Roger Caracappa
CIK 1370000 · View on SEC EDGAR ↗
First SEC filing: July 24, 2006 · Latest: July 24, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 7, 2007 | EL | S | 28,334 | $46.37 | $1,313,848 | 61 Direct | -99.79% | Disposed | 323.4% (price as of 2026-08-20) |
| Nov. 24, 2006 | EL | S | 14,600 | $41.48 | $605,608 | 60 Direct | -99.59% | Disposed | 373.4% (price as of 2026-08-20) |
| Nov. 24, 2006 | EL | S | 1,967 | $41.54 | $81,709 | 14,660 Direct | -11.83% | Disposed | 372.7% (price as of 2026-08-20) |
| Nov. 24, 2006 | EL | S | 100 | $41.54 | $4,154 | 16,627 Direct | -0.60% | Disposed | 372.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 31, 2007 | EL | Restricted Stock Units (Share Payout) | Class A Common Stock (1,526) | — | — | 1,526 | Disposed |
| Sept. 21, 2007 | EL | Restricted Stock Units (Share Payout) | Class A Common Stock (4,333) | $0.00 | — | 4,333 | Acquired |
| Sept. 21, 2007 | EL | Option (Right to Buy) | Class A Common Stock (25,000) | $42.58 | Sept. 21, 2017 | 25,000 | Acquired |
| Feb. 7, 2007 | EL | Option (Right to Buy) | Class A Common Stock (10,000) | $40.23 | Aug. 22, 2011 | 10,000 | Disposed |
| Feb. 7, 2007 | EL | Option (Right to Buy) | Class A Common Stock (10,000) | $35.00 | Sept. 26, 2015 | 10,000 | Disposed |
| Feb. 7, 2007 | EL | Option (Right to Buy) | Class A Common Stock (8,334) | $33.44 | Aug. 20, 2013 | 8,334 | Disposed |
| Nov. 24, 2006 | EL | Option (Right to Buy) | Class A Common Stock (8,333) | $33.44 | Aug. 20, 2013 | 8,333 | Disposed |
| Nov. 24, 2006 | EL | Option (Right to Buy) | Class A Common Stock (8,334) | $32.15 | July 10, 2012 | 8,334 | Disposed |
| Sept. 20, 2006 | EL | Restricted Stock Units (Share Payout) | Class A Common Stock (4,578) | $0.00 | — | 4,578 | Acquired |
| Sept. 20, 2006 | EL | Option (Right to Buy) | Class A Common Stock (25,000) | $39.56 | Sept. 20, 2016 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 24, 2006 | EL | Class A Common Stock | 60 | Direct |