Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 12, 2021 GBDC J 5,843 · · 26,076 Direct +28.88% Acquired (price as of 2026-10-02)
May 6, 2020 GBDC X 154 · · 0 Indirect · Acquired (price as of 2026-10-02)
May 6, 2020 GBDC X 450 · · 0 Direct · Acquired (price as of 2026-10-02)
May 6, 2020 GBDC X 154 $9.17 $1,412 769 Indirect +25.04% Acquired 36.8% (price as of 2026-10-02)
May 6, 2020 GBDC X 450 $9.17 $4,126 15,556 Direct +2.98% Acquired 36.8% (price as of 2026-10-02)
Sept. 16, 2019 GBDC J 2,372 · · 15,106 Direct +18.63% Acquired (price as of 2026-10-02)
Sept. 16, 2019 GBDC A 577 · · 577 Indirect · Acquired (price as of 2026-10-02)
March 9, 2018 GBDC J 1,900 · · 12,734 Direct +17.54% Acquired (price as of 2026-10-02)
March 9, 2017 GBDC J 1,582 · · 10,834 Direct +17.10% Acquired (price as of 2026-10-02)
March 9, 2016 GBDC J 1,721 · · 9,252 Direct +22.85% Acquired (price as of 2026-10-02)
March 12, 2015 GBDC J 1,611 · · 7,531 Direct +27.21% Acquired (price as of 2026-10-02)
March 9, 2015 GBDC J 1,611 · · 7,531 Direct +27.21% Acquired (price as of 2026-10-02)
March 7, 2014 GBDC J 1,164 · · 5,920 Direct +24.47% Acquired (price as of 2026-10-02)
May 17, 2013 GBDC J 991 · · 4,747 Direct +26.38% Acquired (price as of 2026-10-02)
March 8, 2013 GBDC J 548 · · 3,765 Direct +17.03% Acquired (price as of 2026-10-02)
March 9, 2012 GBDC J 334 · · 2,914 Direct +12.95% Acquired (price as of 2026-10-02)
Aug. 15, 2011 GBDC J 1,000 $15.00 $15,000 2,580 Direct +63.29% Acquired -14.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 6, 2020 GBDC Common stock, par value $.001 per share Common Stock (154) $9.17 May 6, 2020 154 Acquired
May 6, 2020 GBDC Common stock, par value $.001 per share Common Stock (450) $9.17 May 6, 2020 450 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 25, 2022 OFSSO Common Stock 0 Direct
March 25, 2022 OCCIM Common Stock 0 Direct
Dec. 16, 2010 GBDC Common Stock, par value $0.001 per share 1,580 Direct
Dec. 16, 2010 GBDC Common Stock, par value $0.001 per share 1,583 Indirect
Dec. 16, 2010 GBDC Common Stock, par value $0.001 per share 301 Indirect