Rod D Martin

CIK 1456614 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 20, 2009 · Latest: April 13, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 13, 2014 GALT S 58,000 $14.00 $812,000 9,357,422 Indirect -0.62% Disposed -73.4% (price as of 2026-08-21)
Jan. 10, 2014 GALT S 42,000 $16.00 $672,000 9,415,422 Indirect -0.44% Disposed -76.7% (price as of 2026-08-21)
Oct. 8, 2013 GALT S 12,000 $12.36 $148,320 8,957,422 Indirect -0.13% Disposed -69.8% (price as of 2026-08-21)
Oct. 7, 2013 GALT S 100,000 $11.79 $1,179,000 8,969,422 Indirect -1.10% Disposed -68.4% (price as of 2026-08-21)
May 25, 2012 GALT P 5,000 $2.44 $12,200 91,488 Direct +5.78% Acquired 52.9% (price as of 2026-08-21)
Nov. 3, 2009 GALT P 155,000 $2.00 $310,000 1,167,500 Indirect +15.31% Acquired -68.9% (price as of 2026-08-21)
Nov. 3, 2009 GALT P 1 6 Indirect +20.00% Acquired (price as of 2026-08-21)
Nov. 3, 2009 GALT P 1 6 Indirect +20.00% Acquired (price as of 2026-08-21)
Nov. 3, 2009 GALT P 1 6 Indirect +20.00% Acquired (price as of 2026-08-21)
Aug. 12, 2009 GALT P 150,000 $2.00 $300,000 850,000 Indirect +21.43% Acquired -68.9% (price as of 2026-08-21)
Aug. 12, 2009 GALT P 1 4 Indirect +33.33% Acquired (price as of 2026-08-21)
Aug. 12, 2009 GALT P 1 4 Indirect +33.33% Acquired (price as of 2026-08-21)
Aug. 12, 2009 GALT P 1 4 Indirect +33.33% Acquired (price as of 2026-08-21)
May 13, 2009 GALT P 450,000 $2.00 $900,000 1,350,000 Indirect +50.00% Acquired -68.9% (price as of 2026-08-21)
May 13, 2009 GALT P 1 2 Indirect +100.00% Acquired (price as of 2026-08-21)
May 13, 2009 GALT P 1 2 Indirect +100.00% Acquired (price as of 2026-08-21)
May 13, 2009 GALT P 1 2 Indirect +100.00% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 8, 2015 GALT Stock Option (right to buy) Common Stock (5,204) $13.38 Jan. 21, 2024 5,204 Disposed
April 8, 2015 GALT Stock Option (right to buy) Common Stock (16,714) $3.59 March 28, 2023 16,714 Disposed
April 8, 2015 GALT Stock Option (right to buy) Common Stock (6,780) $7.08 June 28, 2021 6,780 Disposed
April 8, 2015 GALT Stock Option (right to buy) Common Stock (7,408) $6.48 March 24, 2016 7,408 Disposed
May 13, 2014 GALT Option (Right to buy) Common Stock (83,334) $1.80 Feb. 1, 2015 83,334 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (95,000) $3.00 May 10, 2020 95,000 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (51,667) $3.00 April 30, 2020 51,667 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (55,834) $3.00 March 8, 2020 55,834 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (54,167) $3.00 Jan. 29, 2020 54,167 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (54,167) $3.00 Dec. 8, 2019 54,167 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (51,666) $3.00 Nov. 3, 2019 51,666 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (54,166) $3.00 Sept. 30, 2019 54,166 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (50,000) $3.00 Aug. 12, 2019 50,000 Disposed
Jan. 27, 2014 GALT Class A-2 Warrant (Right to Buy) Common Stock (33,333) $3.00 June 30, 2019 33,333 Disposed
Jan. 21, 2014 GALT Stock Option (Right to Buy) Common Stock (10,000) $13.38 Jan. 21, 2024 10,000 Acquired
Nov. 1, 2013 GALT Class A-2 Warrant (right to buy) Common Stock (50,000) $3.00 June 30, 2014 50,000 Disposed
Nov. 1, 2013 GALT Class A-2 Warrant (right to buy) Common Stock (50,000) $3.00 May 13, 2014 150,000 Disposed
Oct. 16, 2013 GALT Class A-2 Warrant (right to buy) Common Stock (300,000) $3.00 Feb. 12, 2014 300,000 Disposed
March 28, 2013 GALT Stock Option (right to buy) Common Stock (16,714) $3.59 March 28, 2023 16,714 Acquired
June 28, 2011 GALT Stock Option (Right to Buy) Common Stock (40,678) $1.18 June 28, 2021 40,678 Acquired
March 24, 2011 GALT Stock Option (Right to Buy) Common Stockc (44,444) $1.08 March 24, 2016 44,444 Acquired
Nov. 3, 2009 GALT Series B-2 Convertible Preferred Stock Common Stock (620,000) $0.50 155,000 Acquired
Nov. 3, 2009 GALT Class A-1 Warrant (right to buy) Common Stock (310,000) $0.50 Nov. 3, 2014 1 Acquired
Nov. 3, 2009 GALT Class A-2 Warrant (right to buy) Common Stock (310,000) $0.50 Nov. 3, 2014 1 Acquired
Nov. 3, 2009 GALT Class B Warrant (right to buy) Common Stock (1,240,000) $0.50 Nov. 3, 2014 1 Acquired
Aug. 12, 2009 GALT Series B-2 Convertible Preferred Stock Common Stock (600,000) $0.50 150,000 Acquired
Aug. 12, 2009 GALT Class A-1 Warrant (right to buy) Common Stock (300,000) $0.50 Aug. 12, 2014 1 Acquired
Aug. 12, 2009 GALT Class A-2 Warrant (right to buy) Common Stock (300,000) $0.50 Aug. 12, 2014 1 Acquired
Aug. 12, 2009 GALT Class B Warrant (right to buy) Common Stock (1,200,000) $0.50 Aug. 12, 2014 1 Acquired
May 13, 2009 GALT Series B-2 Convertible Preferred Stock Common Stock (1,800,000) $0.50 450,000 Acquired
May 13, 2009 GALT Class A-1 Warrant (right to buy) Common Stock (900,000) $0.50 May 13, 2014 1 Acquired
May 13, 2009 GALT Class A-2 Warrant (right to buy) Common Stock (900,000) $0.50 May 13, 2014 1 Acquired
May 13, 2009 GALT Class B Warrant (right to buy) Common Stock (3,600,000) $0.50 May 13, 2014 1 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 20, 2009 GALT Common Stock 509,426 Direct
Feb. 20, 2009 GALT Common Stock 9,500 Indirect
Feb. 20, 2009 GALT Series B-1 Preferred Stock→ Common Stock (900,000) 900,000 Indirect
Feb. 20, 2009 GALT Class A-1 Warrants (right to buy)→ Common Stock (1,800,000) 1,800,000 Indirect
Feb. 20, 2009 GALT Class A-2 Warrants (right to buy)→ Common Stock (1,800,000) 1,800,000 Indirect
Feb. 20, 2009 GALT Class B Warrants (right to buy)→ Common Stock (7,200,000) 7,200,000 Indirect