Robert L Saxe
CIK 1221504 · View on SEC EDGAR ↗
First SEC filing: Jan. 4, 2012 · Latest: Jan. 4, 2012
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 19, 2014 | REFR | S | 2,112 | $5.17 | $10,919 | 423,958 Direct | -0.50% | Disposed | -92.0% (price as of 2026-08-19) |
| Sept. 19, 2014 | REFR | S | 4,100 | $5.20 | $21,320 | 426,070 Direct | -0.95% | Disposed | -92.0% (price as of 2026-08-19) |
| April 25, 2011 | REFR | P | 5,000 | $4.97 | $24,850 | 397,270 Direct | +1.27% | Acquired | -91.7% (price as of 2026-08-19) |
| June 16, 2008 | REFR | P | 5,700 | $6.23 | $35,511 | 342,956 Direct | +1.69% | Acquired | -93.4% (price as of 2026-08-19) |
| April 20, 2005 | REFR | P | 500 | $5.15 | $2,575 | 336,317 Direct | +0.15% | Acquired | -92.0% (price as of 2026-08-19) |
| Nov. 12, 2003 | REFR | P | 200 | $9.48 | $1,896 | 335,157 Direct | +0.06% | Acquired | -95.6% (price as of 2026-08-19) |
| Nov. 11, 2003 | REFR | P | 200 | $9.31 | $1,862 | 334,957 Direct | +0.06% | Acquired | -95.6% (price as of 2026-08-19) |
| Nov. 10, 2003 | REFR | P | 200 | $9.81 | $1,962 | 334,757 Direct | +0.06% | Acquired | -95.8% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2015 | REFR | Stock Option (right to buy) | Common Stock (20,000) | $5.26 | Dec. 30, 2025 | 20,000 | Acquired |
| Dec. 31, 2014 | REFR | Stock Option (right to buy) | Common Stock (21,050) | $5.19 | Dec. 30, 2024 | 21,050 | Acquired |
| Dec. 31, 2013 | REFR | Stock Option (right to buy) | Common Stock (42,100) | $5.56 | Dec. 30, 2023 | 42,100 | Acquired |
| Jan. 1, 2013 | REFR | Stock Option (right to buy) | Common Stock (32,200) | $3.70 | Dec. 31, 2023 | 32,200 | Acquired |
| Jan. 1, 2010 | REFR | Stock Option (right to buy) | Common Stock (37,500) | $3.69 | Dec. 31, 2019 | 37,500 | Acquired |
| Dec. 3, 2007 | REFR | Stock Option (right to buy) | Common Stock (64,756) | $9.80 | Dec. 2, 2017 | 64,756 | Acquired |
| July 12, 2007 | REFR | Stock Option (right to buy) | Common Stock (61,981) | $14.93 | July 11, 2010 | 61,981 | Acquired |
| Feb. 13, 2007 | REFR | Stock Option (right to buy) | Common Stock (20,000) | $11.38 | Feb. 12, 2017 | 20,000 | Acquired |
| Dec. 6, 2005 | REFR | Stock Option (right to buy) | Common Stock (88,560) | $11.20 | Dec. 5, 2015 | 88,560 | Acquired |
| July 1, 2005 | REFR | Stock Option (right to buy) | Common Stock (27,733) | $6.00 | June 30, 2015 | 27,733 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
REFR
Chairman| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $351,000 | — | — | — | — | — | — | $582,368 |
| 2012 | $300,000 | — | — | — | — | — | — | $414,921 |
| 2011 | $300,000 | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.