0.03% | Disposed | 76.8% (price as of 2026-08-19) |
| Aug. 11, 2017 | TBPH | P | 10,000 | $24.50 | $245,000 | 866,377 Direct | +1.17% | Acquired | -30.7% (price as of 2026-08-19) |
| June 1, 2017 | JAZZ | S | 5,000 | $150.00 | $750,000 | 10,391 Direct | -32.49% | Disposed | 70.0% (price as of 2026-08-19) |
| Aug. 15, 2016 | JAZZ | S | 633 | $136.45 | $86,373 | 15,391 Direct | -3.95% | Disposed | 86.8% (price as of 2026-08-19) |
| Aug. 17, 2015 | TBPH | P | 16,860 | $12.13 | $204,512 | 602,056 Direct | +2.88% | Acquired | 40.0% (price as of 2026-08-19) |
| Aug. 14, 2015 | TBPH | P | 63,140 | $11.79 | $744,421 | 583,298 Direct | +12.14% | Acquired | 44.0% (price as of 2026-08-19) |
| Aug. 10, 2015 | JAZZ | S | 797 | $179.98 | $143,444 | 14,663 Direct | -5.16% | Disposed | 41.6% (price as of 2026-08-19) |
| Aug. 10, 2015 | JAZZ | S | 4 | $183.36 | $733 | 14,659 Direct | -0.03% | Disposed | 39.0% (price as of 2026-08-19) |
| Aug. 12, 2014 | JAZZ | S | 1,087 | $133.15 | $144,734 | 14,150 Direct | -7.13% | Disposed | 91.5% (price as of 2026-08-19) |
| April 17, 2014 | JAZZ | S 10b5-1 | 27,500 | $140.00 | $3,850,000 | 13,587 Direct | -66.93% | Disposed | 82.1% (price as of 2026-08-19) |
| Sept. 12, 2013 | INVA | S 10b5-1 | 22,353 | $40.03 | $894,791 | 690,106 Direct | -3.14% | Disposed | -32.9% (price as of 2026-08-19) |
| Aug. 13, 2013 | JAZZ | S | 1,070 | $81.86 | $87,590 | 41,087 Direct | -2.54% | Disposed | 211.4% (price as of 2026-08-19) |
| April 30, 2013 | INVA | S 10b5-1 | 1,577 | $34.32 | $54,123 | 721,551 Direct | -0.22% | Disposed | -21.8% (price as of 2026-08-19) |
| April 30, 2013 | INVA | S 10b5-1 | 253,955 | $33.64 | $8,543,046 | 723,128 Direct | -25.99% | Disposed | -20.2% (price as of 2026-08-19) |
| Aug. 3, 2012 | INVA | S 10b5-1 | 36,200 | $28.15 | $1,019,030 | 591,258 Direct | -5.77% | Disposed | -4.6% (price as of 2026-08-19) |
Showing latest 100 of 173 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 22, 2026 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (3,415) | $138.08 | Aug. 10, 2026 | 3,415 | Disposed |
| Aug. 9, 2018 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (4,500) | $46.83 | Aug. 8, 2022 | 4,500 | Disposed |
| Aug. 9, 2018 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (4,500) | $81.76 | Aug. 7, 2023 | 4,500 | Disposed |
| Aug. 9, 2018 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (3,735) | $177.73 | Aug. 8, 2028 | 3,735 | Acquired |
| Aug. 10, 2017 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (3,415) | $143.66 | Aug. 9, 2027 | 3,415 | Acquired |
| Aug. 11, 2016 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares (3,415) | $138.08 | Aug. 10, 2026 | 3,415 | Acquired |
| Aug. 7, 2015 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares (3,415) | $181.79 | Aug. 6, 2025 | 3,415 | Acquired |
| Aug. 22, 2014 | TBPH | Share Option (Right to Buy) | Ordinary Shares (320,000) | $28.35 | Aug. 21, 2024 | 320,000 | Acquired |
| Aug. 7, 2014 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares (3,300) | $135.44 | Aug. 6, 2024 | 3,300 | Acquired |
| June 3, 2014 | TBPH | Stock Option (Right to Buy) | Common Stock (80,000) | $23.51 | June 2, 2024 | 80,000 | Acquired |
| Aug. 8, 2013 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares (4,500) | $81.76 | Aug. 7, 2023 | 4,500 | Acquired |
| April 30, 2013 | INVA | Stock Option (Right to Buy) | Common Stock (385,161) | $9.69 | March 28, 2014 | 385,161 | Disposed |
| Aug. 9, 2012 | JAZZ | Option (right to buy) | Ordinary Shares (4,500) | $46.83 | Aug. 8, 2022 | 4,500 | Acquired |
| Aug. 3, 2012 | INVA | Stock Option (Right to Buy) | Common Stock (64,516) | $3.10 | Jan. 24, 2013 | 64,516 | Disposed |
| Aug. 3, 2012 | INVA | Stock Option (Right to Buy) | Common Stock (80,645) | $3.10 | Jan. 24, 2013 | 80,645 | Disposed |
| May 4, 2012 | INVA | Stock Option (Right to Buy) | Common Stock (30,967) | $9.69 | March 28, 2014 | 30,967 | Disposed |
| May 4, 2012 | INVA | Stock Option (Right to Buy) | Common Stock (32,258) | $3.10 | Jan. 24, 2013 | 32,258 | Disposed |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock (30,000) | $10.09 | May 3, 2020 | 30,000 | Disposed |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock (12,500) | $8.23 | Aug. 25, 2020 | 12,500 | Disposed |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock (12,500) | $34.99 | Nov. 4, 2021 | 12,500 | Disposed |
| Nov. 4, 2011 | JAZZ | Option (right to buy) | Common Stock (12,500) | $34.99 | Nov. 4, 2021 | 12,500 | Acquired |
| Feb. 28, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (101,752) | $8.52 | Dec. 8, 2011 | 101,752 | Disposed |
| Feb. 25, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (135,850) | $8.52 | Dec. 8, 2011 | 135,850 | Disposed |
| Feb. 24, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (135,950) | $8.52 | Dec. 8, 2011 | 135,950 | Disposed |
| Feb. 23, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (142,500) | $8.52 | Dec. 8, 2011 | 142,500 | Disposed |
| Feb. 22, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (246,411) | $8.52 | Dec. 8, 2011 | 246,411 | Disposed |
| Feb. 22, 2011 | INVA | Stock Option (Right to Buy) | Common Stock (11,729) | $8.52 | Dec. 8, 2011 | 11,729 | Disposed |
| Aug. 25, 2010 | JAZZ | Option (right to buy) | Common Stock (12,500) | $8.23 | Aug. 25, 2020 | 12,500 | Acquired |
| May 4, 2010 | JAZZ | Option (right to buy) | Common Stock (30,000) | $10.09 | May 3, 2020 | 30,000 | Acquired |
| April 25, 2007 | INVA | Stock Option (Right to Buy) | Common Stock (69,355) | $34.00 | Feb. 13, 2017 | 69,355 | Acquired |
| Feb. 8, 2006 | INVA | Stock Option (Right to Buy) | Common Stock (69,355) | $29.65 | Feb. 7, 2016 | 69,355 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (11,729) | 11,729 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (762,463) | 762,463 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (32,258) | 32,258 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (64,516) | 64,516 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (80,645) | 80,645 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (30,967) | 30,967 | Direct |
| Oct. 4, 2004 | INVA | Stock Option (right to buy)→ Common Stock (385,161) | 385,161 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $511,898 | — | $5,650,122 | — | $383,921 | — | $500 | $6,546,441 |
| 2013 | $857,940 | $129,004 | $244,420 | — | $516,016 | — | $500 | $1,747,880 |
| 2012 | $833,280 | $35,112 | $199,210 | — | $450,888 | — | $500 | $1,518,990 |
TBPH
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $1,047,431 | $9,802 | — | — | $490,198 | — | $5,000 | $3,995,931 |
| 2023 | $1,047,431 | — | — | — | $251,000 | — | $5,000 | $4,318,531 |
| 2022 | $1,047,431 | — | — | $2,756,847 | $722,727 | — | $5,099 | $6,272,904 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.