Robert P Mazzarella
CIK 1282958 · View on SEC EDGAR ↗
Insider
First SEC filing: July 14, 2014 · Latest: July 14, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 11, 2014 | 1001871 | D | 6,000 | — | — | 0 Direct | -100.00% | Disposed | |
| Oct. 26, 2011 | 1001871 | A | 3,000 | — | — | 3,000 Direct | — | Acquired | |
| Sept. 12, 2008 | SIEB | A | 60,000 | — | — | 60,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 13, 2005 | SIEB | A | 40,000 | — | — | 40,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 29, 2004 | SIEB | A | 40,000 | — | — | 40,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 29, 2004 | SIEB | A | 40,000 | — | — | 40,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 12, 2008 | SIEB | Option to Purchase Common Stock, $.01 par value per share | Common Stock, $.01 par value per share (60,000) | $3.05 | Sept. 12, 2018 | 60,000 | Acquired |
| Dec. 13, 2005 | SIEB | Option to purchase common stock, $.01 par value per share | Common stock, $.01 par value per share (40,000) | $2.81 | Dec. 13, 2010 | 40,000 | Acquired |
| April 29, 2004 | SIEB | Option to Purchase Common Stock, $.01 par value per share | Common Stock, $.01 par value per share (40,000) | $4.87 | April 29, 2009 | 40,000 | Acquired |
| April 29, 2004 | SIEB | Option to Purchase Common Stock, $.01 par value per share | Common Stock, $.01 par value per share (40,000) | $4.87 | April 29, 2014 | 40,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).