Ricky Brown
CIK 1289406 · View on SEC EDGAR ↗
First SEC filing: May 6, 2004 · Latest: May 6, 2004
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 9, 2016 | TFC | S | 73,295 | $38.01 | $2,785,943 | 141,309 Direct | -34.15% | Disposed | 33.3% (price as of 2026-08-20) |
| May 20, 2015 | TFC | S | 26,110 | $39.56 | $1,032,912 | 176,540 Direct | -12.88% | Disposed | 28.0% (price as of 2026-08-20) |
| Jan. 21, 2014 | TFC | S | 9,455 | $38.98 | $368,556 | 202,572 Direct | -4.46% | Disposed | 30.0% (price as of 2026-08-20) |
| Nov. 25, 2013 | TFC | S | 25,371 | $35.00 | $887,985 | 202,565 Direct | -11.13% | Disposed | 44.7% (price as of 2026-08-20) |
| May 15, 2013 | TFC | S | 50,000 | $32.45 | $1,622,500 | 202,551 Direct | -19.80% | Disposed | 56.1% (price as of 2026-08-20) |
| Jan. 26, 2010 | TFC | S | 7,981 | $27.19 | $217,003 | 35,563 Direct | -18.33% | Disposed | 86.3% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | P | 287 | $35.01 | $10,048 | 287 Indirect | — | Acquired | 44.7% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 100 | $35.18 | $3,518 | 5,819 Direct | -1.69% | Disposed | 44.0% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 700 | $35.19 | $24,633 | 5,919 Direct | -10.58% | Disposed | 43.9% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 791 | $35.20 | $27,843 | 6,619 Direct | -10.67% | Disposed | 43.9% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 2,553 | $35.21 | $89,891 | 7,410 Direct | -25.62% | Disposed | 43.9% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 100 | $35.22 | $3,522 | 9,963 Direct | -0.99% | Disposed | 43.8% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 1,100 | $35.23 | $38,753 | 10,063 Direct | -9.85% | Disposed | 43.8% (price as of 2026-08-20) |
| Jan. 24, 2008 | TFC | S | 300 | $35.24 | $10,572 | 11,163 Direct | -2.62% | Disposed | 43.7% (price as of 2026-08-20) |
| June 6, 2007 | TFC | P | 20 | — | — | 5,798 Direct | +0.35% | Acquired | (price as of 2026-08-20) |
| Feb. 8, 2007 | TFC | S | 260 | $42.85 | $11,141 | 0 Indirect | -100.00% | Disposed | 18.2% (price as of 2026-08-20) |
| Feb. 1, 2007 | TFC | S | 235 | $42.66 | $10,025 | 6,031 Direct | -3.75% | Disposed | 18.7% (price as of 2026-08-20) |
| July 27, 2006 | TFC | S | 3,340 | $41.78 | $139,545 | 6,229 Direct | -34.90% | Disposed | 21.2% (price as of 2026-08-20) |
| May 3, 2006 | TFC | S | 3,000 | $42.66 | $127,980 | 6,229 Direct | -32.51% | Disposed | 18.7% (price as of 2026-08-20) |
| Feb. 2, 2006 | TFC | S | 600 | $38.37 | $23,022 | 0 Indirect | -100.00% | Disposed | 32.0% (price as of 2026-08-20) |
| Feb. 2, 2006 | TFC | S | 200 | $38.37 | $7,674 | 9,218 Direct | -2.12% | Disposed | 32.0% (price as of 2026-08-20) |
| July 29, 2005 | TFC | S | 240 | $42.05 | $10,092 | 0 Indirect | -100.00% | Disposed | 20.5% (price as of 2026-08-20) |
| July 21, 2005 | TFC | S | 400 | $42.35 | $16,940 | 5,091 Direct | -7.28% | Disposed | 19.6% (price as of 2026-08-20) |
| July 21, 2005 | TFC | S | 2,906 | $42.35 | $123,069 | 5,491 Direct | -34.61% | Disposed | 19.6% (price as of 2026-08-20) |
| July 21, 2005 | TFC | S | 400 | $42.36 | $16,944 | 8,397 Direct | -4.55% | Disposed | 19.6% (price as of 2026-08-20) |
Showing latest 100 of 103 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2016 | TFC | Stock Option (right to buy) | Common Stock (63,307) | $32.10 | Feb. 23, 2026 | 63,307 | Acquired |
| Dec. 15, 2016 | TFC | Stock Option (right to buy) | Common Stock (32,917) | $38.22 | Feb. 24, 2025 | 32,917 | Acquired |
| Dec. 15, 2016 | TFC | Stock Option (right to buy) | Common Stock (9,922) | $37.55 | Feb. 25, 2024 | 9,922 | Acquired |
| Aug. 9, 2016 | TFC | Stock Option (right to buy) | Common Stock (73,295) | $34.29 | Feb. 26, 2018 | 73,295 | Disposed |
| Feb. 23, 2016 | TFC | Stock Option (right to buy) | Common Stock (16,458) | $38.22 | Feb. 24, 2025 | 16,458 | Acquired |
| Feb. 23, 2016 | TFC | Stock Option (right to buy) | Common Stock (9,921) | $37.55 | Feb. 25, 2024 | 9,921 | Acquired |
| May 20, 2015 | TFC | Stock Option (right to buy) | Common Stock (26,110) | $16.88 | Feb. 24, 2019 | 26,110 | Disposed |
| Feb. 24, 2015 | TFC | Stock Option (right to buy) | Common Stock (9,920) | $37.55 | Feb. 25, 2024 | 9,920 | Acquired |
| Jan. 21, 2014 | TFC | Stock Option (right to buy) | Common Stock (9,455) | $36.68 | Feb. 24, 2014 | 9,455 | Disposed |
| Nov. 25, 2013 | TFC | Stock Option (right to buy) | Common Stock (25,371) | $16.88 | Feb. 24, 2019 | 25,371 | Disposed |
| May 15, 2013 | TFC | Stock Option (right to buy) | Common Stock (50,000) | $16.88 | Feb. 24, 2019 | 50,000 | Disposed |
| Feb. 26, 2013 | TFC | Stock Option (right to buy) | Common Stock (42,233) | $30.08 | Feb. 26, 2023 | 42,233 | Acquired |
| Feb. 21, 2012 | TFC | Stock Option (right to buy) | Common Stock (73,776) | $30.09 | Feb. 21, 2022 | 73,776 | Acquired |
| Feb. 22, 2011 | TFC | Stock Option (right to buy) | Common Stock (57,010) | $27.73 | Feb. 22, 2021 | 57,010 | Acquired |
| Feb. 23, 2010 | TFC | Stock Option (right to buy) | Common Stock (0) | $27.75 | Feb. 23, 2020 | 0 | Acquired |
| Feb. 23, 2010 | TFC | Stock Option (right to buy) | Common Stock (49,350) | $27.75 | Feb. 23, 2020 | 49,350 | Acquired |
| Feb. 23, 2010 | TFC | Stock Option (right to buy) | Common Stock (71,062) | $27.75 | Feb. 23, 2020 | 71,062 | Acquired |
| Jan. 26, 2010 | TFC | Stock Option (right to buy) | Common Stock (7,981) | $23.94 | Feb. 22, 2010 | 7,981 | Disposed |
| Feb. 24, 2009 | TFC | Stock Option (right to buy) | Common Stock (101,481) | $16.88 | Feb. 24, 2019 | 101,481 | Acquired |
| Feb. 26, 2008 | TFC | Stock Option (right to buy) | Common Stock (73,295) | $34.29 | Feb. 26, 2018 | 73,295 | Acquired |
| Jan. 24, 2008 | TFC | Employee Stock Option (right to buy) | Common Stock (5,644) | $31.00 | Feb. 23, 2008 | 5,644 | Disposed |
| Feb. 20, 2007 | TFC | Stock Option (right to buy) | Common Stock (52,362) | $44.15 | Feb. 20, 2017 | 52,362 | Acquired |
| July 27, 2006 | TFC | Employee Stock Option (right to buy) | Common Stock (3,340) | $20.19 | Feb. 24, 2007 | 3,340 | Disposed |
| Feb. 21, 2006 | TFC | Stock Option (right to buy) | Common Stock (34,887) | $39.73 | Feb. 21, 2016 | 34,887 | Acquired |
| Aug. 1, 2005 | TFC | Employee Stock Option (right to buy) | Common Stock (4,870) | $13.19 | Dec. 18, 2005 | 4,870 | Disposed |
| Feb. 22, 2005 | TFC | Stock Option (Right to Buy) | Common Stock (38,768) | $38.64 | Feb. 22, 2015 | 38,768 | Acquired |
| May 24, 2004 | TFC | Employee Stock Option (right to buy) | Common Stock (3,620) | $9.00 | Dec. 20, 2004 | 3,620 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 12 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 6, 2004 | TFC | Common Stock | 5,901 | Direct |
| May 6, 2004 | TFC | Common Stock | 23,792 | Indirect |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (3,620) | 3,620 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (4,870) | 4,870 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (3,340) | 3,340 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (5,644) | 5,644 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (4,963) | 4,963 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (7,981) | 7,981 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (5,639) | 5,639 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (7,328) | 7,328 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (Right to Buy)→ Common Stock (10,248) | 10,248 | Direct |
| May 6, 2004 | TFC | Employee Stock Option (right to buy)→ Common Stock (9,455) | 9,455 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $666,583 | — | — | — | $1,774,398 | $2,127,763 | $130,958 | $5,808,671 |
| 2013 | $661,250 | — | — | — | $1,713,520 | $951,910 | $158,914 | $4,540,289 |
| 2011 | $606,750 | $0 | — | — | $1,174,061 | $1,166,178 | $70,050 | $3,997,046 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.