Robert H Joseph JR
CIK 1234361 · View on SEC EDGAR ↗
First SEC filing: April 2, 2004 · Latest: April 2, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 8, 2006 | AB | S | 20,000 | $79.60 | $1,592,000 | 79,463 Direct | -20.11% | Disposed | -54.5% (price as of 2026-08-21) |
| March 3, 2006 | AB | S | 20,000 | $63.80 | $1,276,000 | 77,404 Direct | -20.53% | Disposed | -43.2% (price as of 2026-08-21) |
| Nov. 16, 2005 | AB | S | 6,140 | $53.04 | $325,666 | 40,613 Direct | -13.13% | Disposed | -31.7% (price as of 2026-08-21) |
| Nov. 15, 2005 | AB | S | 2,560 | $53.98 | $138,189 | 40,613 Direct | -5.93% | Disposed | -32.9% (price as of 2026-08-21) |
| Jan. 31, 2005 | AB | S | 5,120 | $44.41 | $227,379 | 40,461 Direct | -11.23% | Disposed | -18.5% (price as of 2026-08-21) |
| Dec. 17, 2004 | AB | S | 9,000 | $40.47 | $364,230 | 40,461 Direct | -18.20% | Disposed | -10.5% (price as of 2026-08-21) |
| Feb. 3, 2004 | AB | S | 7,680 | $37.59 | $288,691 | 43,526 Direct | -15.00% | Disposed | -3.7% (price as of 2026-08-21) |
| Feb. 3, 2004 | AB | S | 7,680 | $37.59 | $288,691 | 47,275 Direct | -13.98% | Disposed | -3.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 8, 2006 | AB | Employee unit option (right to buy) | Holding Units (20,000) | — | Dec. 16, 2008 | 20,000 | Disposed |
| March 3, 2006 | AB | Employee unit option (right to buy) | Holding Units (20,000) | $12.56 | Dec. 16, 2006 | 20,000 | Disposed |
| Nov. 16, 2005 | AB | Holding Units [F1] | Holding Units [F1] (6,140) | $11.12 | Dec. 5, 2005 | 6,140 | Disposed |
| Nov. 15, 2005 | AB | Holding Units [F1] | Holding Units [F1] (2,560) | $11.12 | Dec. 5, 2005 | 2,560 | Disposed |
| Jan. 31, 2005 | AB | Employee Unit Option (right to buy) | Units rep. assign. of beneficial ownership of l.p. interests (5,120) | $9.69 | April 25, 2005 | 5,120 | Disposed |
| Dec. 17, 2004 | AB | Employee Unit Option (right to buy) | Units rep. assign. of beneficial ownership of l.p. interests (9,000) | $11.12 | Dec. 5, 2005 | 9,000 | Disposed |
| Feb. 3, 2004 | AB | Employee Unit Option (right to buy) | Units rep. assign. of beneficial ownership of l.p. interests [F1] (7,680) | $9.94 | May 10, 2004 | 7,680 | Disposed |
| Feb. 3, 2004 | AB | Employee Unit Option (right to buy) | Units rep. assign. of beneficial ownership of l.p. interests [F1] (7,680) | $9.94 | May 10, 2004 | 7,680 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
AB
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $195,000 | $395,000 | $410,011 | — | — | $47,830 | $38,977 | $1,086,818 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.