Royce S Caldwell
CIK 1128392 · View on SEC EDGAR ↗
First SEC filing: May 19, 2005 · Latest: May 19, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 26, 2012 | CFR | S | 2,000 | $58.43 | $116,860 | 800 Direct | -71.43% | Disposed | 182.5% (price as of 2026-08-20) |
| March 1, 2011 | CFR | S | 2,000 | $58.52 | $117,040 | 800 Direct | -71.43% | Disposed | 182.0% (price as of 2026-08-20) |
| July 29, 2010 | CFR | S | 2,000 | $55.49 | $110,980 | 800 Direct | -71.43% | Disposed | 197.4% (price as of 2026-08-20) |
| May 14, 2008 | CFR | S | 6,000 | $57.79 | $346,740 | 800 Direct | -88.24% | Disposed | 185.6% (price as of 2026-08-20) |
| Feb. 16, 2007 | CFR | S | 4,000 | $54.93 | $219,720 | 800 Direct | -83.33% | Disposed | 200.5% (price as of 2026-08-20) |
| Nov. 12, 2004 | CFR | S | 14,000 | $48.38 | $677,320 | 800 Direct | -94.59% | Disposed | 241.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 27, 2017 | CFR | Deferred Stock Units | Common Stock (4,918) | — | — | 4,918 | Disposed |
| April 27, 2017 | CFR | Deferred Stock Units | Common Stock (4,918) | — | — | 4,918 | Disposed |
| April 28, 2016 | CFR | Deferred Stock Units | Common Stock (632) | — | — | 632 | Acquired |
| April 30, 2015 | CFR | Deferred Stock Units | Common Stock (548) | — | — | 548 | Acquired |
| April 24, 2014 | CFR | Deferred Stock Units | Common Stock (513) | — | — | 513 | Acquired |
| April 25, 2013 | CFR | Deferred Stock Units | Common Stock (500) | — | — | 500 | Acquired |
| Nov. 28, 2012 | CFR | Stock Option | Common Stock (2,000) | $52.55 | April 26, 2013 | 2,000 | Disposed |
| April 26, 2012 | CFR | Stock Options | Common Stock (2,000) | $56.90 | April 27, 2012 | 2,000 | Disposed |
| April 26, 2012 | CFR | Deferred Stock Units | Common Stock (512) | — | — | 512 | Acquired |
| April 28, 2011 | CFR | Deferred Stock Units | Common Stock (507) | — | — | 507 | Acquired |
| March 1, 2011 | CFR | Stock Option | Common Stock (2,000) | $45.70 | May 18, 2011 | 2,000 | Disposed |
| July 29, 2010 | CFR | Stock Option | Common Stock (2,000) | $43.08 | July 29, 2010 | 2,000 | Disposed |
| April 29, 2010 | CFR | Deferred Stock Units | Common Stock (503) | — | — | 503 | Acquired |
| April 23, 2009 | CFR | Deferred Stock Units | Common Stock (658) | — | — | 658 | Acquired |
| May 14, 2008 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $35.84 | July 24, 2009 | 2,000 | Disposed |
| May 14, 2008 | CFR | Stock Option (right to buy) | Common Stock (4,000) | $38.41 | May 28, 2008 | 4,000 | Disposed |
| April 24, 2008 | CFR | Deferred Stock Units | Common Stock (545) | — | — | 545 | Acquired |
| April 26, 2007 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $52.55 | April 26, 2013 | 2,000 | Acquired |
| Feb. 16, 2007 | CFR | Stock Option (right to buy) | Common Stock (4,000) | $36.25 | Aug. 28, 2007 | 4,000 | Disposed |
| April 27, 2006 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $56.90 | April 27, 2012 | 2,000 | Acquired |
| May 18, 2005 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $45.70 | May 18, 2011 | 2,000 | Acquired |
| Nov. 12, 2004 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $22.56 | July 29, 2007 | 2,000 | Disposed |
| Nov. 12, 2004 | CFR | Stock Option (right to buy) | Common Stock (4,000) | $26.88 | July 28, 2008 | 4,000 | Disposed |
| Nov. 12, 2004 | CFR | Stock Option (right to buy) | Common Stock (4,000) | $26.62 | July 27, 2009 | 4,000 | Disposed |
| Nov. 12, 2004 | CFR | Stock Option (right to buy) | Common Stock (4,000) | $30.56 | Aug. 29, 2010 | 4,000 | Disposed |
| July 29, 2004 | CFR | Stock Option (right to buy) | Common Stock (2,000) | $43.08 | July 29, 2010 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).