RISSMAN PAUL C

Insider

First SEC filing: April 2, 2004 · Latest: April 2, 2004

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

AB selling Jan. 31, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 31, 2008	AB	M	10,000	$53.75	$537,500	255,282 Direct	+4.08%	Acquired	-32.6% (price as of 2026-08-21)
Jan. 31, 2008	AB	M	8,000	$33.18	$265,440	263,282 Direct	+3.13%	Acquired	9.1% (price as of 2026-08-21)
Jan. 31, 2008	AB	S	18,000	$67.43	$1,213,740	245,282 Direct	-6.84%	Disposed	-46.3% (price as of 2026-08-21)
Jan. 31, 2008	AB	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 31, 2008	AB	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 22, 2007	AB	M	6,300	$50.25	$316,575	251,582 Direct	+2.57%	Acquired	-27.9% (price as of 2026-08-21)
May 22, 2007	AB	M	32,000	$33.18	$1,061,760	283,582 Direct	+12.72%	Acquired	9.1% (price as of 2026-08-21)
May 22, 2007	AB	S	38,300	$90.09	$3,450,447	245,282 Direct	-13.51%	Disposed	-59.8% (price as of 2026-08-21)
May 22, 2007	AB	M	6,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 22, 2007	AB	M	32,000	—	—	8,000 Direct	-80.00%	Disposed	(price as of 2026-08-21)
May 10, 2007	AB	M	53,700	$50.25	$2,698,425	298,982 Direct	+21.89%	Acquired	-27.9% (price as of 2026-08-21)
May 10, 2007	AB	S	53,700	$89.56	$4,809,372	245,282 Direct	-17.96%	Disposed	-59.6% (price as of 2026-08-21)
May 10, 2007	AB	M	53,700	—	—	6,300 Direct	-89.50%	Disposed	(price as of 2026-08-21)
Jan. 31, 2007	AB	F	28,816	$90.09	$2,596,033	245,282 Direct	-10.51%	Disposed	-59.8% (price as of 2026-08-21)
Dec. 4, 2006	AB	M	50,000	$48.50	$2,425,000	322,459 Direct	+18.35%	Acquired	-25.3% (price as of 2026-08-21)
Dec. 4, 2006	AB	M	30,000	$53.75	$1,612,500	352,459 Direct	+9.30%	Acquired	-32.6% (price as of 2026-08-21)
Dec. 4, 2006	AB	S	80,000	$78.32	$6,265,600	274,098 Direct	-22.59%	Disposed	-53.8% (price as of 2026-08-21)
Dec. 4, 2006	AB	M	50,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 4, 2006	AB	M	30,000	—	—	10,000 Direct	-75.00%	Disposed	(price as of 2026-08-21)
March 9, 2006	AB	M	50,000	$48.50	$2,425,000	321,748 Direct	+18.40%	Acquired	-25.3% (price as of 2026-08-21)
March 9, 2006	AB	S	50,000	$63.26	$3,163,000	272,459 Direct	-15.51%	Disposed	-42.8% (price as of 2026-08-21)
March 9, 2006	AB	M	50,000	—	—	50,000 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Jan. 31, 2006	AB	M	4,000	$18.47	$73,880	287,113 Direct	+1.41%	Acquired	96.0% (price as of 2026-08-21)
Jan. 31, 2006	AB	M	12,000	$26.31	$315,720	299,113 Direct	+4.18%	Acquired	37.6% (price as of 2026-08-21)
Jan. 31, 2006	AB	M	15,000	$30.25	$453,750	314,113 Direct	+5.01%	Acquired	19.7% (price as of 2026-08-21)
Jan. 31, 2006	AB	S	31,000	$60.43	$1,873,330	283,113 Direct	-9.87%	Disposed	-40.1% (price as of 2026-08-21)
Jan. 31, 2006	AB	F	11,365	$60.44	$686,901	271,748 Direct	-4.01%	Disposed	-40.1% (price as of 2026-08-21)
Jan. 31, 2006	AB	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 31, 2006	AB	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 31, 2006	AB	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 26, 2006	AB	A	43,767	$56.49	$2,472,398	283,113 Direct	+18.29%	Acquired	-35.9% (price as of 2026-08-21)
Feb. 24, 2005	AB	A	30,952	$42.00	$1,299,984	238,265 Direct	+14.93%	Acquired	-13.8% (price as of 2026-08-21)
Jan. 31, 2005	AB	F	8,280	$44.99	$372,517	206,879 Direct	-3.85%	Disposed	-19.5% (price as of 2026-08-21)
Dec. 15, 2004	AB	F	10,301	$40.94	$421,723	215,159 Direct	-4.57%	Disposed	-11.6% (price as of 2026-08-21)
Jan. 30, 2004	AB	F	8,299	$36.86	$305,901	223,605 Direct	-3.58%	Disposed	-1.8% (price as of 2026-08-21)
Jan. 30, 2004	AB	F	8,299	$36.86	$305,901	253,784 Direct	-3.17%	Disposed	-1.8% (price as of 2026-08-21)
Aug. 19, 2003	AB	A	752	—	—	261,079 Direct	+0.29%	Acquired	(price as of 2026-08-21)
April 4, 2003	AB	A	57,214	—	—	199,371 Direct	+40.25%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 31, 2008	AB	Employee unit option (right to buy)	Holding Units [F1] (10,000)	$53.75	Dec. 11, 2010	10,000	Disposed
Jan. 31, 2008	AB	Employee unit option (right to buy)	Holding Units [F1] (8,000)	$33.18	Dec. 6, 2012	8,000	Disposed
May 22, 2007	AB	Employee unit option (right to buy)	Holding Units [F1] (6,300)	$50.25	Dec. 7, 2011	6,300	Disposed
May 22, 2007	AB	Employee unit option (right to buy)	Holding Units [F1] (32,000)	$33.18	Dec. 6, 2012	32,000	Disposed
May 10, 2007	AB	Employee unit option (right to buy)	Holding Units [F1] (53,700)	$50.25	Dec. 7, 2011	53,700	Disposed
Dec. 4, 2006	AB	Employee unit option (right to buy)	Holding Units (50,000)	$48.50	June 20, 2010	50,000	Disposed
Dec. 4, 2006	AB	Employee unit option (right to buy)	Holding Units (30,000)	$53.75	Dec. 11, 2010	30,000	Disposed
March 9, 2006	AB	Employee unit option (right to buy)	Holding Units (50,000)	$48.50	June 20, 2010	50,000	Disposed
Jan. 31, 2006	AB	employee unit option (right to buy)	Holding Units (4,000)	$18.47	Dec. 16, 2007	4,000	Disposed
Jan. 31, 2006	AB	employee unit option (right to buy)	Holding Units (12,000)	$26.31	Dec. 10, 2008	12,000	Disposed
Jan. 31, 2006	AB	employee unit option (right to buy)	Holding Units (15,000)	$30.25	Dec. 6, 2009	15,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).