Rod D Martin
CIK 1456614 · View on SEC EDGAR ↗
First SEC filing: Feb. 20, 2009 · Latest: April 13, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 13, 2014 | GALT | S | 58,000 | $14.00 | $812,000 | 9,357,422 Indirect | -0.62% | Disposed | -73.4% (price as of 2026-08-21) |
| Jan. 10, 2014 | GALT | S | 42,000 | $16.00 | $672,000 | 9,415,422 Indirect | -0.44% | Disposed | -76.7% (price as of 2026-08-21) |
| Oct. 8, 2013 | GALT | S | 12,000 | $12.36 | $148,320 | 8,957,422 Indirect | -0.13% | Disposed | -69.8% (price as of 2026-08-21) |
| Oct. 7, 2013 | GALT | S | 100,000 | $11.79 | $1,179,000 | 8,969,422 Indirect | -1.10% | Disposed | -68.4% (price as of 2026-08-21) |
| May 25, 2012 | GALT | P | 5,000 | $2.44 | $12,200 | 91,488 Direct | +5.78% | Acquired | 52.9% (price as of 2026-08-21) |
| Nov. 3, 2009 | GALT | P | 155,000 | $2.00 | $310,000 | 1,167,500 Indirect | +15.31% | Acquired | -68.9% (price as of 2026-08-21) |
| Nov. 3, 2009 | GALT | P | 1 | — | — | 6 Indirect | +20.00% | Acquired | (price as of 2026-08-21) |
| Nov. 3, 2009 | GALT | P | 1 | — | — | 6 Indirect | +20.00% | Acquired | (price as of 2026-08-21) |
| Nov. 3, 2009 | GALT | P | 1 | — | — | 6 Indirect | +20.00% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2009 | GALT | P | 150,000 | $2.00 | $300,000 | 850,000 Indirect | +21.43% | Acquired | -68.9% (price as of 2026-08-21) |
| Aug. 12, 2009 | GALT | P | 1 | — | — | 4 Indirect | +33.33% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2009 | GALT | P | 1 | — | — | 4 Indirect | +33.33% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2009 | GALT | P | 1 | — | — | 4 Indirect | +33.33% | Acquired | (price as of 2026-08-21) |
| May 13, 2009 | GALT | P | 450,000 | $2.00 | $900,000 | 1,350,000 Indirect | +50.00% | Acquired | -68.9% (price as of 2026-08-21) |
| May 13, 2009 | GALT | P | 1 | — | — | 2 Indirect | +100.00% | Acquired | (price as of 2026-08-21) |
| May 13, 2009 | GALT | P | 1 | — | — | 2 Indirect | +100.00% | Acquired | (price as of 2026-08-21) |
| May 13, 2009 | GALT | P | 1 | — | — | 2 Indirect | +100.00% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 8, 2015 | GALT | Stock Option (right to buy) | Common Stock (5,204) | $13.38 | Jan. 21, 2024 | 5,204 | Disposed |
| April 8, 2015 | GALT | Stock Option (right to buy) | Common Stock (16,714) | $3.59 | March 28, 2023 | 16,714 | Disposed |
| April 8, 2015 | GALT | Stock Option (right to buy) | Common Stock (6,780) | $7.08 | June 28, 2021 | 6,780 | Disposed |
| April 8, 2015 | GALT | Stock Option (right to buy) | Common Stock (7,408) | $6.48 | March 24, 2016 | 7,408 | Disposed |
| May 13, 2014 | GALT | Option (Right to buy) | Common Stock (83,334) | $1.80 | Feb. 1, 2015 | 83,334 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (95,000) | $3.00 | May 10, 2020 | 95,000 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (51,667) | $3.00 | April 30, 2020 | 51,667 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (55,834) | $3.00 | March 8, 2020 | 55,834 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (54,167) | $3.00 | Jan. 29, 2020 | 54,167 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (54,167) | $3.00 | Dec. 8, 2019 | 54,167 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (51,666) | $3.00 | Nov. 3, 2019 | 51,666 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (54,166) | $3.00 | Sept. 30, 2019 | 54,166 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (50,000) | $3.00 | Aug. 12, 2019 | 50,000 | Disposed |
| Jan. 27, 2014 | GALT | Class A-2 Warrant (Right to Buy) | Common Stock (33,333) | $3.00 | June 30, 2019 | 33,333 | Disposed |
| Jan. 21, 2014 | GALT | Stock Option (Right to Buy) | Common Stock (10,000) | $13.38 | Jan. 21, 2024 | 10,000 | Acquired |
| Nov. 1, 2013 | GALT | Class A-2 Warrant (right to buy) | Common Stock (50,000) | $3.00 | June 30, 2014 | 50,000 | Disposed |
| Nov. 1, 2013 | GALT | Class A-2 Warrant (right to buy) | Common Stock (50,000) | $3.00 | May 13, 2014 | 150,000 | Disposed |
| Oct. 16, 2013 | GALT | Class A-2 Warrant (right to buy) | Common Stock (300,000) | $3.00 | Feb. 12, 2014 | 300,000 | Disposed |
| March 28, 2013 | GALT | Stock Option (right to buy) | Common Stock (16,714) | $3.59 | March 28, 2023 | 16,714 | Acquired |
| June 28, 2011 | GALT | Stock Option (Right to Buy) | Common Stock (40,678) | $1.18 | June 28, 2021 | 40,678 | Acquired |
| March 24, 2011 | GALT | Stock Option (Right to Buy) | Common Stockc (44,444) | $1.08 | March 24, 2016 | 44,444 | Acquired |
| Nov. 3, 2009 | GALT | Series B-2 Convertible Preferred Stock | Common Stock (620,000) | $0.50 | — | 155,000 | Acquired |
| Nov. 3, 2009 | GALT | Class A-1 Warrant (right to buy) | Common Stock (310,000) | $0.50 | Nov. 3, 2014 | 1 | Acquired |
| Nov. 3, 2009 | GALT | Class A-2 Warrant (right to buy) | Common Stock (310,000) | $0.50 | Nov. 3, 2014 | 1 | Acquired |
| Nov. 3, 2009 | GALT | Class B Warrant (right to buy) | Common Stock (1,240,000) | $0.50 | Nov. 3, 2014 | 1 | Acquired |
| Aug. 12, 2009 | GALT | Series B-2 Convertible Preferred Stock | Common Stock (600,000) | $0.50 | — | 150,000 | Acquired |
| Aug. 12, 2009 | GALT | Class A-1 Warrant (right to buy) | Common Stock (300,000) | $0.50 | Aug. 12, 2014 | 1 | Acquired |
| Aug. 12, 2009 | GALT | Class A-2 Warrant (right to buy) | Common Stock (300,000) | $0.50 | Aug. 12, 2014 | 1 | Acquired |
| Aug. 12, 2009 | GALT | Class B Warrant (right to buy) | Common Stock (1,200,000) | $0.50 | Aug. 12, 2014 | 1 | Acquired |
| May 13, 2009 | GALT | Series B-2 Convertible Preferred Stock | Common Stock (1,800,000) | $0.50 | — | 450,000 | Acquired |
| May 13, 2009 | GALT | Class A-1 Warrant (right to buy) | Common Stock (900,000) | $0.50 | May 13, 2014 | 1 | Acquired |
| May 13, 2009 | GALT | Class A-2 Warrant (right to buy) | Common Stock (900,000) | $0.50 | May 13, 2014 | 1 | Acquired |
| May 13, 2009 | GALT | Class B Warrant (right to buy) | Common Stock (3,600,000) | $0.50 | May 13, 2014 | 1 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 20, 2009 | GALT | Common Stock | 509,426 | Direct |
| Feb. 20, 2009 | GALT | Common Stock | 9,500 | Indirect |
| Feb. 20, 2009 | GALT | Series B-1 Preferred Stock→ Common Stock (900,000) | 900,000 | Indirect |
| Feb. 20, 2009 | GALT | Class A-1 Warrants (right to buy)→ Common Stock (1,800,000) | 1,800,000 | Indirect |
| Feb. 20, 2009 | GALT | Class A-2 Warrants (right to buy)→ Common Stock (1,800,000) | 1,800,000 | Indirect |
| Feb. 20, 2009 | GALT | Class B Warrants (right to buy)→ Common Stock (7,200,000) | 7,200,000 | Indirect |