Russ M Herman
CIK 1709858 · View on SEC EDGAR ↗
Insider
First SEC filing: June 26, 2017 · Latest: June 26, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 23, 2018 | ESQ | A | 2,500 | — | — | 47,520 Direct | +5.55% | Acquired | (price as of 2026-08-21) |
| Jan. 9, 2018 | ESQ | M | 5,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Jan. 9, 2018 | ESQ | M | 5,000 | $10.00 | $50,000 | 45,020 Direct | +12.49% | Acquired | 1046.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 9, 2018 | ESQ | Stock Options | Common Stock | $10.00 | Feb. 1, 2018 | 5,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 26, 2017 | ESQ | Common Stock | 40,020 | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |
| June 26, 2017 | ESQ | Stock Options→ Common Stock | — | Direct |