Rosalind Advisors, Inc.
CIK 1622627 · View on SEC EDGAR ↗
Insider
Activist
First SEC filing: May 13, 2020 · Latest: Feb. 10, 2026
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 19, 2022 | DCTH | P | 1,600 | $6.25 | $10,000 | 433,100 Indirect | +0.37% | Acquired | 167.0% (price as of 2026-08-21) |
| April 18, 2022 | DCTH | P | 2,000 | $6.35 | $12,700 | 431,500 Indirect | +0.47% | Acquired | 162.8% (price as of 2026-08-21) |
| April 13, 2022 | DCTH | P | 1,500 | $6.45 | $9,675 | 429,500 Indirect | +0.35% | Acquired | 158.7% (price as of 2026-08-21) |
| April 12, 2022 | DCTH | P | 2,500 | $6.48 | $16,200 | 428,000 Indirect | +0.59% | Acquired | 157.5% (price as of 2026-08-21) |
| April 7, 2022 | DCTH | P | 1,000 | $6.41 | $6,410 | 425,500 Indirect | +0.24% | Acquired | 160.3% (price as of 2026-08-21) |
| April 6, 2022 | DCTH | P | 1,000 | $6.49 | $6,490 | 424,500 Indirect | +0.24% | Acquired | 157.1% (price as of 2026-08-21) |
| Dec. 30, 2021 | DCTH | P | 2,000 | $7.56 | $15,120 | 423,500 Indirect | +0.47% | Acquired | 120.7% (price as of 2026-08-21) |
| June 30, 2021 | DCTH | P | 5,500 | $12.76 | $70,180 | 421,500 Indirect | +1.32% | Acquired | 30.8% (price as of 2026-08-21) |
| June 28, 2021 | DCTH | P | 5,000 | $11.56 | $57,800 | 416,000 Indirect | +1.22% | Acquired | 44.3% (price as of 2026-08-21) |
| June 28, 2021 | DCTH | P | 500,000 | $11.56 | $5,780,000 | 416,000 Indirect | — | Acquired | 44.3% (price as of 2026-08-21) |
| Nov. 17, 2020 | DCTH | P | 2,500 | $12.11 | $30,275 | 191,500 Indirect | +1.32% | Acquired | 37.8% (price as of 2026-08-21) |
| Nov. 13, 2020 | DCTH | P | 4,000 | $11.75 | $47,000 | 189,000 Indirect | +2.16% | Acquired | 42.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 24, 2021 | DCTH | Series E-1 Convertible Preferred Stock | Common Stock (112,244) | — | — | 1,122 | Disposed |
| June 23, 2021 | DCTH | Series E Convertible Preferred Stock | Common Stock (756,135) | — | — | 7,561 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 13, 2020 | DCTH | Common Shares | 185,000 | Indirect |
| May 13, 2020 | DCTH | Series E Convertible Preferred Stock→ Common Shares (16,800) | 16,800 | Indirect |
| May 13, 2020 | DCTH | Series E-1 Convertible Preferred Stock→ Common Shares (2,875) | 2,875 | Indirect |
| May 13, 2020 | DCTH | 2019 Warrant→ Common Shares (853,956) | 853,956 | Indirect |
| May 13, 2020 | DCTH | 2020 pre-funded warrants→ Common Shares (215,000) | 215,000 | Indirect |
| May 13, 2020 | DCTH | Series F Warrant→ Common Shares (400,000) | 400,000 | Indirect |