Robert Rosen
CIK 1555089 · View on SEC EDGAR ↗
Insider
First SEC filing: July 27, 2015 · Latest: July 27, 2015
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 21 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
21 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 2, 2018 | HRTX | S 10b5-1 | 3,400 | $38.75 | $131,750 | 2,640 Direct | -56.29% | Disposed | -99.2% (price as of 2026-08-19) |
| July 2, 2018 | HRTX | S 10b5-1 | 92,131 | $38.13 | $3,512,955 | 6,040 Direct | -93.85% | Disposed | -99.2% (price as of 2026-08-19) |
| June 29, 2018 | HRTX | S 10b5-1 | 2,112 | $41.39 | $87,416 | 2,640 Direct | -44.44% | Disposed | -99.3% (price as of 2026-08-19) |
| June 29, 2018 | HRTX | S 10b5-1 | 51,696 | $40.17 | $2,076,628 | 4,752 Direct | -91.58% | Disposed | -99.2% (price as of 2026-08-19) |
| June 29, 2018 | HRTX | S 10b5-1 | 75,661 | $39.14 | $2,961,372 | 56,448 Direct | -57.27% | Disposed | -99.2% (price as of 2026-08-19) |
| Aug. 10, 2016 | HRTX | S 10b5-1 | 12,400 | $23.89 | $296,236 | 2,640 Direct | -82.45% | Disposed | -98.7% (price as of 2026-08-19) |
| Aug. 10, 2016 | HRTX | S 10b5-1 | 87,600 | $23.21 | $2,033,196 | 15,040 Direct | -85.35% | Disposed | -98.7% (price as of 2026-08-19) |
| April 21, 2016 | HRTX | S 10b5-1 | 19,662 | $22.15 | $435,513 | 2,640 Direct | -88.16% | Disposed | -98.6% (price as of 2026-08-19) |
| April 20, 2016 | HRTX | S 10b5-1 | 4,010 | $22.19 | $88,982 | 2,640 Direct | -60.30% | Disposed | -98.6% (price as of 2026-08-19) |
| April 19, 2016 | HRTX | S 10b5-1 | 6,230 | $25.11 | $156,435 | 2,640 Direct | -70.24% | Disposed | -98.8% (price as of 2026-08-19) |
| April 19, 2016 | HRTX | S 10b5-1 | 32,224 | $24.49 | $789,166 | 8,870 Direct | -78.42% | Disposed | -98.7% (price as of 2026-08-19) |
| April 19, 2016 | HRTX | S 10b5-1 | 76,949 | $23.47 | $1,805,993 | 41,094 Direct | -65.19% | Disposed | -98.7% (price as of 2026-08-19) |
| April 19, 2016 | HRTX | S 10b5-1 | 60,925 | $22.50 | $1,370,812 | 118,043 Direct | -34.04% | Disposed | -98.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2018 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (300,000) | $24.97 | Dec. 15, 2028 | 300,000 | Acquired |
| July 2, 2018 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (95,531) | $7.20 | May 1, 2023 | 95,531 | Disposed |
| June 29, 2018 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (129,469) | $7.20 | May 1, 2023 | 129,469 | Disposed |
| Dec. 18, 2017 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (310,000) | $17.00 | Dec. 18, 2027 | 310,000 | Acquired |
| Dec. 21, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (310,000) | $13.00 | Dec. 21, 2026 | 310,000 | Acquired |
| Aug. 10, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (100,000) | $7.20 | May 1, 2023 | 100,000 | Disposed |
| April 21, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (19,662) | $7.20 | May 1, 2023 | 19,662 | Disposed |
| April 20, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (4,010) | $7.20 | May 1, 2023 | 4,010 | Disposed |
| April 19, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock (176,328) | $7.20 | May 1, 2023 | 176,328 | Disposed |
| Dec. 22, 2015 | HRTX | Stock Option (Right to Buy) | Common Stock (250,000) | $29.41 | Dec. 22, 2025 | 250,000 | Acquired |
| Dec. 12, 2014 | HRTX | Stock Option (Right to Buy) | Common Stock (300,000) | $9.05 | Dec. 12, 2024 | 300,000 | Acquired |
| Jan. 3, 2014 | HRTX | Stock Option (right to buy) | Common Stock (3,400,000) | $0.45 | Jan. 3, 2024 | 3,400,000 | Acquired |
| May 1, 2013 | HRTX | Stock Option (right to buy) | Common Stock (22,500,000) | $0.36 | May 1, 2023 | 22,500,000 | Acquired |
| Feb. 8, 2013 | HRTX | Stock Option (right to buy) | Common Stock (350,000) | $0.75 | Feb. 8, 2023 | 350,000 | Acquired |
| Oct. 15, 2012 | HRTX | Stock Option (right to buy) | Common Stock (10,000,000) | $0.62 | Oct. 15, 2022 | 10,000,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 27, 2015 | IBRX | Stock Option (right to buy)→ Common Stock (370,300) | 370,300 | Direct |
| Aug. 8, 2012 | HRTX | Non-Qualified Stock Option (right to buy)→ Common Stock (1,000,000) | 1,000,000 | Direct |
| Aug. 8, 2012 | HRTX | Non-Qualified Stock Option (right to buy)→ Common Stock (500,000) | 500,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $78,645 | — | — | — | — | — | $1,022,386 | $1,101,031 |
| 2018 | $614,414 | — | — | — | $552,973 | — | — | $5,983,047 |
| 2017 | $596,518 | — | — | — | $246,958 | — | — | $4,235,000 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.