Robert J. Moore
CIK 1445185 · View on SEC EDGAR ↗
First SEC filing: Sept. 16, 2008 · Latest: Sept. 16, 2008
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 14, 2014 | LPLA | S | 99,993 | $53.29 | $5,328,627 | 40,006 Direct | -71.42% | Disposed | 596.9% (price as of 2026-08-19) |
| Feb. 12, 2014 | LPLA | S | 30,000 | $52.00 | $1,560,000 | 10,000 Direct | -75.00% | Disposed | 614.2% (price as of 2026-08-19) |
| Aug. 8, 2012 | LPLA | P | 20,000 | $28.42 | $568,400 | 40,000 Direct | +100.00% | Acquired | 1206.8% (price as of 2026-08-19) |
| Dec. 22, 2010 | LPLA | P | 95,000 | — | — | 95,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock (53,111) | $54.81 | Feb. 24, 2024 | 53,111 | Acquired |
| Feb. 14, 2014 | LPLA | Option to purchase common stock | Common Stock (129,999) | $19.74 | June 12, 2019 | 129,999 | Disposed |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock (114,116) | $31.60 | Feb. 22, 2023 | 114,116 | Acquired |
| April 10, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (8,609) | $22.08 | Sept. 14, 2019 | 8,609 | Disposed |
| April 10, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (11,391) | $26.33 | Sept. 9, 2018 | 11,391 | Disposed |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (104,040) | $32.26 | Feb. 9, 2022 | 104,040 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common (95,000) | $34.61 | Dec. 22, 2020 | 95,000 | Acquired |
| Sept. 14, 2009 | LPLA | Option to purchase Common Stock | Common Stock (80,000) | $22.08 | Sept. 14, 2019 | 80,000 | Acquired |
| June 12, 2009 | LPLA | Option to purchase Common Stock | Common Stock (130,000) | $19.74 | June 19, 2012 | 130,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 16, 2008 | LPLA | Option award (right to buy)→ Common Stock (120,000) | 120,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
LPLA
President| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $625,000 | — | — | — | $1,100,000 | — | $34,636 | $3,122,135 |
| 2012 | $625,000 | — | — | — | $360,000 | — | $37,492 | $2,584,992 |
| 2011 | $625,000 | — | — | — | $1,051,960 | — | $6,311 | $1,683,271 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.