Rick Roetken

CIK 1850036 · View on SEC EDGAR ↗

Insider

First SEC filing: March 12, 2021 · Latest: March 12, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 21, 2021 HAYW S 10b5-1 12,000 $22.29 $267,480 196,402 Direct -5.76% Disposed -33.4% (price as of 2026-08-20)
March 16, 2021 HAYW P 1,500 $17.00 $25,500 49,013 Direct +3.16% Acquired -12.6% (price as of 2026-08-20)
March 12, 2021 HAYW P 1,500 $17.00 $25,500 49,013 Direct +3.16% Acquired -12.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 11, 2021 HAYW Stock Options (Right to Buy) Common Stock (263,250) $0.50 Aug. 27, 2028 263,250 Disposed
March 11, 2021 HAYW Stock Options (Right to Buy) Common Stock (121,760) $17.00 March 11, 2031 121,760 Acquired
March 2, 2021 HAYW Stock Options (Right to Buy) Common Stock (1,170,000) $0.50 Aug. 27, 2028 1,170,000 Acquired
March 2, 2021 HAYW Stock Options (Right to Buy) Class B Common Stock (6,000) $97.50 Aug. 27, 2028 6,000 Disposed
March 2, 2021 HAYW Stock Options (Right to Buy) Common Stock (195,000) $3.61 Jan. 12, 2031 195,000 Acquired
March 2, 2021 HAYW Stock Options (Right to Buy) Class B Common Stock (1,000) $703.93 Jan. 12, 2031 1,000 Disposed
Jan. 12, 2021 HAYW Stock Options (Right to Buy) Class B Common Stock (1,000) $703.93 Jan. 12, 2031 1,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 12, 2021 HAYW Common Stock 47,513 Direct
March 12, 2021 HAYW Option (Right to Buy)→ Common Stock (1,170,000) 1,170,000 Direct
March 12, 2021 HAYW Option (Right to Buy)→ Common Stock (195,000) 195,000 Direct
March 12, 2021 HAYW Option (Right to Buy)→ Common Stock (121,760) 121,760 Direct