Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 60 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

60 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 11, 2025 EFC P 5,544 $13.56 $75,177 80,000 Indirect +7.45% Acquired -14.5% (price as of 2026-10-02)
Sept. 11, 2025 ELLA P 10,536 $5.68 $59,844 24,297 Direct +76.56% Acquired 341.2% (price as of 2026-10-02)
May 23, 2018 EFC P 1,839 $16.20 $29,792 22,666 Indirect +8.83% Acquired -28.5% (price as of 2026-10-02)
May 23, 2018 ELLA P 10b5-1 3,224 $11.47 $36,979 16,255 Direct +24.74% Acquired 118.5% (price as of 2026-10-02)
May 22, 2018 ELLA P 10b5-1 537 $11.28 $6,057 13,031 Direct +4.30% Acquired 122.2% (price as of 2026-10-02)
May 9, 2018 ELLA P 2,500 $10.81 $27,025 12,494 Direct +25.02% Acquired 131.8% (price as of 2026-10-02)
March 17, 2016 ELLA P 2,500 $12.17 $30,425 9,807 Direct +34.21% Acquired 105.9% (price as of 2026-10-02)
Aug. 29, 2013 ELLA P 1,500 $15.03 $22,545 5,000 Direct +42.86% Acquired 66.7% (price as of 2026-10-02)
May 8, 2013 ELLA P 3,500 $19.46 $68,110 3,500 Direct · Acquired 28.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 27, 2024 EFC OP LTIP Units [F3] Common Units (8,378) · · 8,378 Disposed
Sept. 13, 2024 EFC OP LTIP Units [F2] Common Units [F5] (7,657) · · 7,657 Disposed
Sept. 11, 2024 EFC OP LTIP Units [F2] Common Units [F3] (8,378) · · 8,378 Acquired
Dec. 14, 2023 EFC OP LTIP Units [F2] Common Units [F5] (7,657) · · 7,657 Acquired
Sept. 14, 2023 EFC OP LTIP Units [F2] Common Units [F4] (6,199) · · 6,199 Disposed
Sept. 13, 2022 EFC OP LTIP Units [F2] Common Units [F3] (6,199) · · 6,199 Acquired
Sept. 13, 2022 EFC OP LTIP Units [F2] Common Units [F5] (4,066) · · 4,066 Disposed
Sept. 14, 2021 EFC OP LTIP Units [F2] Common Units [F4] (4,066) · · 4,066 Acquired
Sept. 13, 2021 EFC OP LTIP Units [F2] Common Units [F3] (5,710) · · 5,710 Disposed
Sept. 11, 2020 EFC OP LTIP Units [F4] Common Units [F5] (3,638) · · 3,638 Disposed
Sept. 10, 2020 EFC OP LTIP Units [F2] Common Units [F3] (5,710) · · 5,710 Acquired
Sept. 12, 2019 EFC OP LTIP Units [F4] Common Units [F5] (3,610) · · 3,610 Disposed
Sept. 11, 2019 EFC OP LTIP Units [F2] Common Units [F3] (3,638) · · 3,638 Acquired
Sept. 13, 2018 EFC LTIP Units [F4] Common Shares (3,334) · · 3,334 Disposed
Sept. 12, 2018 EFC LTIP Units [F2] Common Shares (3,610) · · 3,610 Acquired
Sept. 13, 2017 EFC LTIP Units [F4] Common Shares (2,801) · · 2,801 Disposed
Sept. 12, 2017 EFC LTIP Units [F2] Common Shares (3,334) · · 3,334 Acquired
Sept. 14, 2016 EFC LTIP Units Common Shares (2,475) · · 2,475 Disposed
Sept. 13, 2016 EFC LTIP Units [F2] Common Shares (2,801) · · 2,801 Acquired
Sept. 15, 2015 EFC LTIP Units [F2] Common Shares (2,475) · · 2,475 Acquired
Sept. 15, 2015 EFC LTIP Units Common Shares (1,947) · · 1,947 Disposed
Sept. 11, 2014 EFC LTIP Units [F2] Common Shares (1,947) · · 1,947 Acquired
Sept. 11, 2014 EFC LTIP Units Common Shares (1,822) · · 1,822 Disposed
Sept. 11, 2013 EFC LTIP Units [F2] Common shares representing ltd liability company interests (1,822) · · 1,822 Acquired
Sept. 11, 2013 EFC LTIP Units [F2] Common Shares (1,782) · · 1,782 Disposed
Oct. 1, 2012 EFC LTIP Units Common Shares (1,250) · · 1,250 Disposed
Sept. 12, 2012 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,782) · · 1,782 Acquired
Oct. 5, 2011 EFC LTIP Units Common Shares (1,250) · · 1,250 Disposed
Sept. 15, 2011 EFC LTIP Units [F1] Common shares representing ltd liability company interests (1,250) · · 1,250 Acquired
Dec. 31, 2010 EFC LTIP Units Common Shares (1,250) · · 1,250 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 7, 2010 EFC Common shares representing limited liability cmpny interests 6,250 Indirect
Oct. 7, 2010 EFC LTIP units [F2]→ Common shares (2,500) 2,500 Direct