Rudolph Baumgartner
CIK 1632878 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 17, 2015 · Latest: Feb. 17, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 23, 2017 | RCKTW | A | 175,000 | — | — | 175,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 23, 2017 | RCKTW | A | 120,000 | — | — | 120,000 Direct | — | Acquired | (price as of 2026-08-20) |
| March 22, 2016 | RCKTW | A | 165,000 | — | — | 165,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 24, 2015 | RCKTW | A | 75,000 | $5.03 | $377,250 | 276,615 Direct | +37.20% | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 23, 2017 | RCKTW | Restricted Stock Units | Common Stock (175,000) | — | — | 175,000 | Acquired |
| Jan. 23, 2017 | RCKTW | Restricted Stock Units | Common Stock (120,000) | — | — | 120,000 | Acquired |
| March 22, 2016 | RCKTW | Stock Options (Right to Buy) | Common Stock (165,000) | $7.56 | March 21, 2026 | 165,000 | Acquired |
| June 24, 2015 | RCKTW | Stock Options (Right to Buy) | Common Stock (75,000) | $5.03 | June 23, 2025 | 75,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 17, 2015 | RCKTW | Series X Convertible Preferred Stock→ Common Stock (125,642) | 125,642 | Direct |
| Feb. 17, 2015 | RCKTW | Stock Options (right to buy)→ Common Stock (2,170) | 2,170 | Direct |
| Feb. 17, 2015 | RCKTW | Stock Options (right to buy)→ Common Stock (197) | 197 | Direct |
| Feb. 17, 2015 | RCKTW | Stock Options (right to buy)→ Common Stock (199,248) | 199,248 | Direct |