Roger H Ballou

CIK 1158369 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 13, 2017 · Latest: Jan. 26, 2023

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Insider at

Insider transactions

0 buys (P) 1 sells (S) Net: $-874,930 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 24, 2026 BFH S 9,687 $90.32 $874,930 30,079 Direct -24.36% Disposed 15.7% (price as of 2026-08-21)
July 31, 2023 BFH P 2,400 $41.78 $100,272 34,842 Direct +7.40% Acquired 150.2% (price as of 2026-08-21)
Nov. 9, 2022 UVSP S 2,268 $27.61 $62,619 0 Indirect -100.00% Disposed 51.3% (price as of 2026-08-21)
Nov. 9, 2022 UVSP S 7,803 $27.61 $215,441 0 Indirect -100.00% Disposed 51.3% (price as of 2026-08-21)
Nov. 9, 2022 UVSP S 4,608 $27.61 $127,227 9,766 Direct -32.06% Disposed 51.3% (price as of 2026-08-21)
Aug. 8, 2022 BFH P 2,550 $39.11 $99,730 27,510 Direct +10.22% Acquired 167.3% (price as of 2026-08-21)
Nov. 1, 2021 UVSP S 9,913 $29.67 $294,119 12,923 Direct -43.41% Disposed 40.8% (price as of 2026-08-21)
March 12, 2021 UVSP S 10,000 $29.26 $292,600 13,568 Direct -42.43% Disposed 42.8% (price as of 2026-08-21)
March 23, 2020 BFH P 2,300 $29.34 $67,482 16,543 Direct +16.15% Acquired 346.5% (price as of 2026-08-21)
March 23, 2020 BFH P 1,200 $28.75 $34,500 14,243 Direct +9.20% Acquired 355.6% (price as of 2026-08-21)
Feb. 7, 2017 BFH S 648 $225.71 $146,260 10,865 Direct -5.63% Disposed -42.0% (price as of 2026-08-21)
Jan. 30, 2017 UVSP S 4,075 $28.42 $115,812 11,483 Indirect -26.19% Disposed 47.0% (price as of 2026-08-21)
Jan. 30, 2017 UVSP S 6,925 $28.42 $196,808 19,913 Direct -25.80% Disposed 47.0% (price as of 2026-08-21)
Aug. 19, 2015 RCMT P 1,600 $4.87 $7,792 33,250 Direct +5.06% Acquired 744.8% (price as of 2026-08-21)
Aug. 18, 2015 RCMT P 9,900 $4.72 $46,728 31,650 Direct +45.52% Acquired 771.6% (price as of 2026-08-21)
Aug. 18, 2015 BFH S 1,250 $271.56 $339,450 10,911 Direct -10.28% Disposed -51.8% (price as of 2026-08-21)
Aug. 17, 2015 RCMT P 369 $4.63 $1,708 21,750 Direct +1.73% Acquired 788.6% (price as of 2026-08-21)
Aug. 17, 2015 RCMT P 131 $4.62 $605 21,381 Direct +0.62% Acquired 790.5% (price as of 2026-08-21)
July 21, 2014 BFH S 1,250 $267.69 $334,612 11,743 Direct -9.62% Disposed -51.1% (price as of 2026-08-21)
Nov. 7, 2013 BFH S 2,512 $240.57 $604,312 12,504 Direct -16.73% Disposed -45.6% (price as of 2026-08-21)
May 28, 2013 BFH S 3,547 $183.96 $652,506 11,825 Direct -23.07% Disposed -28.8% (price as of 2026-08-21)
May 28, 2013 BFH S 3,724 $183.95 $685,030 11,825 Direct -23.95% Disposed -28.8% (price as of 2026-08-21)
Jan. 11, 2013 RCMT P 5,000 $5.51 $27,550 5,000 Direct — Acquired 646.6% (price as of 2026-08-21)
Nov. 20, 2012 BFH S 2,000 $140.31 $280,620 11,825 Direct -14.47% Disposed -6.6% (price as of 2026-08-21)
Sept. 21, 2012 BFH S 1,060 $143.65 $152,269 14,611 Direct -6.76% Disposed -8.8% (price as of 2026-08-21)
Feb. 21, 2012 BFH S 970 $119.70 $116,109 8,089 Direct -10.71% Disposed 9.4% (price as of 2026-08-21)
Feb. 21, 2012 BFH S 530 $119.76 $63,473 9,059 Direct -5.53% Disposed 9.4% (price as of 2026-08-21)
Feb. 21, 2012 BFH S 2,000 $119.41 $238,820 9,589 Direct -17.26% Disposed 9.7% (price as of 2026-08-21)
July 30, 2004 BFH S 28,500 $39.67 $1,130,595 3,212 Direct -89.87% Disposed 230.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 31, 2023 UVSP Restricted Stock Units Common (1,290) — Jan. 31, 2025 1,290 Acquired
Jan. 31, 2023 UVSP Restricted Stock Units Common (1,448) — Jan. 31, 2023 1,448 Disposed
Jan. 31, 2022 UVSP Restricted Stock Units Common (1,162) — Jan. 31, 2024 1,162 Acquired
Jan. 31, 2022 UVSP Restricted Stock Units Common (1,309) — Jan. 31, 2022 1,309 Disposed
Jan. 31, 2021 UVSP Restricted Stock Units Common (1,448) — Jan. 31, 2023 1,448 Acquired
Jan. 31, 2021 UVSP Restricted Stock Units Common (1,384) — Jan. 31, 2021 1,384 Disposed
Jan. 31, 2020 UVSP Restricted Stock Units Common (1,309) — Jan. 31, 2022 1,309 Acquired
Jan. 31, 2019 UVSP Restricted Stock Units Common (1,384) — Jan. 31, 2021 1,384 Acquired
Nov. 7, 2013 BFH Employee Stock Option (Right to Buy) Common Stock (2,512) $53.54 June 12, 2016 2,512 Disposed
May 28, 2013 BFH Employee Stock Option (Right to Buy) Common Stock (3,547) $36.88 June 10, 2015 3,547 Disposed
May 28, 2013 BFH Employee Stock Option (Right to Buy) Common Stock (3,724) $41.77 July 1, 2014 3,724 Disposed
Sept. 21, 2012 BFH Employee Stock Option Grant (Right to Buy) Common Stock (6,208) $24.03 June 23, 2013 6,208 Disposed
June 12, 2006 BFH Employee Stock Option (Right to Buy) Common Stock (2,512) $53.54 June 12, 2016 2,512 Acquired
June 10, 2005 BFH Employee Stock Option (Right to Buy) Common Stock (3,547) $36.88 June 10, 2015 3,547 Acquired
July 30, 2004 BFH Employee Stock Option (Right to Buy) Common Stock (28,500) $12.00 June 8, 2011 28,500 Disposed
July 1, 2004 BFH Employee Stock Option (Right to Buy) Common Stock (3,724) $41.77 July 1, 2014 3,724 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 13, 2017 UVSP Common 26,838 Direct
Jan. 13, 2017 UVSP Common 15,558 Indirect
Jan. 13, 2017 UVSP Common 7,803 Indirect
July 6, 2016 UVSP Common 27,723 Direct
July 6, 2016 UVSP Common 14,577 Indirect
July 6, 2016 UVSP Common 7,803 Indirect
Dec. 12, 2013 RCMT Common Stock 5,000 Direct
Jan. 15, 2013 RCMT Common Stock, $0.05 par value [F1] 0 Direct