Robert J. Moore
First SEC filing: Sept. 16, 2008 · Latest: Sept. 16, 2008
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 24, 2015 | LPLA | F | 1,080 | $45.58 | $49,226 | 56,668 Direct | -1.87% | Disposed | 594.3% (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 8,620 | · | · | 48,626 Direct | +21.55% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 9,122 | · | · | 57,748 Direct | +18.76% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 53,111 | · | · | 53,111 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | M | 129,999 | $19.74 | $2,566,180 | 139,999 Direct | +1299.99% | Acquired | 1503.0% (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | S | 99,993 | $53.29 | $5,328,627 | 40,006 Direct | -71.42% | Disposed | 493.8% (price as of 2026-10-02) |
| Feb. 14, 2014 | LPLA | M | 129,999 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 12, 2014 | LPLA | S | 30,000 | $52.00 | $1,560,000 | 10,000 Direct | -75.00% | Disposed | 508.5% (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 114,116 | · | · | 114,116 Direct | · | Acquired | (price as of 2026-10-02) |
| Aug. 8, 2012 | LPLA | P | 20,000 | $28.42 | $568,400 | 40,000 Direct | +100.00% | Acquired | 1013.4% (price as of 2026-10-02) |
| April 10, 2012 | LPLA | M | 8,609 | · | · | 71,391 Direct | -10.76% | Disposed | (price as of 2026-10-02) |
| April 10, 2012 | LPLA | M | 11,391 | · | · | 108,609 Direct | -9.49% | Disposed | (price as of 2026-10-02) |
| April 10, 2012 | LPLA | M | 8,609 | $22.08 | $190,087 | 20,000 Direct | +75.58% | Acquired | 1333.2% (price as of 2026-10-02) |
| April 10, 2012 | LPLA | M | 11,391 | $26.33 | $299,925 | 11,391 Direct | · | Acquired | 1101.8% (price as of 2026-10-02) |
| Feb. 9, 2012 | LPLA | A | 104,040 | · | · | 104,040 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 22, 2010 | LPLA | P | 95,000 | · | · | 95,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 14, 2009 | LPLA | A | 80,000 | · | · | 80,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2009 | LPLA | A | 130,000 | · | · | 130,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock | $54.81 | Feb. 24, 2024 | 53,111 | Acquired |
| Feb. 14, 2014 | LPLA | Option to purchase common stock | Common Stock | $19.74 | June 12, 2019 | 129,999 | Disposed |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 114,116 | Acquired |
| April 10, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 8,609 | Disposed |
| April 10, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $26.33 | Sept. 9, 2018 | 11,391 | Disposed |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 104,040 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common | $34.61 | Dec. 22, 2020 | 95,000 | Acquired |
| Sept. 14, 2009 | LPLA | Option to purchase Common Stock | Common Stock | $22.08 | Sept. 14, 2019 | 80,000 | Acquired |
| June 12, 2009 | LPLA | Option to purchase Common Stock | Common Stock | $19.74 | June 19, 2012 | 130,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 16, 2008 | LPLA | Option award (right to buy) | 120,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $625,000 | · | · | · | $1,100,000 | · | $34,636 | $3,122,135 |
| 2012 | $625,000 | · | · | · | $360,000 | · | $37,492 | $2,584,992 |
| 2011 | $625,000 | · | · | · | $1,051,960 | · | $6,311 | $1,683,271 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.