Roger G Stoll PHD

CIK 1191281 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 18, 2008 · Latest: Dec. 18, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 25, 2019 DCTH P 1,550,000 1,550,000 Direct Acquired (price as of 2026-08-21)
July 25, 2019 DCTH P 93 $1000.00 $93,000 93 Direct Acquired -100.0% (price as of 2026-08-21)
Sept. 28, 2018 DCTH P 4,900 $1.75 $8,575 5,901 Direct +489.51% Acquired -98.6% (price as of 2026-08-21)
Aug. 1, 2018 DCTH P 99 $2.36 $234 1,001 Direct +10.98% Acquired -99.0% (price as of 2026-08-21)
Aug. 1, 2018 DCTH P 401 $2.45 $982 902 Direct +80.04% Acquired -99.0% (price as of 2026-08-21)
Aug. 1, 2018 DCTH P 500 $2.50 $1,250 501 Direct +50000.00% Acquired -99.0% (price as of 2026-08-21)
July 27, 2015 DCTH P 20,000 $0.54 $10,800 99,145 Direct +25.27% Acquired -95.6% (price as of 2026-08-21)
Nov. 18, 2009 DCTH P 25,000 $3.60 $90,000 35,000 Direct +250.00% Acquired -99.3% (price as of 2026-08-21)
Aug. 24, 2009 DCTH P 10,000 $3.06 $30,600 10,000 Direct Acquired -99.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock Feb. 1, 2029 142 Disposed
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (142) $196.70 May 23, 2026 142 Acquired
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (40,000) $11.67 Oct. 1, 2030 40,000 Disposed
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (40,000) $11.67 May 23, 2026 40,000 Acquired
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (9,000) $10.16 Aug. 5, 2031 9,000 Disposed
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (9,000) $10.16 May 23, 2026 9,000 Acquired
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (9,000) $6.24 May 4, 2023 9,000 Disposed
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (9,000) $6.24 May 23, 2026 9,000 Acquired
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (19,682) $7.25 June 12, 2033 19,682 Disposed
May 23, 2024 DCTH Stock Option (Right to Buy) Common Stock (19,682) $7.25 May 23, 2026 19,682 Acquired
June 12, 2023 DCTH Stock Option (Right to Buy) Common Stock (19,682) $7.25 June 12, 2033 19,682 Acquired
May 4, 2022 DCTH Stock Option (Right to Buy) Common Stock (9,000) $6.24 May 4, 2023 9,000 Acquired
Aug. 5, 2021 DCTH Stock Option (right to buy) Common Stock (9,000) $10.16 Aug. 5, 2031 9,000 Acquired
Nov. 23, 2020 DCTH Stock Option (right to buy) Common Stock (40,000) $11.67 Oct. 1, 2030 40,000 Acquired
May 8, 2020 DCTH Series E Convertible Preferred Stock Common Stock 93 Disposed
July 25, 2019 DCTH Common Stock Warrant (Right to Buy) Common Stock (1,550,000) 1,550,000 Acquired
July 25, 2019 DCTH Series E Convertible Preferred Stock Common Stock 93 Acquired
Feb. 1, 2019 DCTH Stock Options Common Stock (100,000) $0.28 Feb. 1, 2029 100,000 Acquired
June 10, 2015 DCTH Stock Option (Right to Buy) Common Stock (42,500) $1.19 June 10, 2015 42,500 Acquired
Sept. 11, 2014 DCTH Stock Option (right to buy) Common Stock (75,000) $2.42 Sept. 11, 2024 75,000 Acquired
May 6, 2010 DCTH Stock Option (right to buy) Common Stock (75,000) $12.34 May 6, 2020 75,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 18, 2008 DCTH Stock Option→ Common Stock (75,000) 75,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $90,000 $101,714 $292,031
2014 $40,000 $22,177 $191,581

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.