Rodney A Ferguson
CIK 1266130 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 5, 2016 · Latest: Jan. 5, 2016
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 31, 2015 | HTGC | A | 2,050 | $12.19 | $24,990 | 7,855 Direct | +35.31% | Acquired | 39.5% (price as of 2026-08-21) |
| Sept. 30, 2015 | HTGC | A | 2,472 | $10.11 | $24,992 | 5,805 Direct | +74.17% | Acquired | 68.3% (price as of 2026-08-21) |
| July 7, 2015 | HTGC | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-21) |
| July 7, 2015 | HTGC | A | 3,333 | $11.44 | $38,130 | 3,333 Direct | — | Acquired | 48.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 7, 2015 | HTGC | Stock Option (right to buy) | Common Stock (10,000) | $11.44 | July 7, 2025 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).