Roy A Whitfield

Insider

First SEC filing: Feb. 5, 2007 · Latest: Jan. 17, 2025

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 30, 2025	NKTR	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 19, 2023	NKTR	A	85,000	—	—	85,000 Direct	—	Acquired	(price as of 2026-08-20)
June 14, 2023	NKTR	S 10b5-1	30,000	$0.57	$17,100	216,250 Direct	-12.18%	Disposed	774.9% (price as of 2026-08-20)
Sept. 16, 2022	NKTR	A	20,400	—	—	20,400 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 16, 2022	NKTR	A	10,200	—	—	246,250 Direct	+4.32%	Acquired	(price as of 2026-08-20)
Sept. 22, 2021	NKTR	A	20,400	—	—	20,400 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 22, 2021	NKTR	A	10,200	—	—	236,050 Direct	+4.52%	Acquired	(price as of 2026-08-20)
Sept. 16, 2021	NKTR	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 16, 2021	NKTR	M	40,000	$13.80	$552,000	225,850 Direct	+21.52%	Acquired	-63.9% (price as of 2026-08-20)
Dec. 30, 2020	NKTR	G	51,500	—	—	51,500 Indirect	—	Acquired	(price as of 2026-08-20)
Dec. 30, 2020	NKTR	G	51,500	—	—	185,850 Direct	-21.70%	Disposed	(price as of 2026-08-20)
Sept. 22, 2020	NKTR	A	18,200	—	—	18,200 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 22, 2020	NKTR	A	9,100	—	—	237,350 Direct	+3.99%	Acquired	(price as of 2026-08-20)
Sept. 22, 2020	NKTR	A	9,100	—	—	237,350 Direct	+3.99%	Acquired	(price as of 2026-08-20)
Sept. 22, 2020	NKTR	A	18,200	—	—	18,200 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 4, 2020	NKTR	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 4, 2020	NKTR	M	30,000	$9.24	$277,200	228,250 Direct	+15.13%	Acquired	-46.0% (price as of 2026-08-20)
Dec. 18, 2019	NKTR	M	10,000	—	—	30,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Dec. 18, 2019	NKTR	M	10,000	$9.24	$92,400	198,250 Direct	+5.31%	Acquired	-46.0% (price as of 2026-08-20)
Sept. 25, 2019	NKTR	A	13,000	—	—	13,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 25, 2019	NKTR	A	6,500	—	—	188,250 Direct	+3.58%	Acquired	(price as of 2026-08-20)
Sept. 27, 2018	NKTR	A	9,500	—	—	9,500 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 27, 2018	NKTR	A	4,750	—	—	181,750 Direct	+2.68%	Acquired	(price as of 2026-08-20)
June 6, 2018	NKTR	P	1,400	$59.80	$83,720	177,000 Direct	+0.80%	Acquired	-91.7% (price as of 2026-08-20)
June 6, 2018	NKTR	P	2,000	$59.07	$118,140	175,600 Direct	+1.15%	Acquired	-91.6% (price as of 2026-08-20)
June 5, 2018	NKTR	P	1,600	$55.22	$88,352	173,600 Direct	+0.93%	Acquired	-91.0% (price as of 2026-08-20)
April 17, 2018	NKTR	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 17, 2018	NKTR	M	30,000	$14.26	$427,800	172,000 Direct	+21.13%	Acquired	-65.0% (price as of 2026-08-20)
Sept. 19, 2017	NKTR	A	22,500	—	—	22,500 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 19, 2017	NKTR	A	9,000	—	—	142,000 Direct	+6.77%	Acquired	(price as of 2026-08-20)
Aug. 10, 2017	NKTR	P	35,000	$17.95	$628,250	133,000 Direct	+35.71%	Acquired	-72.2% (price as of 2026-08-20)
March 15, 2017	NKTR	M	14,000	$8.37	$117,180	98,000 Direct	+16.67%	Acquired	-40.4% (price as of 2026-08-20)
March 15, 2017	NKTR	M	14,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	1,000	—	—	14,000 Direct	-6.67%	Disposed	(price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	30,000	$5.14	$154,200	84,000 Direct	+55.56%	Acquired	-3.0% (price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	1,000	$8.37	$8,370	54,000 Direct	+1.89%	Acquired	-40.4% (price as of 2026-08-20)
Sept. 23, 2016	NKTR	M	15,000	$5.15	$77,250	53,000 Direct	+39.47%	Acquired	-3.2% (price as of 2026-08-20)
Sept. 21, 2016	NKTR	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 21, 2016	NKTR	A	8,000	—	—	38,000 Direct	+26.67%	Acquired	(price as of 2026-08-20)
Sept. 15, 2016	NKTR	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2016	NKTR	M	15,000	—	—	30,000 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Aug. 12, 2016	ILMN	M	4,000	—	—	3,500 Direct	-53.33%	Disposed	(price as of 2026-08-20)
Aug. 12, 2016	ILMN	S 10b5-1	4,000	$167.22	$668,880	2,853 Direct	-58.37%	Disposed	29.6% (price as of 2026-08-20)
Aug. 12, 2016	ILMN	M	4,000	$42.82	$171,280	6,853 Direct	+140.20%	Acquired	406.1% (price as of 2026-08-20)
June 13, 2016	ILMN	M	2,000	—	—	7,500 Direct	-21.05%	Disposed	(price as of 2026-08-20)
June 13, 2016	ILMN	S 10b5-1	3,800	$140.44	$533,672	2,853 Direct	-57.12%	Disposed	54.3% (price as of 2026-08-20)
June 13, 2016	ILMN	M	2,000	$42.82	$85,640	6,653 Direct	+42.98%	Acquired	406.1% (price as of 2026-08-20)
May 18, 2016	ILMN	A	2,853	—	—	4,653 Direct	+158.50%	Acquired	(price as of 2026-08-20)
April 12, 2016	ILMN	M	4,000	—	—	9,500 Direct	-29.63%	Disposed	(price as of 2026-08-20)
April 12, 2016	ILMN	S 10b5-1	4,000	$170.00	$680,000	1,800 Direct	-68.97%	Disposed	27.5% (price as of 2026-08-20)
April 12, 2016	ILMN	M	4,000	$42.82	$171,280	5,800 Direct	+222.22%	Acquired	406.1% (price as of 2026-08-20)
Feb. 12, 2016	ILMN	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 12, 2016	ILMN	S 10b5-1	3,750	$140.30	$526,125	1,800 Direct	-67.57%	Disposed	54.5% (price as of 2026-08-20)
Feb. 12, 2016	ILMN	M	3,750	$36.29	$136,088	5,550 Direct	+208.33%	Acquired	497.2% (price as of 2026-08-20)
Dec. 14, 2015	ILMN	M	3,750	—	—	3,750 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2015	ILMN	S 10b5-1	3,750	$175.07	$656,512	13,648 Direct	-21.55%	Disposed	23.8% (price as of 2026-08-20)
Dec. 14, 2015	ILMN	M	3,750	$36.29	$136,088	17,398 Direct	+27.48%	Acquired	497.2% (price as of 2026-08-20)
Sept. 15, 2015	NKTR	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 15, 2015	NKTR	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 11, 2015	NKTR	M	15,000	$8.81	$132,150	0 Direct	-100.00%	Disposed	-43.4% (price as of 2026-08-20)
Sept. 11, 2015	NKTR	M	15,000	$8.81	$132,150	15,000 Direct	—	Acquired	-43.4% (price as of 2026-08-20)
Sept. 4, 2015	ILMN	M	4,500	—	—	7,500 Direct	-37.50%	Disposed	(price as of 2026-08-20)
Sept. 4, 2015	ILMN	S 10b5-1	4,500	$192.63	$866,835	13,648 Direct	-24.80%	Disposed	12.5% (price as of 2026-08-20)
Sept. 4, 2015	ILMN	M	4,500	$36.29	$163,305	18,148 Direct	+32.97%	Acquired	497.2% (price as of 2026-08-20)
Aug. 5, 2015	ILMN	M	3,000	—	—	12,000 Direct	-20.00%	Disposed	(price as of 2026-08-20)
Aug. 5, 2015	ILMN	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 5, 2015	ILMN	S 10b5-1	4,500	$215.22	$968,490	13,648 Direct	-24.80%	Disposed	0.7% (price as of 2026-08-20)
Aug. 5, 2015	ILMN	M	3,000	$36.29	$108,870	18,148 Direct	+19.80%	Acquired	497.2% (price as of 2026-08-20)
Aug. 5, 2015	ILMN	M	1,500	$39.14	$58,710	15,148 Direct	+10.99%	Acquired	453.7% (price as of 2026-08-20)
July 6, 2015	ILMN	M	4,500	—	—	1,500 Direct	-75.00%	Disposed	(price as of 2026-08-20)
July 6, 2015	ILMN	S 10b5-1	500	$218.70	$109,350	13,648 Direct	-3.53%	Disposed	-0.9% (price as of 2026-08-20)
July 6, 2015	ILMN	S 10b5-1	1,300	$218.26	$283,738	14,148 Direct	-8.42%	Disposed	-0.7% (price as of 2026-08-20)
July 6, 2015	ILMN	S 10b5-1	1,200	$218.00	$261,600	15,448 Direct	-7.21%	Disposed	-0.6% (price as of 2026-08-20)
July 6, 2015	ILMN	S 10b5-1	1,500	$217.86	$326,790	16,648 Direct	-8.27%	Disposed	-0.5% (price as of 2026-08-20)
July 6, 2015	ILMN	M	4,500	$39.14	$176,130	18,148 Direct	+32.97%	Acquired	453.7% (price as of 2026-08-20)
June 5, 2015	ILMN	M	4,500	—	—	6,000 Direct	-42.86%	Disposed	(price as of 2026-08-20)
June 5, 2015	ILMN	S 10b5-1	4,500	$207.49	$933,705	13,648 Direct	-24.80%	Disposed	4.5% (price as of 2026-08-20)
June 5, 2015	ILMN	M	4,500	$39.14	$176,130	18,148 Direct	+32.97%	Acquired	453.7% (price as of 2026-08-20)
May 27, 2015	ILMN	A	1,910	—	—	13,648 Direct	+16.27%	Acquired	(price as of 2026-08-20)
May 5, 2015	ILMN	M	4,500	$39.14	$176,130	16,238 Direct	+38.34%	Acquired	453.7% (price as of 2026-08-20)
May 5, 2015	ILMN	S 10b5-1	4,500	$188.42	$847,890	11,738 Direct	-27.71%	Disposed	15.0% (price as of 2026-08-20)
May 5, 2015	ILMN	M	4,500	—	—	10,500 Direct	-30.00%	Disposed	(price as of 2026-08-20)
April 6, 2015	ILMN	M	4,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 6, 2015	ILMN	S 10b5-1	4,600	$181.32	$834,072	11,738 Direct	-28.16%	Disposed	19.5% (price as of 2026-08-20)
April 6, 2015	ILMN	M	4,600	$19.61	$90,206	16,338 Direct	+39.19%	Acquired	1005.2% (price as of 2026-08-20)
March 5, 2015	ILMN	M	4,600	—	—	4,600 Direct	-50.00%	Disposed	(price as of 2026-08-20)
March 5, 2015	ILMN	S 10b5-1	1,537	$195.31	$300,191	11,738 Direct	-11.58%	Disposed	11.0% (price as of 2026-08-20)
March 5, 2015	ILMN	S 10b5-1	2,463	$194.76	$479,694	13,275 Direct	-15.65%	Disposed	11.3% (price as of 2026-08-20)
March 5, 2015	ILMN	S 10b5-1	400	$193.12	$77,248	15,738 Direct	-2.48%	Disposed	12.2% (price as of 2026-08-20)
March 5, 2015	ILMN	S 10b5-1	200	$191.80	$38,360	16,138 Direct	-1.22%	Disposed	13.0% (price as of 2026-08-20)
March 5, 2015	ILMN	M	4,600	$19.61	$90,206	16,338 Direct	+39.19%	Acquired	1005.2% (price as of 2026-08-20)
Nov. 17, 2014	ILMN	M	4,000	—	—	9,200 Direct	-30.30%	Disposed	(price as of 2026-08-20)
Nov. 17, 2014	ILMN	S 10b5-1	4,000	$178.26	$713,040	11,738 Direct	-25.42%	Disposed	21.6% (price as of 2026-08-20)
Nov. 17, 2014	ILMN	M	4,000	$19.61	$78,440	15,738 Direct	+34.08%	Acquired	1005.2% (price as of 2026-08-20)
Sept. 23, 2014	NKTR	A	45,000	—	—	45,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 15, 2014	ILMN	S 10b5-1	4,000	$169.28	$677,120	11,738 Direct	-25.42%	Disposed	28.0% (price as of 2026-08-20)
Aug. 15, 2014	ILMN	M	4,000	—	—	13,200 Direct	+43.48%	Acquired	(price as of 2026-08-20)
Aug. 15, 2014	ILMN	M	4,000	$19.61	$78,440	15,738 Direct	+34.08%	Acquired	1005.2% (price as of 2026-08-20)

Showing latest 100 of 331 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2025	NKTR	Stock Option	Common Stock (8,000)	$56.90	Sept. 29, 2033	8,000	Acquired
Sept. 19, 2023	NKTR	Stock Option	Common Stock (85,000)	$0.68	Sept. 18, 2031	85,000	Acquired
Sept. 16, 2022	NKTR	Stock Option	Common Stock (20,400)	$3.47	Sept. 15, 2030	20,400	Acquired
Sept. 22, 2021	NKTR	Stock Option	Common Stock (20,400)	$17.78	Sept. 21, 2029	20,400	Acquired
Sept. 16, 2021	NKTR	Stock Option	Common Stock (40,000)	$13.80	Sept. 18, 2021	40,000	Disposed
Sept. 22, 2020	NKTR	Stock Option	Common Stock (18,200)	$19.90	Sept. 21, 2028	18,200	Acquired
Sept. 22, 2020	NKTR	Stock Option	Common Stock (18,200)	$18.91	Sept. 21, 2028	18,200	Acquired
Sept. 4, 2020	NKTR	Stock Option	Common Stock (30,000)	$9.24	Sept. 13, 2020	30,000	Disposed
Dec. 18, 2019	NKTR	Stock Option	Common Stock (10,000)	$9.24	Sept. 13, 2020	10,000	Disposed
Sept. 25, 2019	NKTR	Stock Option	Common Stock (13,000)	$18.80	Sept. 24, 2027	13,000	Acquired
Sept. 27, 2018	NKTR	Stock Option	Common Stock (9,500)	$60.91	Sept. 26, 2026	9,500	Acquired
April 17, 2018	NKTR	Stock Option	Common Stock (30,000)	$14.26	Sept. 14, 2018	30,000	Disposed
Sept. 19, 2017	NKTR	Stock Option	common stock (22,500)	$21.75	Sept. 18, 2025	22,500	Acquired
March 15, 2017	NKTR	Stock Option	Common Stock (14,000)	$8.37	Sept. 14, 2017	14,000	Disposed
Sept. 23, 2016	NKTR	Stock Option	Common Stock (30,000)	$5.14	Sept. 12, 2019	30,000	Disposed
Sept. 23, 2016	NKTR	Stock Option	Common Stock (1,000)	$8.37	Sept. 14, 2017	1,000	Disposed
Sept. 23, 2016	NKTR	Stock Option	Common Stock (15,000)	$5.15	Dec. 1, 2016	15,000	Disposed
Sept. 21, 2016	NKTR	Stock Option	Common Stock (20,000)	$19.15	Sept. 20, 2024	20,000	Acquired
Sept. 15, 2016	NKTR	Restricted Stock Unit	Common Stock (15,000)	—	—	15,000	Disposed
Aug. 12, 2016	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,000)	$42.82	May 12, 2020	4,000	Disposed
June 13, 2016	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (2,000)	$42.82	May 12, 2020	2,000	Disposed
April 12, 2016	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,000)	$42.82	May 12, 2020	4,000	Disposed
Feb. 12, 2016	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (3,750)	$36.29	May 8, 2019	3,750	Disposed
Dec. 14, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (3,750)	$36.29	May 8, 2019	3,750	Disposed
Sept. 15, 2015	NKTR	Restricted Stock Unit	Common Stock (15,000)	—	Sept. 14, 2023	15,000	Acquired
Sept. 15, 2015	NKTR	Stock Option	Common Stock (12,500)	$12.80	Sept. 14, 2023	12,500	Acquired
Sept. 11, 2015	NKTR	Stock Option	common stock (15,000)	$8.81	Sept. 18, 2015	15,000	Disposed
Sept. 4, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,500)	$36.29	May 8, 2019	4,500	Disposed
Aug. 5, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (3,000)	$36.29	May 8, 2019	3,000	Disposed
Aug. 5, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (1,500)	$39.14	May 16, 2018	1,500	Disposed
July 6, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,500)	$39.14	May 16, 2018	4,500	Disposed
June 5, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,500)	$39.14	May 16, 2018	4,500	Disposed
May 5, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,500)	$39.14	May 16, 2018	4,500	Disposed
April 6, 2015	ILMN	Non-qualified Stock Option (Right to Buy)	Common Stock (4,600)	$19.61	Jan. 26, 2017	4,600	Disposed
March 5, 2015	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (4,600)	$19.61	Jan. 26, 2017	4,600	Disposed
Nov. 17, 2014	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$19.61	Jan. 26, 2017	4,000	Disposed
Sept. 23, 2014	NKTR	Stock Option	Common Stock (45,000)	$12.70	Sept. 22, 2022	45,000	Acquired
Aug. 15, 2014	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$19.61	Jan. 26, 2017	4,000	Acquired
May 15, 2014	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (4,000)	$19.61	Jan. 26, 2017	4,000	Disposed
Feb. 24, 2014	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$19.61	Jan. 26, 2017	2,000	Disposed
Dec. 17, 2013	INCY	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$7.68	May 31, 2015	15,000	Disposed
Dec. 17, 2013	INCY	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$7.26	May 21, 2017	20,000	Disposed
Dec. 17, 2013	INCY	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$7.02	May 24, 2014	10,000	Disposed
Nov. 25, 2013	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$19.61	Jan. 26, 2010	2,000	Disposed
Sept. 19, 2013	NKTR	Stock Option	Common Stock (40,000)	$13.80	Sept. 18, 2021	40,000	Acquired
Sept. 3, 2013	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$19.61	Jan. 26, 2010	2,000	Disposed
Aug. 5, 2013	NKTR	Stock Option	Common Stock (12,500)	$11.41	Sept. 3, 2013	12,500	Disposed
May 30, 2013	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$22.74	May 29, 2023	20,000	Acquired
May 29, 2013	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (7,600)	$71.09	May 29, 2023	7,600	Acquired
Sept. 14, 2012	NKTR	Stock Option	Common Stock (40,000)	$9.24	Sept. 13, 2020	40,000	Acquired
May 30, 2012	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$22.05	May 29, 2022	20,000	Acquired
April 18, 2012	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (10,800)	$44.51	April 18, 2022	10,800	Acquired
March 21, 2012	INCY	Non-Qualified Stock option (right to buy)	Common Stock (10,000)	$4.44	June 22, 2013	10,000	Disposed
March 21, 2012	INCY	Non-Qualified Stock option (right to buy)	Common Stock (4,000)	$3.86	May 22, 2016	4,000	Disposed
March 19, 2012	INCY	Non-Qualified Stock option (right to buy)	Common Stock (20,000)	$2.80	May 18, 2019	20,000	Disposed
March 19, 2012	INCY	Non-Qualified Stock option (right to buy)	Common Stock (16,000)	$3.86	May 22, 2016	16,000	Disposed
Sept. 13, 2011	NKTR	Stock Option [F1]	Common Stock (30,000)	$5.14	Sept. 12, 2019	30,000	Acquired
June 2, 2011	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (800)	$19.61	Jan. 26, 2017	800	Disposed
May 20, 2011	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$18.97	May 19, 2021	20,000	Acquired
May 10, 2011	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (10,800)	$75.66	May 10, 2021	10,800	Acquired
March 7, 2011	NKTR	Restricted Stock Unit	Common Stock (10,000)	—	March 7, 2011	10,000	Disposed
Sept. 14, 2010	NKTR	Stock Option [F1]	Common Stock (30,000)	$14.26	Sept. 14, 2018	30,000	Acquired
Sept. 14, 2010	NKTR	Stock Option [F1]	Common Stock (30,000)	$14.05	Sept. 14, 2018	30,000	Acquired
May 18, 2010	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$13.34	May 17, 2020	20,000	Acquired
May 12, 2010	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (13,500)	$42.82	May 12, 2020	13,500	Acquired
April 26, 2010	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$19.61	Jan. 26, 2017	3,000	Acquired
Jan. 25, 2010	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$19.61	Jan. 26, 2017	3,000	Disposed
Oct. 26, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$19.61	Jan. 26, 2017	3,000	Disposed
Sept. 15, 2009	NKTR	Restricted Stock Unit	Common Stock (5,000)	$0.01	—	5,000	Acquired
Sept. 15, 2009	NKTR	Stock Option [F1]	Common Stock (15,000)	$8.37	Sept. 15, 2017	15,000	Acquired
Aug. 10, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$19.61	Jan. 26, 2017	3,000	Disposed
Aug. 10, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$19.61	Jan. 26, 2010	3,000	Disposed
May 28, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (13,760)	$14.08	Oct. 13, 2016	13,760	Disposed
May 28, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (696)	$14.08	Oct. 13, 2016	696	Disposed
May 19, 2009	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$2.80	May 18, 2019	20,000	Acquired
May 8, 2009	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$36.29	May 8, 2010	15,000	Acquired
Dec. 2, 2008	NKTR	Stock Option [F1]	Common Stock (15,000)	$5.15	Dec. 2, 2016	15,000	Acquired
Dec. 2, 2008	NKTR	Restricted Stock Unit [F1]	Common Stock (5,000)	$0.01	—	5,000	Acquired
Nov. 14, 2008	NKTR	Restricted Stock Unit	Common Stock (5,000)	—	Nov. 14, 2008	5,000	Disposed
May 22, 2008	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$9.92	May 21, 2018	20,000	Acquired
May 16, 2008	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (7,500)	$78.28	May 16, 2018	7,500	Acquired
Nov. 16, 2007	NKTR	Restricted Stock Unit	Common Stock (5,000)	$0.01	—	5,000	Disposed
Sept. 19, 2007	NKTR	Restricted Stock Unit [F3]	Common Stock (5,000)	$0.01	—	5,000	Acquired
Sept. 19, 2007	NKTR	Stock Option (Right to Buy) [F1]	Common Stock (15,000)	$8.81	Sept. 19, 2015	15,000	Acquired
May 22, 2007	INCY	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$7.26	May 21, 2017	20,000	Acquired
Jan. 26, 2007	ILMN	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$39.22	Jan. 26, 2017	20,000	Acquired
Sept. 20, 2006	NKTR	Restricted Stock Unit [F1]	Common Stock (5,000)	$0.01	—	5,000	Acquired
Sept. 20, 2006	NKTR	Stock Option (Right to Buy) [F1]	Common Stock (15,000)	$14.36	Sept. 20, 2014	15,000	Acquired
May 23, 2006	INCY	Non-Qualified Stock Options	Common Stock (20,000)	$3.86	May 22, 2016	20,000	Acquired
Sept. 16, 2005	NKTR	Stock Option (Right to Buy)	Common Stock (12,500)	$17.98	Sept. 16, 2015	12,500	Acquired
June 1, 2005	INCY	Non-Qualified Stock Options	Common stock (20,000)	$7.68	June 1, 2015	20,000	Acquired
March 10, 2005	INCY	Restricted stock units	Common stock (50,000)	—	—	50,000	Acquired
Sept. 2, 2004	NKTR	Stock Option (Right to Buy)	Common Stock (12,500)	$12.91	Sept. 2, 2014	12,500	Acquired
May 25, 2004	INCY	Non-Qualified Stock Options	Common Stock (10,000)	$7.02	May 25, 2014	10,000	Acquired
May 25, 2004	INCY	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$7.02	May 25, 2014	10,000	Acquired
Sept. 4, 2003	NKTR	Employee Stock Option (Right to Buy)	Common Stock (12,500)	$11.41	Sept. 4, 2013	12,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 5, 2007	ILMN	Non-Qualified Stock Option (Right to Buy)→ Common Stock (6,880)	6,880	Direct
Feb. 5, 2007	ILMN	Non-Qualified Stock Option (Right to Buy)→ Common Stock (348)	348	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

INCY

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2001	$200,120,001,999	$394,850,341,365,304,768	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.