Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 19, 2024 NVNO P 12,000 $2.55 $30,600 222,236 Direct +5.71% Acquired -90.9% (price as of 2026-10-02)
June 27, 2022 NVNO P 2,500 $3.80 $9,500 210,236 Direct +1.20% Acquired -93.9% (price as of 2026-10-02)
Nov. 19, 2021 NVNO P 2,000 $7.43 $14,860 7,736 Direct +34.87% Acquired -96.9% (price as of 2026-10-02)
Nov. 16, 2021 NVNO P 2,000 $7.87 $15,740 5,736 Direct +53.53% Acquired -97.1% (price as of 2026-10-02)
May 18, 2021 NVNO P 3,000 $5.47 $16,410 3,736 Direct +407.61% Acquired -95.8% (price as of 2026-10-02)
March 12, 2019 NVNO P 18,382 $1.36 $25,000 18,382 Direct · Acquired -99.3% (price as of 2026-10-02)
March 12, 2019 NVNO P 21,740 $1.15 $25,001 21,740 Direct · Acquired -99.2% (price as of 2026-10-02)
June 2, 2017 ANIX P 100 $0.85 $85 51,653 Direct +0.19% Acquired 247.1% (price as of 2026-10-02)
June 2, 2017 ANIX P 9,900 $0.88 $8,712 61,553 Direct +19.17% Acquired 235.2% (price as of 2026-10-02)
July 21, 2015 ANIX P 5,000 $5.77 $28,850 45,558 Direct +12.33% Acquired -48.9% (price as of 2026-10-02)
July 10, 2015 ANIX P 200 $4.00 $800 40,558 Direct +0.50% Acquired -26.2% (price as of 2026-10-02)
July 7, 2015 ANIX P 200 $3.80 $760 40,358 Direct +0.50% Acquired -22.4% (price as of 2026-10-02)
July 1, 2015 ANIX P 500 $3.95 $1,975 40,158 Direct +1.26% Acquired -25.3% (price as of 2026-10-02)
June 30, 2015 ANIX P 600 $3.75 $2,250 39,658 Direct +1.54% Acquired -21.3% (price as of 2026-10-02)
June 29, 2015 ANIX P 1,400 $4.07 $5,698 39,058 Direct +3.72% Acquired -27.5% (price as of 2026-10-02)
June 26, 2015 ANIX P 312 $5.00 $1,560 37,658 Direct +0.84% Acquired -41.0% (price as of 2026-10-02)
June 22, 2015 ANIX P 60,000 $0.15 $9,000 933,650 Direct +6.87% Acquired -21.3% (price as of 2026-10-02)
June 19, 2015 ANIX P 20,000 $0.14 $2,800 873,650 Direct +2.34% Acquired -15.7% (price as of 2026-10-02)
June 18, 2015 ANIX P 50,000 $0.13 $6,500 853,650 Direct +6.22% Acquired -9.2% (price as of 2026-10-02)
June 17, 2015 ANIX P 50,000 $0.13 $6,500 803,650 Direct +6.63% Acquired -9.2% (price as of 2026-10-02)
June 15, 2015 ANIX P 30,000 $0.14 $4,200 753,650 Direct +4.15% Acquired -15.7% (price as of 2026-10-02)
June 11, 2015 ANIX P 25,000 $0.14 $3,500 723,650 Direct +3.58% Acquired -15.7% (price as of 2026-10-02)
June 10, 2015 ANIX P 10,000 $0.14 $1,400 698,650 Direct +1.45% Acquired -15.7% (price as of 2026-10-02)
June 9, 2015 ANIX P 10,000 $0.14 $1,400 688,650 Direct +1.47% Acquired -15.7% (price as of 2026-10-02)
June 4, 2015 ANIX P 20,000 $0.16 $3,200 678,650 Direct +3.04% Acquired -26.2% (price as of 2026-10-02)
June 1, 2015 ANIX P 30,000 $0.14 $4,200 658,650 Direct +4.77% Acquired -15.7% (price as of 2026-10-02)
March 23, 2015 ANIX P 50,000 $0.12 $6,000 628,650 Direct +8.64% Acquired -1.7% (price as of 2026-10-02)
March 20, 2015 ANIX P 50,000 $0.10 $5,000 578,650 Direct +9.46% Acquired 18.0% (price as of 2026-10-02)
Jan. 29, 2014 ANIX P 6,994 $0.38 $2,658 162,701 Direct +4.49% Acquired -68.9% (price as of 2026-10-02)
Jan. 29, 2014 ANIX P 3,006 $0.38 $1,142 165,707 Direct +1.85% Acquired -68.9% (price as of 2026-10-02)
Jan. 29, 2014 ANIX P 2,500 $0.40 $1,000 190,707 Direct +1.33% Acquired -70.5% (price as of 2026-10-02)
Jan. 28, 2014 ANIX P 2,500 $0.34 $850 137,402 Direct +1.85% Acquired -65.3% (price as of 2026-10-02)
Jan. 28, 2014 ANIX P 18,305 $0.34 $6,224 155,707 Direct +13.32% Acquired -65.3% (price as of 2026-10-02)
Jan. 27, 2014 ANIX P 5,000 $0.30 $1,500 100,402 Direct +5.24% Acquired -60.7% (price as of 2026-10-02)
Jan. 27, 2014 ANIX P 7,500 $0.30 $2,250 107,902 Direct +7.47% Acquired -60.7% (price as of 2026-10-02)
Jan. 27, 2014 ANIX P 4,500 $0.30 $1,350 112,402 Direct +4.17% Acquired -60.7% (price as of 2026-10-02)
Jan. 27, 2014 ANIX P 20,000 $0.31 $6,200 132,402 Direct +17.79% Acquired -61.9% (price as of 2026-10-02)
Jan. 27, 2014 ANIX P 2,500 $0.31 $775 134,902 Direct +1.89% Acquired -61.9% (price as of 2026-10-02)
Jan. 24, 2014 ANIX P 5,000 $0.30 $1,500 91,902 Direct +5.75% Acquired -60.7% (price as of 2026-10-02)
Jan. 24, 2014 ANIX P 2,500 $0.30 $750 94,402 Direct +2.72% Acquired -60.7% (price as of 2026-10-02)
Jan. 24, 2014 ANIX P 1,000 $0.30 $300 95,402 Direct +1.06% Acquired -60.7% (price as of 2026-10-02)
Jan. 22, 2014 ANIX P 23,000 $0.22 $5,060 64,902 Direct +54.89% Acquired -46.4% (price as of 2026-10-02)
Jan. 22, 2014 ANIX P 22,000 $0.23 $5,060 86,902 Direct +33.90% Acquired -48.7% (price as of 2026-10-02)
Jan. 21, 2014 ANIX P 25,000 $0.21 $5,250 41,902 Direct +147.91% Acquired -43.8% (price as of 2026-10-02)
Jan. 25, 2013 ANIX P None · · · Direct · Acquired (price as of 2026-10-02)
Jan. 25, 2013 ANIX P 166,650 · · 166,650 Direct · Acquired (price as of 2026-10-02)
Feb. 9, 2007 ACTG S 2,100 $15.00 $31,500 30,000 Direct -6.54% Disposed -71.1% (price as of 2026-10-02)
Feb. 8, 2007 ACTG S 3,405 $15.00 $51,075 30,000 Direct -10.19% Disposed -71.1% (price as of 2026-10-02)
Feb. 7, 2007 ACTG S 2,156 $15.00 $32,340 30,000 Direct -6.70% Disposed -71.1% (price as of 2026-10-02)
May 2, 2006 ACTG S 10b5-1 2,500 $11.50 $28,750 0 Direct -100.00% Disposed -62.3% (price as of 2026-10-02)
May 2, 2006 ACTG S 10b5-1 25,000 $11.50 $287,500 0 Direct -100.00% Disposed -62.3% (price as of 2026-10-02)
April 27, 2006 ACTG S 10b5-1 27,500 $11.25 $309,375 0 Direct -100.00% Disposed -61.4% (price as of 2026-10-02)
April 26, 2006 ACTG S 10b5-1 27,500 $10.75 $295,625 0 Direct -100.00% Disposed -59.6% (price as of 2026-10-02)
April 26, 2006 ACTG S 10b5-1 27,500 $11.00 $302,500 9 Direct -99.97% Disposed -60.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 16, 2025 NVNO Restricted Stock Units Common Stock (200,000) $0.00 Nov. 30, 2031 200,000 Disposed
Dec. 18, 2024 NVNO Stock Options Common Stock (200,000) $2.57 Dec. 18, 2034 200,000 Acquired
Dec. 5, 2023 NVNO Stock Options Common Stock (300,000) $3.59 Dec. 5, 2033 300,000 Acquired
Nov. 30, 2021 NVNO Stock Options Common Stock (349,781) $6.70 Nov. 30, 2031 349,781 Acquired
Feb. 18, 2021 NVNO Stock Option [F1] Common Stock (838,000) $8.20 Feb. 18, 2031 838,000 Acquired
July 18, 2020 NVNO Stock Option Common Stock (100,000) $0.40 July 18, 2030 1,000,000 Acquired
July 18, 2020 NVNO Stock Option Common Stock (1,080,207) $4.99 April 26, 2028 1,080,207 Disposed
July 18, 2020 NVNO Stock Option Common Stock (1,080,207) $0.40 July 18, 2030 1,080,207 Acquired
Sept. 24, 2018 NVNO Stock Option (Right to Buy) Common Stock (1,080,207) $4.99 Sept. 24, 2028 1,080,207 Acquired
April 3, 2017 ANIX Subscription Right [F1] Common Stock (5,995) $2.38 · 5,995 Disposed
Feb. 18, 2016 ANIX Employee Stock Options (Right to Buy) [F1] Common Stock (200,000) $2.92 Feb. 18, 2026 200,000 Acquired
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (8,000,000) $0.22 Sept. 19, 2022 8,000,000 Disposed
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (8,000,000) $0.10 Sept. 19, 2022 8,000,000 Acquired
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (8,000,000) $0.22 Sept. 19, 2022 8,000,000 Disposed
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (8,000,000) $0.10 Sept. 19, 2022 8,000,000 Acquired
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (1,000,000) $0.20 Nov. 8, 2023 1,000,000 Disposed
Feb. 5, 2015 ANIX Employee Stock Option Common Stock (1,000,000) $0.10 Nov. 8, 2023 1,000,000 Acquired
Nov. 8, 2013 ANIX Employee Stock Options (Right to Buy) [F1] Common Stock (1,000,000) $0.20 Nov. 8, 2023 1,000,000 Acquired
Jan. 25, 2013 ANIX 8% Convertible Debentures Due 2015 Common Stock (333,350) $0.15 Jan. 25, 2015 · Acquired
Jan. 25, 2013 ANIX Common Stock Purchase Warrant Common Stock (166,650) $0.30 Jan. 25, 2016 166,650 Acquired
Feb. 9, 2007 ACTG Stock Optio (Right to Buy) Acacia Research - Acacia Technologies Common Stock (2,100) $3.92 March 29, 2011 2,100 Disposed
Feb. 8, 2007 ACTG Stock Option (Right to Buy) Acacia Research - Acacia Technologies Common Stock (3,405) $3.92 March 29, 2011 3,405 Disposed
Feb. 7, 2007 ACTG Stock Option (Right to Buy) Acacia Research - Acacia Technologies Common Stock (2,156) $3.92 March 29, 2011 2,156 Disposed
May 2, 2006 ACTG Stock Option (Right to Buy) Acacia Research - Acacia Technologies Common Stock (2,500) $1.85 Dec. 16, 2012 2,500 Disposed
May 2, 2006 ACTG Stock Option (Right to Buy) Acacia Research - Acacia Technologies Common Stock (25,000) $1.85 May 20, 2013 25,000 Disposed
April 27, 2006 ACTG Stock Option (Right to Buy) Acacia Research - Acacia Technologies Common Stock (27,500) $1.85 Dec. 16, 2012 27,500 Disposed
April 26, 2006 ACTG Stock Option (Right to Buy) Acacia Research-Acacia Technologies Common Stock (55,000) $1.85 Dec. 16, 2012 55,000 Disposed
Jan. 25, 2005 ACTG Stock Option (Right to Buy) Acacia Research-Acacia Technologies Common Stock (28,000) $5.86 Jan. 25, 2015 28,000 Acquired
Oct. 19, 2004 ACTG Stock Option (Right to Buy) Acacia Research-Acacia Technologies Common Stock (75,000) $4.14 Oct. 19, 2014 75,000 Acquired
Nov. 24, 2003 ACTG Stock Option (Right to Buy) · $5.17 Nov. 24, 2013 81,105 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 2, 2012 ANIX Employee Stock Options (Right to Buy)→ Common Stock (8,000,000) 8,000,000 Direct
Oct. 2, 2012 ANIX Employee Stock Options (Right to Buy)→ Common Stock (8,000,000) 8,000,000 Direct