Robert L Rosen
CIK 1304602 · View on SEC EDGAR ↗
First SEC filing: Aug. 21, 2020 · Latest: Aug. 21, 2020
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 19, 2020 | ARCC | P | 5,000 | $14.17 | $70,850 | 48,006 Direct | +11.63% | Acquired | 40.3% (price as of 2026-08-20) |
| Aug. 18, 2020 | ARCC | P | 2,500 | $14.38 | $35,950 | 43,006 Direct | +6.17% | Acquired | 38.2% (price as of 2026-08-20) |
| Aug. 17, 2020 | ARCC | P | 2,500 | $14.22 | $35,550 | 40,506 Direct | +6.58% | Acquired | 39.8% (price as of 2026-08-20) |
| May 10, 2017 | ACRE | P | 10,000 | $13.04 | $130,400 | 66,002 Direct | +17.86% | Acquired | -63.8% (price as of 2026-08-20) |
| Sept. 14, 2016 | ACRE | P | 5,989 | $12.33 | $73,844 | 56,002 Direct | +11.97% | Acquired | -61.7% (price as of 2026-08-20) |
| Sept. 13, 2016 | ACRE | P | 4,011 | $12.38 | $49,656 | 50,013 Direct | +8.72% | Acquired | -61.9% (price as of 2026-08-20) |
| March 12, 2015 | ARCC | P | 2,500 | $16.87 | $42,175 | 35,000 Direct | +7.69% | Acquired | 17.8% (price as of 2026-08-20) |
| March 11, 2015 | ARCC | P | 5,000 | $16.72 | $83,600 | 32,500 Direct | +18.18% | Acquired | 18.9% (price as of 2026-08-20) |
| March 6, 2015 | ARCC | P | 2,500 | $17.61 | $44,025 | 27,500 Direct | +10.00% | Acquired | 12.9% (price as of 2026-08-20) |
| March 5, 2015 | ARCC | P | 2,500 | $17.53 | $43,825 | 25,000 Direct | +11.11% | Acquired | 13.4% (price as of 2026-08-20) |
| March 4, 2015 | ARCC | P | 2,500 | $17.39 | $43,475 | 22,500 Direct | +12.50% | Acquired | 14.3% (price as of 2026-08-20) |
| March 3, 2015 | ARCC | P | 2,500 | $17.47 | $43,675 | 20,000 Direct | +14.29% | Acquired | 13.8% (price as of 2026-08-20) |
| March 2, 2015 | ARCC | P | 2,500 | $17.37 | $43,425 | 17,500 Direct | +16.67% | Acquired | 14.5% (price as of 2026-08-20) |
| June 26, 2013 | ACRE | P | 2,921 | — | — | 37,948 Direct | +8.34% | Acquired | (price as of 2026-08-20) |
| June 20, 2013 | ACRE | P | 18,000 | $13.50 | $243,000 | 35,027 Direct | +105.71% | Acquired | -65.0% (price as of 2026-08-20) |
| Dec. 18, 2012 | ACRE | P | None | $350000.00 | — | — Direct | — | Acquired | -100.0% (price as of 2026-08-20) |
| Aug. 24, 2012 | ACRE | P | 5,000 | $16.49 | $82,450 | 17,027 Direct | +41.57% | Acquired | -71.4% (price as of 2026-08-20) |
| June 8, 2012 | ACRE | P | 3,100 | $17.35 | $53,785 | 5,000 Direct | +163.16% | Acquired | -72.8% (price as of 2026-08-20) |
| June 7, 2012 | ACRE | P | 1,900 | $17.50 | $33,250 | 1,900 Direct | — | Acquired | -73.0% (price as of 2026-08-20) |
| Aug. 10, 2011 | ARCC | P | 2,500 | $13.50 | $33,750 | 15,000 Direct | +20.00% | Acquired | 47.3% (price as of 2026-08-20) |
| Aug. 9, 2011 | ARCC | P | 5,000 | $13.40 | $67,000 | 12,500 Direct | +66.67% | Acquired | 48.4% (price as of 2026-08-20) |
| May 15, 2008 | ARCC | P | 2,000 | $12.23 | $24,460 | 7,500 Direct | +36.36% | Acquired | 62.6% (price as of 2026-08-20) |
| May 14, 2008 | ARCC | P | 2,500 | $12.34 | $30,850 | 5,500 Direct | +83.33% | Acquired | 61.1% (price as of 2026-08-20) |
| May 14, 2008 | ARCC | P | 1,000 | $12.38 | $12,380 | 3,000 Direct | +50.00% | Acquired | 60.6% (price as of 2026-08-20) |
| May 13, 2008 | ARCC | P | 1,500 | $12.23 | $18,345 | 2,000 Direct | +300.00% | Acquired | 62.6% (price as of 2026-08-20) |
| May 12, 2008 | ARCC | P | 500 | $12.14 | $6,070 | 500 Direct | — | Acquired | 63.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 18, 2012 | ACRE | 7.000% Convertible Senior Notes due 2015 [F1] | Common Stock | — | — | — | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | — | — | — | — | — | — | — | — |
| 2016 | — | — | — | — | — | — | — | — |
| 2015 | — | — | $59,748 | — | — | — | — | $59,748 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.