Roaring Fork Capital SBIC, L.P.
CIK 1310175 · View on SEC EDGAR ↗
Insider
First SEC filing: May 16, 2005 · Latest: May 16, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
1 other filing hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 26, 2006 | RIOT | S | 25,000 | $2.43 | $60,750 | 768,624 Direct | -3.15% | Disposed | 734.2% (price as of 2026-08-20) |
| Dec. 6, 2006 | RIOT | S | 35,000 | $1.89 | $66,150 | 793,624 Direct | -4.22% | Disposed | 972.5% (price as of 2026-08-20) |
| Nov. 15, 2006 | RIOT | S | 140,000 | $1.62 | $226,800 | 828,624 Direct | -14.45% | Disposed | 1151.2% (price as of 2026-08-20) |
| Sept. 22, 2006 | RIOT | S | 85,000 | $1.49 | $126,650 | 968,624 Direct | -8.07% | Disposed | 1260.4% (price as of 2026-08-20) |
| Aug. 17, 2006 | RIOT | S | 92,857 | $1.45 | $134,643 | 1,053,624 Direct | -8.10% | Disposed | 1297.9% (price as of 2026-08-20) |
| May 8, 2006 | RIOT | S | 50,000 | $1.72 | $86,000 | 1,146,481 Direct | -4.18% | Disposed | 1078.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.