Roger Hertog
CIK 1234330 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 22, 2004 · Latest: Dec. 22, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 7, 2004 | 1109448 | J | 8,160,000 | $40.08 | $327,052,800 | 16,320,000 Indirect | -33.33% | Disposed | |
| Dec. 7, 2004 | AB | J | 8,160,000 | $40.08 | $327,052,800 | 16,320,000 Indirect | -33.33% | Disposed | -9.2% (price as of 2026-08-20) |
| Dec. 7, 2004 | AB | J | 8,160,000 | — | — | 16,320,000 Indirect | -33.33% | Disposed | (price as of 2026-08-20) |
| Dec. 7, 2004 | 1109448 | J | 8,160,000 | — | — | 16,320,000 Indirect | -33.33% | Disposed | |
| Feb. 20, 2004 | AB | J | 8,160,000 | $37.83 | $308,692,800 | 24,480,000 Indirect | -25.00% | Disposed | -3.8% (price as of 2026-08-20) |
| Feb. 20, 2004 | 1109448 | J | 8,160,000 | $37.83 | $308,692,800 | 24,480,000 Indirect | -25.00% | Disposed | |
| Feb. 20, 2004 | AB | J | 8,160,000 | — | — | 24,480,000 Indirect | -25.00% | Disposed | (price as of 2026-08-20) |
| Feb. 20, 2004 | 1109448 | J | 8,160,000 | — | — | 24,480,000 Indirect | -25.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 7, 2004 | AB | Units of L.P. Interest in Alliance Capital Management L.P. | Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) | — | — | 8,160,000 | Disposed |
| Dec. 7, 2004 | AB | Units of L.P. Interest in Alliance Capital Management L.P. | Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) | — | — | 8,160,000 | Disposed |
| Feb. 20, 2004 | AB | Units of L.P. Interest in Alliance Capital Management L.P. | Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) | — | — | 8,160,000 | Disposed |
| Feb. 20, 2004 | AB | Units of L.P. Interest in Alliance Capital Management L.P. | Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) | — | — | 8,160,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).