Roger Jeffs

CIK 1231615 · View on SEC EDGAR ↗

Insider

First SEC filing: June 10, 2026 · Latest: June 10, 2026

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Insider at

Insider transactions

0 buys (P) 35 sells (S) Net: $-45,239,539 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 13, 2026 LQDA S 10b5-1 32,744 $71.52 $2,341,851 1,130,426 Direct -2.82% Disposed 1.9% (price as of 2026-08-20)
July 13, 2026 LQDA S 10b5-1 2,505 $71.39 $178,832 1,163,170 Direct -0.21% Disposed 2.1% (price as of 2026-08-20)
June 11, 2026 AXSM S 10b5-1 286 $249.12 $71,248 58,367 Direct -0.49% Disposed -13.2% (price as of 2026-08-20)
June 10, 2026 AXSM S 10b5-1 286 $246.18 $70,407 58,653 Direct -0.49% Disposed -12.1% (price as of 2026-08-20)
May 27, 2026 LQDA S 10b5-1 6,428 $62.18 $399,693 1,041,667 Indirect -0.61% Disposed 17.2% (price as of 2026-08-20)
May 26, 2026 LQDA S 10b5-1 25,000 $60.38 $1,509,500 1,048,095 Indirect -2.33% Disposed 20.7% (price as of 2026-08-20)
May 22, 2026 LQDA S 10b5-1 25,000 $61.52 $1,538,000 1,073,095 Indirect -2.28% Disposed 18.5% (price as of 2026-08-20)
May 21, 2026 LQDA S 10b5-1 25,000 $61.13 $1,528,250 1,098,095 Indirect -2.23% Disposed 19.3% (price as of 2026-08-20)
May 20, 2026 LQDA S 10b5-1 25,000 $61.30 $1,532,500 1,123,095 Indirect -2.18% Disposed 18.9% (price as of 2026-08-20)
May 19, 2026 LQDA S 10b5-1 25,000 $58.65 $1,466,250 1,148,095 Indirect -2.13% Disposed 24.3% (price as of 2026-08-20)
May 18, 2026 LQDA S 10b5-1 25,000 $56.77 $1,419,250 1,173,095 Indirect -2.09% Disposed 28.4% (price as of 2026-08-20)
May 15, 2026 LQDA S 10b5-1 25,000 $57.04 $1,426,000 1,198,095 Indirect -2.04% Disposed 27.8% (price as of 2026-08-20)
May 14, 2026 LQDA S 10b5-1 25,000 $58.62 $1,465,500 1,223,095 Indirect -2.00% Disposed 24.4% (price as of 2026-08-20)
May 13, 2026 LQDA S 10b5-1 25,000 $56.29 $1,407,250 1,248,095 Indirect -1.96% Disposed 29.5% (price as of 2026-08-20)
May 12, 2026 LQDA S 10b5-1 25,000 $54.04 $1,351,000 1,273,095 Indirect -1.93% Disposed 34.9% (price as of 2026-08-20)
May 11, 2026 LQDA S 10b5-1 25,000 $41.50 $1,037,500 1,298,095 Indirect -1.89% Disposed 75.7% (price as of 2026-08-20)
May 8, 2026 LQDA S 10b5-1 25,000 $42.14 $1,053,500 1,323,095 Indirect -1.85% Disposed 73.0% (price as of 2026-08-20)
May 7, 2026 LQDA S 10b5-1 25,000 $42.09 $1,052,250 1,348,095 Indirect -1.82% Disposed 73.2% (price as of 2026-08-20)
May 6, 2026 LQDA S 10b5-1 25,000 $40.78 $1,019,500 1,373,095 Indirect -1.79% Disposed 78.8% (price as of 2026-08-20)
May 5, 2026 LQDA S 10b5-1 25,000 $40.10 $1,002,500 1,398,095 Indirect -1.76% Disposed 81.8% (price as of 2026-08-20)
April 17, 2026 LQDA S 10b5-1 18,839 $40.60 $764,863 1,423,095 Indirect -1.31% Disposed 79.6% (price as of 2026-08-20)
April 16, 2026 LQDA S 10b5-1 25,000 $40.31 $1,007,750 1,441,934 Indirect -1.70% Disposed 80.9% (price as of 2026-08-20)
April 15, 2026 LQDA S 10b5-1 25,000 $40.14 $1,003,500 1,466,934 Indirect -1.68% Disposed 81.6% (price as of 2026-08-20)
April 14, 2026 LQDA S 10b5-1 3,300 $40.00 $132,000 1,491,934 Indirect -0.22% Disposed 82.3% (price as of 2026-08-20)
April 13, 2026 LQDA S 10b5-1 32,744 $38.37 $1,256,387 1,137,599 Direct -2.80% Disposed 90.0% (price as of 2026-08-20)
April 10, 2026 LQDA S 10b5-1 21,433 $40.12 $859,892 1,495,234 Indirect -1.41% Disposed 81.7% (price as of 2026-08-20)
April 9, 2026 LQDA S 10b5-1 25,000 $40.12 $1,003,000 1,516,667 Indirect -1.62% Disposed 81.7% (price as of 2026-08-20)
Jan. 12, 2026 LQDA S 10b5-1 66,610 $37.43 $2,493,212 1,037,528 Direct -6.03% Disposed 94.8% (price as of 2026-08-20)
Oct. 13, 2025 LQDA S 10b5-1 20,261 $23.41 $474,310 1,032,973 Direct -1.92% Disposed 211.4% (price as of 2026-08-20)
Sept. 2, 2025 AXSM S 13,464 $123.68 $1,665,228 57,510 Direct -18.97% Disposed 74.9% (price as of 2026-08-20)
Aug. 29, 2025 AXSM S 20,000 $121.27 $2,425,400 70,974 Direct -21.98% Disposed 78.4% (price as of 2026-08-20)
Aug. 28, 2025 AXSM S 20,000 $121.60 $2,432,000 90,974 Direct -18.02% Disposed 77.9% (price as of 2026-08-20)
Aug. 27, 2025 AXSM S 20,000 $122.30 $2,446,000 110,974 Direct -15.27% Disposed 76.9% (price as of 2026-08-20)
Aug. 26, 2025 AXSM S 20,000 $120.03 $2,400,600 130,974 Direct -13.25% Disposed 80.2% (price as of 2026-08-20)
Aug. 22, 2025 AXSM S 16,694 $120.08 $2,004,616 150,974 Direct -9.96% Disposed 80.1% (price as of 2026-08-20)
July 14, 2025 LQDA S 10b5-1 20,252 $14.28 $289,199 1,038,560 Direct -1.91% Disposed 410.5% (price as of 2026-08-20)
July 14, 2025 LQDA S 10b5-1 20,252 $14.28 $289,199 1,038,560 Direct -1.91% Disposed 410.5% (price as of 2026-08-20)
June 4, 2025 LQDA S 10b5-1 30,610 $16.97 $519,452 1,044,979 Direct -2.85% Disposed 329.6% (price as of 2026-08-20)
April 14, 2025 LQDA S 10b5-1 14,130 $13.57 $191,744 1,006,420 Direct -1.38% Disposed 437.3% (price as of 2026-08-20)
Jan. 14, 2025 LQDA S 10b5-1 22,343 $11.78 $263,201 1,019,177 Direct -2.15% Disposed 518.9% (price as of 2026-08-20)
Oct. 14, 2024 LQDA S 10b5-1 8,053 $11.11 $89,469 812,193 Direct -0.98% Disposed 556.2% (price as of 2026-08-20)
July 12, 2024 LQDA S 10b5-1 8,053 $12.53 $100,904 818,932 Direct -0.97% Disposed 481.8% (price as of 2026-08-20)
April 12, 2024 LQDA S 10b5-1 8,360 $14.58 $121,889 826,985 Direct -1.00% Disposed 400.0% (price as of 2026-08-20)
March 18, 2024 LQDA S 10b5-1 28,583 $15.82 $452,183 835,345 Direct -3.31% Disposed 360.8% (price as of 2026-08-20)
March 15, 2024 AXSM S 2,347 $71.61 $168,069 120,756 Direct -1.91% Disposed 202.1% (price as of 2026-08-20)
March 14, 2024 AXSM S 16,976 $69.70 $1,183,227 120,756 Direct -12.33% Disposed 210.4% (price as of 2026-08-20)
March 14, 2024 AXSM S 13,000 $69.70 $906,100 120,756 Direct -9.72% Disposed 210.4% (price as of 2026-08-20)
Dec. 14, 2023 LQDA P 139,665 $7.16 $1,000,001 640,805 Direct +27.87% Acquired 918.2% (price as of 2026-08-20)
Sept. 6, 2022 LQDA P 43,820 $5.57 $244,077 159,827 Direct +37.77% Acquired 1208.9% (price as of 2026-08-20)
Aug. 31, 2022 LQDA P 993 $4.90 $4,866 116,007 Direct +0.86% Acquired 1387.9% (price as of 2026-08-20)

Showing latest 100 of 1305 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 10, 2026 LQDA Performance Stock Units Common Stock (14,333) — — 14,333 Disposed
July 10, 2026 LQDA Performance Stock Units Common Stock (13,834) — — 13,834 Disposed
June 8, 2026 AXSM Restricted Stock Units Common Stock (1,429) — — 1,429 Disposed
June 5, 2026 AXSM Restricted Stock Units Common Stock (1,721) — — 1,721 Acquired
April 10, 2026 LQDA Performance Stock Units Common Stock (14,333) — — 14,333 Disposed
April 10, 2026 LQDA Performance Stock Units Common Stock (13,834) — — 13,834 Disposed
Jan. 16, 2026 LQDA Performance Stock Units Common Stock (173,016) — — 173,016 Acquired
Jan. 9, 2026 LQDA Performance Stock Units Common Stock (57,332) — — 57,332 Disposed
Jan. 9, 2026 LQDA Performance Stock Units Common Stock (13,833) — — 13,833 Disposed
Oct. 10, 2025 LQDA Performance Stock Units Common Stock (13,834) — — 13,834 Disposed
July 11, 2025 LQDA Performance Stock Units Common Stock (13,833) — — 13,833 Disposed
July 11, 2025 LQDA Performance Stock Units Common Stock (13,833) — — 13,833 Disposed
June 6, 2025 AXSM Restricted Stock Units Common Stock (1,429) — — 1,429 Acquired
June 6, 2025 AXSM Stock Option (Right to Buy) Common Stock (3,166) $111.91 June 6, 2035 3,166 Acquired
June 3, 2025 LQDA Performance Stock Units Common Stock (69,169) — — 69,169 Disposed
Feb. 21, 2025 AXSM Stock Option (Right to Buy) Common Stock (1,408) $137.75 Feb. 20, 2035 1,408 Acquired
Jan. 11, 2025 LQDA Performance Stock Units Common Stock (229,327) — — 229,327 Acquired
June 7, 2024 AXSM Stock Option (Right to Buy) Common Stock (5,799) $73.90 June 7, 2034 5,799 Acquired
March 15, 2024 AXSM Stock Option (Right to Buy) Common Stock (2,347) $29.91 March 4, 2032 2,347 Disposed
March 14, 2024 AXSM Stock Option (Right to Buy) Common Stock (16,976) $25.53 June 3, 2032 16,976 Disposed
March 14, 2024 AXSM Stock Option (Right to Buy) Common Stock (13,000) $22.03 June 7, 2029 13,000 Disposed
Feb. 27, 2024 AXSM Stock Option (Right to Buy) Common Stock (1,425) $84.00 Feb. 26, 2034 1,425 Acquired
Jan. 11, 2024 LQDA Performance Stock Units Common Stock (221,338) — — 221,338 Acquired
June 2, 2023 AXSM Stock Option (Right to Buy) Common Stock (5,681) $74.12 June 2, 2033 5,681 Acquired
March 2, 2023 AXSM Stock Option (Right to Buy) Common Stock (2,082) $65.32 March 1, 2033 2,082 Acquired
Jan. 11, 2023 LQDA Stock Option (Right to Buy) Common Stock (371,154) $6.17 Jan. 11, 2033 371,154 Disposed
Jan. 3, 2023 LQDA Restricted Stock Unit Common Stock (15,807) — — 15,807 Disposed
Oct. 3, 2022 LQDA Restricted Stock Unit Common Stock (47,423) — — 47,423 Disposed
June 17, 2022 LQDA Non-Qualified Stock Option (right to buy) Common Stock (931,475) $4.86 June 17, 2032 931,475 Acquired
June 3, 2022 AXSM Stock Option (Right to Buy) Common Stock (16,976) $25.53 June 3, 2032 16,976 Acquired
March 4, 2022 AXSM Stock Option (Right to Buy) Common Stock (2,347) $29.91 March 3, 2032 2,347 Acquired
Jan. 3, 2022 LQDA Restricted Stock Unit Common Stock (63,230) — — 63,230 Acquired
Jan. 3, 2022 LQDA Non-Qualified Stock Option (right to buy) Common Stock (1,682,827) $5.14 Jan. 3, 2032 1,682,827 Acquired
Aug. 20, 2021 LQDA Non-Qualified Stock Option (right to buy) Common Stock (20,000) $2.59 Aug. 20, 2031 20,000 Acquired
June 4, 2021 AXSM Stock Option (Right to Buy) Common Stock (7,325) $61.32 June 4, 2031 7,325 Acquired
March 24, 2021 LQDA Non-Qualified Stock Option (right to buy) Common Stock (30,353) $2.51 March 24, 2031 30,353 Acquired
March 5, 2021 AXSM Stock Option (Right to Buy) Common Stock (1,463) $65.02 March 4, 2031 1,463 Acquired
Nov. 18, 2020 LQDA Non-Qualified Stock Option (right to buy) Common Stock (30,000) $3.38 Nov. 18, 2030 30,000 Acquired
June 5, 2020 AXSM Stock Option (Right to Buy) Common Stock (13,000) $77.38 June 5, 2030 13,000 Acquired
March 17, 2020 AXSM Stock Option (Right to Buy) Common Stock (4,496) $45.14 March 16, 2030 4,496 Acquired
Jan. 10, 2020 AXSM Stock Option (Right to Buy) Common Stock $12.95 March 18, 2029 34,866 Disposed
Jan. 10, 2020 AXSM Stock Option (Right to Buy) Common Stock $4.95 March 14, 2027 11,000 Disposed
Jan. 10, 2020 AXSM Stock Option (Right to Buy) Common Stock $8.02 May 26, 2026 5,193 Disposed
Jan. 10, 2020 AXSM Stock Option (Right to Buy) Common Stock $9.00 Nov. 18, 2025 9,127 Disposed
July 3, 2019 AXSM Stock Option (Right to Buy) Common Stock $3.45 June 1, 2028 13,000 Disposed
July 3, 2019 AXSM Stock Option (Right to Buy) Common Stock $2.85 March 11, 2028 39,948 Disposed
July 3, 2019 AXSM Stock Option (Right to Buy) Common Stock $3.67 Sept. 15, 2024 3,672 Disposed
June 7, 2019 AXSM Stock Option (Right to Buy) Common Stock (13,000) $22.03 June 7, 2029 13,000 Acquired
March 19, 2019 AXSM Stock Option (Right to Buy) Common Stock (34,866) $12.95 March 18, 2029 34,866 Acquired
June 1, 2018 AXSM Stock Options (right to buy) Common Stock (13,000) $3.45 June 1, 2028 13,000 Acquired
March 12, 2018 AXSM Stock Option (Right to Buy) Common Stock (39,948) $2.85 March 11, 2028 39,948 Acquired
March 29, 2017 AXSM Stock Option (Right to Buy) Common Stock (35,194) $4.95 March 14, 2027 35,194 Disposed
March 29, 2017 AXSM Stock Option (Right to Buy) Common Stock (7,344) $3.67 Sept. 15, 2024 7,344 Disposed
March 15, 2017 AXSM Stock Option (Right to Buy) Common Stock (11,000) $4.95 March 14, 2027 11,000 Acquired
March 15, 2017 AXSM Stock Option (Right to Buy) Common Stock (35,194) $4.95 March 14, 2027 35,194 Acquired
May 27, 2016 AXSM Stock Option (Right to Buy) Common Stock (5,193) $8.02 May 26, 2026 5,193 Acquired
March 15, 2016 UTHR Stock Options Common Stock (245,000) $120.26 March 15, 2026 245,000 Acquired
Feb. 12, 2016 UTHR Share Tracking Award Common Stock (9,000) $65.80 March 15, 2021 9,000 Disposed
Jan. 27, 2016 UTHR Share Tracking Award Common Stock (3,000) $65.80 March 15, 2021 3,000 Disposed
Jan. 22, 2016 UTHR Share Tracking Award Common Stock (3,000) $65.80 March 15, 2021 3,000 Disposed
Jan. 20, 2016 UTHR Share Tracking Award Common Stock (3,000) $65.80 March 15, 2021 3,000 Disposed
Jan. 15, 2016 UTHR Share Tracking Award Common Stock (3,000) $65.80 March 15, 2021 3,000 Disposed
Jan. 13, 2016 UTHR Share Tracking Award Common Stock (3,000) $65.80 March 15, 2021 3,000 Disposed
Jan. 8, 2016 UTHR Share Tracking Award Common Stock (4,000) $65.80 March 15, 2021 4,000 Disposed
Jan. 6, 2016 UTHR Share Tracking Award Common Stock (4,000) $65.80 March 15, 2021 4,000 Disposed
Jan. 4, 2016 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 30, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 28, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 23, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 18, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 16, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 11, 2015 UTHR Share Tracking Award Common Stock (4,000) $65.80 March 15, 2021 4,000 Disposed
Dec. 9, 2015 UTHR Share Tracking Award Common Stock (4,000) $65.80 March 15, 2021 4,000 Disposed
Dec. 4, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Dec. 2, 2015 UTHR Share Tracking Award Common Stock (5,000) $65.80 March 15, 2021 5,000 Disposed
Nov. 27, 2015 UTHR Share Tracking Award Common Stock (4,000) $65.80 March 15, 2021 4,000 Disposed
Nov. 25, 2015 UTHR Share Tracking Award Common Stock (1,500) $61.06 March 15, 2023 1,500 Disposed
Nov. 25, 2015 UTHR Share Tracking Award Common Stock (3,500) $65.80 March 15, 2021 3,500 Disposed
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.94 May 29, 2025 4,374 Acquired
Nov. 20, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Nov. 19, 2015 AXSM Employee Stock Option (Right to Buy) Common Stock (9,127) $9.00 Nov. 18, 2025 9,127 Acquired
Nov. 18, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Nov. 13, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Nov. 11, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Nov. 6, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Nov. 4, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Oct. 30, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Oct. 28, 2015 UTHR Share Tracking Award Common Stock (12,000) $61.06 March 15, 2023 12,000 Disposed
Oct. 27, 2015 UTHR Share Tracking Award Common Stock (2,500) $57.15 March 15, 2020 2,500 Disposed
Oct. 23, 2015 UTHR Share Tracking Award Common Stock (3,000) $61.06 March 15, 2023 3,000 Disposed
Oct. 16, 2015 UTHR Share Tracking Award Common Stock (6,000) $61.06 March 15, 2023 6,000 Disposed
Oct. 6, 2015 UTHR Share Tracking Award Common Stock (3,000) $57.15 March 15, 2020 3,000 Disposed
Oct. 2, 2015 UTHR Share Tracking Award Common Stock (3,000) $61.06 March 15, 2023 3,000 Disposed
Sept. 30, 2015 UTHR Share Tracking Award Common Stock (3,000) $61.06 March 15, 2023 3,000 Disposed
Sept. 29, 2015 UTHR Share Tracking Award Common Stock (3,000) $57.15 March 15, 2020 3,000 Disposed
Sept. 25, 2015 UTHR Share Tracking Award Common Stock (3,000) $61.06 March 15, 2023 3,000 Disposed
Sept. 23, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Sept. 22, 2015 UTHR Share Tracking Award Common Stock (4,000) $57.15 March 15, 2020 4,000 Disposed
Sept. 18, 2015 UTHR Share Tracking Award Common Stock (4,000) $61.06 March 15, 2023 4,000 Disposed
Sept. 15, 2015 UTHR Share Tracking Award Common Stock (4,000) $57.15 March 15, 2020 4,000 Disposed

Showing latest 100 of 459 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 19, 2020 LQDA Common Stock 12,500 Direct
Nov. 19, 2020 LQDA Common Stock 6,095 Indirect
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock — Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (11,016) 11,016 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UTHR

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $484,890 — — — — — $6,035,441 $17,006,907
2015 $925,000 — — — $899,100 $584,767 $26,127 $16,832,699
2014 $840,389 — — — $653,381 $1,398,158 $25,213 $8,847,891

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.