Robert M Kaplan
CIK 935627 · View on SEC EDGAR ↗
First SEC filing: May 10, 2011 · Latest: May 10, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 28, 2011 | TBCH | P | 7,500 | $0.75 | $5,625 | 142,877 Direct | +5.54% | Acquired | -19.4% (price as of 2026-08-18) |
| Nov. 28, 2011 | TBCH | P | 2,500 | $0.74 | $1,850 | 135,377 Direct | +1.88% | Acquired | -18.3% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $3.30 | May 7, 2016 | 5,000 | Disposed |
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $3.30 | Dec. 31, 2014 | 5,000 | Acquired |
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $4.55 | Jan. 13, 2017 | 5,000 | Disposed |
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $4.55 | Dec. 31, 2014 | 5,000 | Acquired |
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $9.95 | Feb. 21, 2018 | 5,000 | Disposed |
| Jan. 15, 2014 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $9.95 | Dec. 31, 2014 | 5,000 | Acquired |
| Feb. 21, 2013 | TBCH | Stock Option (Right to Buy) | Common Stock (5,000) | $9.95 | Feb. 21, 2018 | 5,000 | Acquired |
| Jan. 13, 2012 | TBCH | Stock Option (Right to Buy) | Common Stock (25,000) | $0.91 | Jan. 13, 2017 | 25,000 | Acquired |
| June 30, 2011 | TBCH | Warrant (right to buy) | Common Stock (100,000) | $0.30 | Sept. 28, 2015 | 100,000 | Disposed |
| May 7, 2011 | TBCH | Stock Option (right to buy) | Common Stock (25,000) | $0.66 | May 7, 2016 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 10, 2011 | TBCH | Warrant (right to buy)→ Common Stock (100,000) | 100,000 | Direct |