ROYAL BANK OF SCOTLAND GROUP PLC

CIK 844150 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2012 · Latest: Jan. 4, 2012

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Institution

NatWest Group plc

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 6, 2011 NWG S 1,000,000 $0.05 $50,000 0 Indirect -100.00% Disposed 34393.8% (price as of 2026-08-21)
Oct. 5, 2011 NWG S 4,000,000 $0.04 $160,000 0 Indirect -100.00% Disposed 43017.2% (price as of 2026-08-21)
Oct. 5, 2011 NWG S 1,725,000 $0.04 $69,000 3,739 Indirect -99.78% Disposed 43017.2% (price as of 2026-08-21)
Oct. 4, 2011 NWG S 1,826,989 $0.04 $73,080 1,728,739 Indirect -51.38% Disposed 43017.2% (price as of 2026-08-21)
Oct. 3, 2011 NWG S 929,499 $0.05 $46,475 3,555,728 Indirect -20.72% Disposed 34393.8% (price as of 2026-08-21)
Sept. 30, 2011 NWG S 2,000,000 $0.05 $100,000 4,485,227 Indirect -30.84% Disposed 34393.8% (price as of 2026-08-21)
Sept. 29, 2011 NWG S 652,769 $0.05 $32,638 6,485,227 Indirect -9.14% Disposed 34393.8% (price as of 2026-08-21)
Sept. 28, 2011 NWG S 1,475,637 $0.05 $73,782 7,137,996 Indirect -17.13% Disposed 34393.8% (price as of 2026-08-21)
Sept. 27, 2011 NWG S 8,000,000 $0.06 $480,000 8,613,633 Indirect -48.15% Disposed 28644.8% (price as of 2026-08-21)
Sept. 26, 2011 NWG S 1,474,687 $0.06 $88,481 16,613,633 Indirect -8.15% Disposed 28644.8% (price as of 2026-08-21)
Sept. 21, 2011 NWG S 928,800 $0.07 $65,016 18,088,320 Indirect -4.88% Disposed 24538.4% (price as of 2026-08-21)
Sept. 20, 2011 NWG S 111,677 $0.07 $7,817 19,017,120 Indirect -0.58% Disposed 24538.4% (price as of 2026-08-21)
Sept. 19, 2011 NWG S 1,959,227 $0.08 $156,738 19,128,797 Indirect -9.29% Disposed 21458.6% (price as of 2026-08-21)
Sept. 16, 2011 NWG S 2,000,000 $0.07 $140,000 21,088,024 Indirect -8.66% Disposed 24538.4% (price as of 2026-08-21)
Sept. 16, 2011 NWG S 5,000,000 $0.09 $450,000 23,088,024 Indirect -17.80% Disposed 19063.2% (price as of 2026-08-21)
Dec. 3, 2010 LYB S 1,661,016 $30.44 $50,561,327 26,761,957 Indirect -5.84% Disposed 124.6% (price as of 2026-08-21)
Dec. 2, 2010 LYB S 2,000,000 $29.95 $59,900,000 28,422,973 Indirect -6.57% Disposed 128.3% (price as of 2026-08-21)
Dec. 1, 2010 LYB S 682,760 $29.91 $20,421,352 30,422,973 Indirect -2.19% Disposed 128.6% (price as of 2026-08-21)
Nov. 30, 2010 LYB S 682,760 $29.28 $19,991,213 32,186,165 Indirect -2.08% Disposed 133.5% (price as of 2026-08-21)
Nov. 22, 2010 LYB P 708,344 $26.95 $19,089,871 8,699,399 Indirect +8.86% Acquired 153.7% (price as of 2026-08-21)
Nov. 19, 2010 LYB P 614,630 $26.95 $16,564,278 7,991,055 Indirect +8.33% Acquired 153.7% (price as of 2026-08-21)
Nov. 12, 2010 LYB P 20,000 $26.95 $539,000 7,376,425 Indirect +0.27% Acquired 153.7% (price as of 2026-08-21)
Nov. 9, 2010 LYB S 150,000 $26.95 $4,042,500 7,356,425 Indirect -2.00% Disposed 153.7% (price as of 2026-08-21)
Oct. 29, 2010 LYB S 100,000 $26.95 $2,695,000 7,502,425 Indirect -1.32% Disposed 153.7% (price as of 2026-08-21)
Oct. 29, 2010 LYB P 4,000 $26.95 $107,800 7,506,425 Indirect +0.05% Acquired 153.7% (price as of 2026-08-21)
Oct. 26, 2010 LYB S 190,256 $26.95 $5,127,399 7,602,425 Indirect -2.44% Disposed 153.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 13, 2011 NWG 10% Series B Convertible Senior Secured Notes Due 2015 Common Stock (27,506,556) — March 31, 2015 1,207,341 Disposed
Nov. 22, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (708,344) — — 708,344 Acquired
Nov. 19, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (614,630) — — 614,630 Acquired
Nov. 12, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (20,000) — — 20,000 Acquired
Nov. 9, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (150,000) — — 150,000 Disposed
Oct. 29, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (100,000) — — 100,000 Disposed
Oct. 29, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (4,000) — — 4,000 Acquired
Oct. 27, 2010 LYB Equity Index Swap [F24,F25] Class B Ordinary Shares [F24,F25] — — 0 Disposed
Oct. 26, 2010 LYB Class B Ordinary Shares [F6] Class A Ordinary Shares (190,256) — — 190,256 Disposed
Oct. 26, 2010 LYB Equity Index Swap [F22,F23] Class B Ordinary Shares [F22,F23] — — 0 Disposed
Oct. 26, 2010 LYB Equity Index Swap [F20,F21] Class B Ordinary Shares [F20,F21] — — 0 Disposed
Oct. 8, 2010 LYB Equity Index Swap [F18,F19] Class B Ordinary Shares [F18,F19] — — 0 Disposed
Oct. 6, 2010 LYB Equity Index Swap [F16,F17] Class B Ordinary Shares [F18,F19] — — 0 Disposed
Oct. 4, 2010 LYB Equity Index Swap [F14,F15] Class B Ordinary Shares [F14,F15] — — 0 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 4, 2012 NWG Common Stock, par value $0.01 per share ("Common Stock") [F1] 28,088,024 Indirect
Jan. 4, 2012 NWG 10% Series A Convertible Senior Secured Notes Due 2015 [F1]→ Common Stock — Indirect
Jan. 4, 2012 NWG 10% Series B Convertible Senior Secured Notes Due 2015 [F1]→ Common Stock — Indirect
July 22, 2011 LYB Class A Ordinary Shares [F1] 32,868,925 Indirect
July 22, 2011 LYB Warrants→ Class A Ordinary Shares — Indirect
July 22, 2011 LYB Class B Ordinary Shares→ Class A Ordinary Shares — Indirect
July 22, 2011 LYB Equity Index Swap [F7,F8]→ Class B Ordinary Shares — Indirect
July 22, 2011 LYB Equity Index Swap [F9,F10]→ Class B Ordinary Shares — Indirect
July 22, 2011 LYB Equity Index Swap [F11,F12]→ Class B Ordinary Shares — Indirect