Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 14, 2014 HALO S 35,000 $9.96 $348,600 273,176 Direct -11.36% Disposed 999.1% (price as of 2026-10-05)
May 15, 2014 HALO S 126,700 $7.56 $957,852 233,176 Direct -35.21% Disposed 1348.0% (price as of 2026-10-05)
Nov. 29, 2012 HALO P 15,000 $5.57 $83,550 165,000 Direct +10.00% Acquired 1865.4% (price as of 2026-10-05)
Nov. 14, 2011 HALO P 5,000 $8.15 $40,750 130,000 Direct +4.00% Acquired 1243.2% (price as of 2026-10-05)
Dec. 16, 2008 HALO P 10,000 $4.38 $43,800 65,000 Direct +18.18% Acquired 2399.4% (price as of 2026-10-05)
March 15, 2007 HALO S 6,000 $8.00 $48,000 25,000 Direct -19.35% Disposed 1268.4% (price as of 2026-10-05)
March 15, 2007 HALO S 2,000 $8.02 $16,040 31,000 Direct -6.06% Disposed 1265.0% (price as of 2026-10-05)
March 15, 2007 HALO S 3,000 $8.03 $24,090 33,000 Direct -8.33% Disposed 1263.3% (price as of 2026-10-05)
March 15, 2007 HALO S 3,900 $8.05 $31,395 36,000 Direct -9.77% Disposed 1259.9% (price as of 2026-10-05)
March 15, 2007 HALO S 100 $8.06 $806 39,900 Direct -0.25% Disposed 1258.2% (price as of 2026-10-05)
March 15, 2007 HALO S 10,000 $8.10 $81,000 40,000 Direct -20.00% Disposed 1251.5% (price as of 2026-10-05)
May 24, 2005 HALO P 7,000 $1.99 $13,930 35,000 Direct +25.00% Acquired 5401.1% (price as of 2026-10-05)
May 24, 2005 HALO P 2,600 $1.98 $5,148 28,000 Direct +10.24% Acquired 5428.9% (price as of 2026-10-05)
May 24, 2005 HALO P 1,400 $1.97 $2,758 25,400 Direct +5.83% Acquired 5457.0% (price as of 2026-10-05)
May 24, 2005 HALO P 12,000 $1.93 $23,160 24,000 Direct +100.00% Acquired 5572.2% (price as of 2026-10-05)
May 24, 2005 HALO P 2,000 $1.93 $3,860 12,000 Direct +20.00% Acquired 5572.2% (price as of 2026-10-05)
Aug. 18, 2004 HALO P 10,000 $1.60 $16,000 10,000 Direct · Acquired 6742.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 14, 2014 HALO Options to Purchase Common Stock Common Stock (75,000) $2.05 Oct. 13, 2014 75,000 Disposed
May 15, 2014 HALO Option to Purchase Common Stock (NSO) Common Stock (150,000) $4.10 May 21, 2014 150,000 Disposed
May 8, 2008 HALO Options to purchase common stock Common Stock (10,000) $4.94 May 8, 2018 10,000 Acquired
May 15, 2007 HALO Options to purchase common stock. Common Stock (10,000) $10.37 May 15, 2017 10,000 Acquired
May 4, 2006 HALO Option to Purchase Common Stock Common Stock (10,000) $2.80 May 4, 2006 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 27, 2004 HALO Common Stock 0 Direct