FTEK Fuel Tech, Inc. - Common Stock

NASDAQ · Commercial Services & Supplies · View on SEC EDGAR ↗
$1.41
Price · Aug 19, 2026
Fundamentals as of Aug 4, 2026
52W Range
$1–$4
9% of range
Analyst Rating
BUY
7 analysts
Price Target
$4
+185% upside
P/E (TTM)
-17.6
ROE
-5.8%
Net Profit Margin
-8.7%

FTEK Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$1.41
Market Cap
$44M
P/E (TTM)
-17.6
EPS (TTM)
$-0.08
Revenue (TTM)
$27M
Div Yield
—
ROE
-5.8%
Debt/Equity
—
52W Range
$1 – $4

FTEK Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

Revenue & Net Income $27M
10-point trend, -51.6%
2016-12-31 → 2025-12-31
EPS $-0.08
10-point trend, +89.2%
2016-12-31 → 2025-12-31
Free Cash Flow $2M
10-point trend, +163.7%
2016-12-31 → 2025-12-31
Margins -8.7%
10-point trend, +36.2%
2016-12-31 → 2025-12-31

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

Metric
5Y trend
FTEK
Peer Median
P/E (TTM)
5-point trend, +14.6%
-17.6
63.6
P/S (TTM)
5-point trend, +4.1%
1.6
2.5
P/B
5-point trend, +32.4%
1.1
2.3
Price / FCF
5-point trend, -66.9%
18.6
—

Profitability Gross, operating and net margins; ROE, ROA, ROIC

Metric
5Y trend
FTEK
Peer Median
Gross Margin
5-point trend, -5.3%
46.4%
40.6%
Operating Margin
5-point trend, -124.8%
-13.8%
—
Net Profit Margin
5-point trend, -4059.1%
-8.7%
-10.2%
ROA
5-point trend, -3823.1%
-4.8%
-6.2%
ROE
5-point trend, -4908.3%
-5.8%
-12.1%
ROIC
5-point trend, -262.5%
-9.3%
—

Financial Health Debt, liquidity, solvency — balance sheet strength

Metric
5Y trend
FTEK
Peer Median
Current Ratio
5-point trend, -60.4%
5.1
1.6
Quick Ratio
5-point trend, -60.3%
4.8
—

Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR

Metric
5Y trend
FTEK
Peer Median
Revenue YoY
5-point trend, +10.0%
6.1%
—
Revenue CAGR 3Y
5-point trend, +10.0%
-0.33%
—
Revenue CAGR 5Y
5-point trend, +10.0%
3.4%
—

Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

Metric
5Y trend
FTEK
Peer Median
EPS (Diluted)
5-point trend, -0.08
$-0.08
—

Capital Efficiency Asset turnover, inventory turnover, receivables turnover

Metric
5Y trend
FTEK
Peer Median

FTEK Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 7 analysts
  • Strong Buy 2 28.6%
  • Buy 4 57.1%
  • Hold 1 14.3%
  • Sell 0 0.0%
  • Strong Sell 0 0.0%

12-Month Price Target

1 analysts · 2026-08-13
Median target $4.00 +184.7%
Mean target $4.00 +184.7%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
-0.01%
Period EPS Actual EPS Est Surprise
June 30, 2026 $-0.04 $-0.02 -0.02%
March 31, 2026 $-0.04 $0.00 -0.04%
Dec. 31, 2025 $-0.04 $-0.03 -0.01%
Sept. 30, 2025 $0.01 $0.01 -0.00%
June 30, 2025 $-0.02 $-0.03 0.01%
March 31, 2025 $-0.02 $-0.02 0.00%

Peer comparison (GICS sub-industry) Key metrics vs sector peers

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
FTEK $48M -19.5 6.1% -8.7% -5.8% 46.4%
BEEP $101M — -5.2% -61.1% -13.8% —
LNZA — — — — — —
RMCO — — — — — —
QRHC $39M -2.5 -13.3% -6.2% -36.9% 17.0%
TOMZ $16M -4.1 -27.2% -66.5% -231.0% 54.6%

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

Income Statement 18
Annual Income Statement data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Revenue 12-point trend, -66.2% $27M $25M $27M $27M $24M $23M $30M $57M $45M $55M $74M $79M
Cost of Revenue 12-point trend, -67.4% $14M $15M $15M $15M $12M $12M $20M $36M $27M $36M $45M $44M
Gross Profit 12-point trend, -64.7% $12M $11M $12M $12M $12M $11M $11M $20M $18M $19M $29M $35M
R&D Expense 12-point trend, +38.0% $2M $2M $2M $895.0K $1M $1M $1M $1M $1M $2M $1M $1M
SG&A Expense 12-point trend, -60.3% $14M $14M $13M $12M $12M $14M $17M $19M $21M $26M $31M $35M
Operating Expenses 12-point trend, -70.9% $30M $30M $30M $28M $26M $27M $39M $56M $52M $67M $79M $104M
Operating Income 12-point trend, +85.4% $-4M $-5M $-3M $-2M $-1M $-4M $-8M $110.0K $-7M $-12M $-5M $-25M
Interest Expense 9-point trend, -100.0% · $0 $21.0K $17.0K $19.0K $4.0K · · $0 $0 $27.0K $125.0K
Interest Income 11-point trend, +4779.3% $1M $1M $1M $202.0K $6.0K · $41.0K $6.0K $10.0K $25.0K $21.0K $29.0K
Other Non-op 12-point trend, +92.1% $-43.0K $2M $-90.0K $-46.0K $2M $119.0K $-8.0K $2.0K $-60.0K $-925.0K $-360.0K $-544.0K
Pretax Income 12-point trend, +91.1% $-2M $-2M $-1M $-1M $68.0K $-4M $-8M $118.0K $-7M $-13M $-6M $-26M
Income Tax 12-point trend, +100.2% $15.0K $77.0K $69.0K $54.0K $14.0K $57.0K $14.0K $33.0K $-580.0K $2M $4M $-8M
Net Income 12-point trend, +86.9% $-2M $-2M $-2M $-1M $54.0K $-4M $-8M $-28.0K $-10M $-17M $-12M $-18M
EPS (Basic) 12-point trend, +89.7% $-0.08 $-0.06 $-0.05 $-0.05 $0.00 $-0.17 $-0.32 $0.00 $-0.44 $-0.01 $-0.54 $-0.78
EPS (Diluted) 12-point trend, +89.7% $-0.08 $-0.06 $-0.05 $-0.05 $0.00 $-0.17 $-0.32 $0.00 $-0.44 $-0.74 $-0.54 $-0.78
Shares (Basic) 12-point trend, +35.8% 30,937,000 30,572,000 30,348,000 30,289,000 29,585,000 24,691,000 24,202,000 24,164,000 23,872,000 23,365,000 23,101,000 22,782,000
Shares (Diluted) 12-point trend, +35.8% 30,937,000 30,572,000 30,348,000 30,289,000 29,694,000 24,691,000 24,202,000 24,164,000 23,872,000 23,365,000 23,101,000 22,782,000
EBITDA 12-point trend, +85.4% $-4M $-5M $-3M $-2M $-1M $-4M $-8M $110.0K $-7M $-15M $-8M $-25M
Balance Sheet 28
Annual Balance Sheet data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Cash & Equivalents 12-point trend, -35.9% $12M $9M $18M $23M $36M $11M $11M $12M $8M $12M $22M $19M
Short-term Investments 10-point trend, +35850.0% $13M $10M $12M $3M $0 · · $0 $6.0K $9.0K $19.0K $36.0K
Receivables 12-point trend, -83.2% $5M $9M $7M $8M $3M $7M $6M $18M $20M $19M $23M $32M
Inventory 12-point trend, -66.4% $373.0K $397.0K $439.0K $392.0K $348.0K $97.0K $264.0K $957.0K $945.0K $1M $2M $1M
Prepaid Expense 12-point trend, -67.4% $1M $1M $1M $1M $1M $2M $2M $3M $4M $3M $4M $4M
Current Assets 12-point trend, -45.2% $32M $30M $38M $36M $41M $21M $22M $41M $34M $41M $52M $58M
PP&E (Net) 12-point trend, -65.0% $5M $5M $5M $4M $5M $5M $6M $6M $6M $11M $12M $14M
PP&E (Gross) 12-point trend, -31.8% $24M $24M $23M $23M $23M $32M $32M $33M $32M $35M $35M $35M
Accum. Depreciation 12-point trend, -11.4% $19M $19M $19M $19M $18M $27M $26M $27M $26M $25M $23M $22M
Goodwill Flat — no change across 12 periods $2M $2M $2M $2M $2M $2M $2M $2M $2M $2M $2M $2M
Intangibles 12-point trend, -93.8% $646.0K $327.0K $358.0K $397.0K $448.0K $553.0K $906.0K $1M $2M $2M $7M $10M
Other Non-current Assets 12-point trend, -85.0% $207.0K $191.0K $781.0K $794.0K $824.0K $361.0K $443.0K $1M $1M $666.0K $1M $1M
Total Assets 12-point trend, -48.4% $47M $49M $50M $50M $50M $30M $32M $52M $50M $58M $76M $91M
Accounts Payable 12-point trend, -55.6% $3M $3M $2M $3M $2M $2M $2M $9M $9M $6M $9M $7M
Short-term Debt 2-point trend, -100.0% · · · · · · · · · · $0 $2M
Current Liabilities 12-point trend, -66.4% $6M $6M $6M $5M $3M $6M $5M $17M $16M $14M $17M $19M
Capital Leases 7-point trend, +172.8% $491.0K $548.0K $533.0K $66.0K $122.0K $237.0K $180.0K · · · · ·
Deferred Tax 11-point trend, +187000.00 $187.0K $176.0K $172.0K $177.0K $139.0K $134.0K $171.0K $171.0K $169.0K $703.0K · $0
Other Non-current Liabilities 12-point trend, -43.1% $296.0K $263.0K $281.0K $274.0K $290.0K $309.0K $286.0K $335.0K $420.0K $346.0K $501.0K $520.0K
Total Liabilities 12-point trend, -62.2% $7M $7M $7M $5M $4M $8M $5M $18M $16M $14M $17M $19M
Total Debt 4-point trend, -100.0% · · · · $0 $2M · · · · $0 $2M
Common Stock 12-point trend, +40.0% $322.0K $317.0K $313.0K $313.0K $312.0K $262.0K $254.0K $248.0K $248.0K $238.0K $234.0K $230.0K
Retained Earnings 12-point trend, -97.2% $-122M $-119M $-118M $-116M $-115M $-115M $-110M $-102M $-103M $-92M $-75M $-62M
Treasury Stock 12-point trend, +225.1% $3M $2M $2M $2M $2M $2M $2M $1M $1M $1M $1M $790.0K
AOCI 12-point trend, -283.5% $-2M $-2M $-2M $-2M $-2M $-1M $-2M $-1M $-768.0K $-2M $-2M $-448.0K
Stockholders' Equity 12-point trend, -44.8% $40M $42M $44M $45M $46M $22M $26M $34M $34M $43M $58M $72M
Liabilities + Equity 12-point trend, -48.4% $47M $49M $50M $50M $50M $30M $32M $52M $50M $58M $76M $91M
Shares Outstanding 12-point trend, +35.9% 31,074,438 30,708,273 30,385,297 30,296,297 30,263,791 25,228,951 24,592,578 24,170,585 24,132,910 23,446,035 23,167,216 22,860,398
Cash Flow 14
Annual Cash Flow data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Stock-based Comp 12-point trend, -86.0% $326.0K $446.0K $389.0K $224.0K $82.0K $290.0K $574.0K $233.0K $1M $2M $2M $2M
Deferred Tax 11-point trend, +100.1% $11.0K $4.0K $-5.0K $38.0K $5.0K $-38.0K · $2.0K $-534.0K $1M $5M $-9M
Amort. of Intangibles 12-point trend, -98.5% $36.0K $57.0K $61.0K $88.0K $157.0K $185.0K $186.0K $193.0K $215.0K $1M $2M $2M
Restructuring 12-point trend, +0.00 $0 $0 $0 $0 $0 $0 $625.0K $0 $119.0K $1M $219.0K $0
Operating Cash Flow 12-point trend, -44.5% $3M $-3M $696.0K $-4M $761.0K $-3M $-3M $5M $-4M $-3M $7M $5M
CapEx 12-point trend, -76.0% $674.0K $378.0K $418.0K $206.0K $84.0K $247.0K $550.0K $570.0K $492.0K $940.0K $802.0K $3M
Investing Cash Flow 12-point trend, +103.9% $545.0K $-5M $-6M $-9M $-84.0K $-247.0K $-45.0K $-569.0K $-490.0K $-938.0K $-776.0K $-14M
Stock Repurchased · · · · · · · · · · · $0
Net Stock Activity · · · · · · · · · · · $0
Financing Cash Flow 12-point trend, -222000.00 $-222.0K $-95.0K $42.0K $-17.0K $24M $1M $-128.0K $-12.0K $-258.0K $-172.0K $-2M $0
Net Change in Cash 12-point trend, +137.7% $3M $-9M $-6M $-14M $24M $-895.0K $-5M $4M $-3M $-4M $3M $-9M
Taxes Paid 6-point trend, -88.4% $11.0K $52.0K $12.0K $14.0K $-51.0K $95.0K · · · · · ·
Free Cash Flow 12-point trend, -10.8% $2M $-4M $278.0K $-4M $677.0K $-3M $-4M $4M $-4M $-4M $6M $3M
Levered FCF 9-point trend, -250.0% · $-4M $256.0K $-4M $666.7K $-3M · · $-4M $-4M $6M $3M
Profitability 8
Annual Profitability data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Gross Margin 12-point trend, +4.4% 46.4% 42.3% 43.0% 43.2% 49.0% 47.2% 35.5% 35.5% 39.9% 34.1% 38.8% 44.5%
Operating Margin 12-point trend, +56.7% -13.8% -18.7% -9.8% -5.7% -6.1% -19.2% -27.1% 0.19% -15.6% -26.9% -11.2% -31.9%
Net Margin 12-point trend, +61.2% -8.7% -7.7% -5.7% -5.3% 0.22% -19.0% -25.8% -0.05% -24.3% -31.5% -16.8% -22.4%
Pretax Margin 12-point trend, +73.5% -8.7% -7.4% -5.4% -5.1% 0.28% -18.7% -25.7% 0.21% -15.8% -28.5% -11.7% -32.6%
EBITDA Margin 12-point trend, +56.7% -13.8% -18.7% -9.8% -5.7% -6.1% -19.2% -27.1% 0.19% -15.6% -26.9% -11.2% -31.9%
ROA 12-point trend, +72.5% -4.8% -3.9% -3.1% -2.9% 0.13% -13.9% -18.7% -0.05% -20.3% -26.0% -14.8% -17.6%
ROE 12-point trend, +73.8% -5.8% -4.5% -3.5% -3.2% 0.12% -18.5% -27.6% -0.08% -28.5% -34.2% -18.9% -22.0%
ROIC 12-point trend, +60.3% -9.3% -11.7% -6.4% -3.5% -2.6% -18.4% -31.5% 0.23% -20.4% -37.8% -20.1% -23.4%
Liquidity & Solvency 5
Annual Liquidity & Solvency data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Current Ratio 12-point trend, +62.8% 5.1 5.1 6.7 7.5 12.9 3.8 4.4 2.4 2.1 2.9 3.2 3.1
Quick Ratio 12-point trend, +77.7% 4.8 4.8 6.4 7.1 12.1 3.1 3.5 1.8 1.8 2.2 2.7 2.7
Debt / Equity 4-point trend, -100.0% · · · · 0.0 0.1 · · · · 0.0 0.0
LT Debt / Equity 2-point trend, -100.0% · · · · 0.0 0.1 · · · · · ·
Interest Coverage 6-point trend, +37.1% · · -126.6 -89.8 -114.5 -1084.0 · · · · -305.8 -201.3
Efficiency 3
Annual Efficiency data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Asset Turnover 12-point trend, -29.1% 0.6 0.5 0.5 0.5 0.6 0.7 0.7 1.1 0.8 0.8 0.9 0.8
Inventory Turnover 10-point trend, +36.0% 37.1 34.7 37.1 41.3 55.6 66.0 32.2 38.4 27.7 27.3 · ·
Receivables Turnover 12-point trend, +58.0% 3.6 3.1 3.7 4.9 4.9 3.5 2.4 3.0 2.3 2.6 2.7 2.3
Per Share 5
Annual Per Share data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Book Value / Share 12-point trend, -59.4% $1.28 $1.37 $1.44 $1.48 $1.53 $0.88 $1.06 $1.41 $1.42 $1.85 $2.55 $3.16
Revenue / Share 12-point trend, -75.1% $0.86 $0.82 $0.89 $0.89 $0.82 $0.91 $1.26 $2.34 $1.89 $2.36 $3.19 $3.47
Cash Flow / Share 12-point trend, -59.1% $0.10 $-0.11 $0.02 $-0.14 $0.03 $-0.11 $-0.14 $0.20 $-0.15 $-0.12 $0.30 $0.24
Cash / Share 12-point trend, -52.9% $0.38 $0.28 $0.58 $0.77 $1.19 $0.42 $0.44 $0.50 $0.35 $0.50 $0.94 $0.82
EPS (TTM) 12-point trend, +89.7% $-0.08 $-0.06 $-0.05 $-0.05 $0.00 $-0.17 $-0.32 $0.00 $-0.44 $-0.74 $-0.54 $-0.78
Growth Rates 3
Annual Growth Rates data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Revenue YoY 5-point trend, -19.1% 6.1% -7.2% 0.52% 11.1% 7.6% · · · · · · ·
Revenue CAGR 3Y 3-point trend, -105.2% -0.33% 1.2% 6.3% · · · · · · · · ·
Revenue CAGR 5Y 3.4% · · · · · · · · · · ·
Valuation (TTM) 14
Annual Valuation (TTM) data for FTEK
Metric Trend 202520242023202220212020201920182017201620152014
Revenue TTM 12-point trend, -66.2% $27M $25M $27M $27M $24M $23M $30M $57M $45M $55M $74M $79M
Net Income TTM 12-point trend, +86.9% $-2M $-2M $-2M $-1M $54.0K $-4M $-8M $-28.0K $-10M $-17M $-12M $-18M
Market Cap 12-point trend, -44.6% $48M $32M $32M $38M $42M $98M $23M $29M $27M $27M $44M $88M
Enterprise Value 4-point trend, -90.8% · · · · $6M $89M · · · · $22M $71M
P/E 10-point trend, -297.1% -19.5 -17.5 -21.0 -25.4 · -22.8 -3.0 · -2.5 -1.6 -3.5 -4.9
P/S 12-point trend, +64.0% 1.8 1.3 1.2 1.4 1.7 4.3 0.8 0.5 0.6 0.5 0.6 1.1
P/B 12-point trend, +0.2% 1.2 0.8 0.7 0.9 0.9 4.4 0.9 0.8 0.8 0.6 0.7 1.2
P / Tangible Book 6-point trend, -73.8% 1.3 0.8 0.8 0.9 1.0 5.0 · · · · · ·
P / Cash Flow 12-point trend, -0.2% 16.1 -9.4 45.8 -9.3 55.7 -36.2 -6.9 5.8 -7.6 -9.8 6.3 16.1
P / FCF 12-point trend, -37.9% 20.7 -8.5 114.8 -8.9 62.6 -33.1 -5.9 6.6 -6.7 -7.3 7.1 33.3
EV / EBITDA 4-point trend, -55.2% · · · · -4.3 -20.5 · · · · -2.7 -2.8
EV / FCF 4-point trend, -64.4% · · · · 9.6 -30.1 · · · · 3.6 26.8
EV / Revenue 4-point trend, -70.1% · · · · 0.3 3.9 · · · · 0.3 0.9
Earnings Yield 12-point trend, +74.8% -5.1% -5.7% -4.8% -3.9% 0.00% -4.4% -33.7% 0.00% -39.3% -64.3% -28.6% -20.4%

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

Income Statement
2025-12-312024-12-312023-12-312022-12-312021-12-31
Revenue $27M$25M$27M$27M$24M
Gross Margin % 46.4%42.3%43.0%43.2%49.0%
Operating Margin % -13.8%-18.7%-9.8%-5.7%-6.1%
Net Income $-2M$-2M$-2M$-1M$54.0K
Diluted EPS $-0.08$-0.06$-0.05$-0.05$0.00
Balance Sheet
2025-12-312024-12-312023-12-312022-12-312021-12-31
Debt / Equity ————0.0
Current Ratio 5.15.16.77.512.9
Quick Ratio 4.84.86.47.112.1
Cash Flow
2025-12-312024-12-312023-12-312022-12-312021-12-31
Free Cash Flow $2M$-4M$278.0K$-4M$677.0K

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Institutional owners (13F) 50 filers · $15.0M total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
9 (0 vs prior Q) 8 (+2 vs prior Q) 8 (-2 vs prior Q) 9 (-3 vs prior Q) -604K

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
GRACE & WHITE INC /NY $3,406,288 1,541,307 22.75% Shares
RENAISSANCE TECHNOLOGIES LLC $2,436,317 1,102,406 16.27% Shares
VANGUARD CAPITAL MANAGEMENT LLC $2,222,599 1,005,701 14.85% Shares
Peapod Lane Capital LLC $1,813,508 820,592 12.11% Shares
GEODE CAPITAL MANAGEMENT, LLC $1,042,214 471,519 6.96% Shares
US BANCORP \DE\ $673,555 304,776 4.50% Shares
TWO SIGMA INVESTMENTS, LP $372,290 168,457 2.49% Shares
Beartown Capital Management, LLC $324,183 146,689 2.17% Shares
VANGUARD FIDUCIARY TRUST CO $294,944 133,459 1.97% Shares
STATE STREET CORP $269,280 121,846 1.80% Shares
Marquette Asset Management, LLC $244,225 110,509 1.63% Shares
VANGUARD GROUP INC $206,708 132,505 1.38% Shares
THOMPSON DAVIS & CO., INC. $189,618 85,800 1.27% Shares
JANE STREET GROUP, LLC $188,294 85,201 1.26% Shares
ESSEX INVESTMENT MANAGEMENT CO LLC $170,521 77,159 1.14% Shares
WOLVERINE TRADING, LLC $170,233 58,100 1.14% Call option
INTEGRITY WEALTH ADVISORS, INC. $140,300 115,000 0.94% Shares
NORTHERN TRUST CORP $133,336 60,333 0.89% Shares
TWO SIGMA ADVISERS, LP $105,300 67,500 0.70% Shares
Rothschild Wealth LLC $88,400 40,000 0.59% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $79,330 35,896 0.53% Shares
WOLVERINE TRADING, LLC $47,466 16,200 0.32% Put option
LexAurum Advisors, LLC $44,554 20,160 0.30% Shares
Cubist Systematic Strategies, LLC $44,127 14,709 0.29% Shares
CITADEL ADVISORS LLC $42,145 19,070 0.28% Shares
Legato Capital Management LLC $40,145 18,165 0.27% Shares
GROUP ONE TRADING LLC $30,726 13,903 0.21% Shares
Scientech Research LLC $25,285 11,441 0.17% Shares
SIMPLEX TRADING, LLC $23,185 10,491 0.15% Shares
HighTower Advisors, LLC $23,072 10,440 0.15% Shares
UBS Group AG $15,883 7,187 0.11% Shares
Founders Capital Management $13,260 6,000 0.09% Shares
Vanguard Global Advisers, LLC $12,155 5,500 0.08% Shares
BlackRock, Inc. $11,808 5,343 0.08% Shares
DIMENSIONAL FUND ADVISORS LP $8,444 4,099 0.06% Shares
WELLS FARGO & COMPANY/MN $4,462 2,019 0.03% Shares
New England Capital Financial Advisors LLC $4,420 2,000 0.03% Shares
OSAIC HOLDINGS, INC. $2,652 1,200 0.02% Shares
SBI Securities Co., Ltd. $1,569 710 0.01% Shares
Steward Partners Investment Advisory, LLC $1,326 600 0.01% Shares
Wilmington Savings Fund Society, FSB $1,105 500 0.01% Shares
GSA CAPITAL PARTNERS LLP $652 295,141 0.00% Shares
NewEdge Advisors, LLC $111 50 0.00% Shares
MORGAN STANLEY $46 21 0.00% Shares
FMR LLC $40 18 0.00% Shares
Covestor Ltd $27 12,426 0.00% Shares
HRT FINANCIAL LP $26 11,983 0.00% Shares
Caitong International Asset Management Co., Ltd $2 1 0.00% Shares
Motiv8 Investments LLC $0 100 0.00% Shares
CKW FINANCIAL GROUP $0 200 0.00% Shares

Company insiders 43 insiders · 24 officers · 16 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Vincent J Arnone President & CEO March 17, 2020 P 524,407 0 0 $0
Johnny F Norris JR Chief Executive Officer May 20, 2009 A 10,100 0 0 $0
William E Cummings JR Senior Vice President, Sales Sept. 24, 2020 P 286,716 0 0 $0
James M Pach PFO and Treasurer Dec. 16, 2019 F 38,995 0 0 $0
David S Collins Sr. Vice President Feb. 26, 2018 F 9,809 0 0 $0
Robert E Puissant Executive Vice President March 26, 2015 A 89,320 0 0 $0
William H Sun Vice President May 17, 2011 M 10,000 0 0 $0
Paul G Carmignani Vice President Dec. 21, 2010 A — 0 0 $0
Volker Rummenhohl Vice President Dec. 21, 2010 A — 0 0 $0
Albert G Grigonis Vice President Dec. 21, 2010 A — 0 0 $0
Ellen T Albrecht Vice President Dec. 21, 2010 A — 0 0 $0
Tracy H Krumme Vice President Dec. 21, 2010 A 0 0 0 $0
Timothy J Eibes Senior Vice President Dec. 21, 2010 A 160 0 0 $0
Christopher R Smyrniotis Vice President Dec. 21, 2010 A 300 0 0 $0
Kevin R Dougherty Vice President Dec. 21, 2010 A 0 0 0 $0
Stephen P Brady Senior Vice President Dec. 21, 2010 A 23,730 0 0 $0
John P Graham Sr. Vice President May 20, 2009 A 15,000 0 0 $0
Linda M Lin Vice President May 20, 2009 A — 0 0 $0
Nolan R Schwartz Vice President May 20, 2009 A 239,329 0 0 $0
Peter D Marx Sr. Vice President May 11, 2009 S 0 0 0 $0
Robert W Pickering Vice President Feb. 25, 2009 A — 0 0 $0
Vincent M Albanese Senior Vice President May 15, 2008 M 0 0 0 $0
MALEY MICHAEL P Senior Vice President March 7, 2008 A 1,000 0 0 $0
Scott M Schecter Vice President Feb. 28, 2002 A 34,077 0 0 $0
Sharon L Jones Director June 4, 2026 A — 0 0 $0
Douglas G Bailey Director June 4, 2026 A — 0 0 $0
Dennis L Zeitler Director June 4, 2026 A — 0 0 $0
James J Markowsky Director March 17, 2020 A 62,627 0 0 $0
Thomas S Shaw Director May 17, 2019 A 32,627 0 0 $0
Grant W Gregory Director May 20, 2016 A — 0 0 $0
Delbert L Williamson Director May 22, 2015 A — 0 0 $0
Miguel Espinosa Director May 22, 2015 A 17,000 0 0 $0
George F Maccormack Director May 22, 2015 A — 0 0 $0
Thomas L Jones Director May 23, 2014 A — 0 0 $0
Robert T Smith Director May 24, 2013 A — 0 0 $0
Charles W Grinnell Director May 25, 2012 A 6,504 0 0 $0
John D Morrow Director May 20, 2011 A 10,000 0 0 $0
Samer S Khanachet Director May 24, 2007 A 0 0 0 $0
Bettye J Bailey 10% owner March 27, 2017 G 2,929,356 0 0 $0
Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 10% owner March 31, 2016 G 647,134 0 0 $0
Ralph E Bailey 10% owner March 31, 2015 G 0 0 0 $0
Charles E Trippel — Feb. 25, 2009 A — 0 0 $0
Steven C Argabright — March 16, 2006 S 0 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

ETF ownership Held by 5 ETFs

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
ONEQ · Fidelity Commonwealth Trust 0.00% 236,480 NS May 31, 2026 N-PORT
DCOR · Dimensional ETF Trust 0.00% 6,000 NS April 30, 2026 N-PORT
VXF · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
VTI · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
IWC · iShares Trust — — Aug. 18, 2026 Daily