Robert T Smith
CIK 1251396 · View on SEC EDGAR ↗
Insider
First SEC filing: May 20, 2011 · Latest: May 20, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 24, 2013 | FTEK | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-19) |
| Dec. 30, 2011 | CVI | A | 7,208 | — | — | 10,329 Direct | +230.95% | Acquired | (price as of 2026-08-19) |
| May 18, 2011 | CVI | A | 4,507 | — | — | 4,507 Direct | — | Acquired | (price as of 2026-08-19) |
| May 18, 2011 | CVI | F | 1,386 | $19.97 | $27,678 | 3,121 Direct | -30.75% | Disposed | 82.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 24, 2013 | FTEK | Common Option | Common (10,000) | $3.85 | May 24, 2023 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 20, 2011 | CVI | No securities are beneficially owned. | 0 | Direct |