Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 5, 2015 ARDX P 560,748 $0.12 $67,290 560,748 Indirect · Acquired 2683.3% (price as of 2026-10-02)
June 5, 2015 ARDX P 1,869,159 $10.70 $20,000,001 7,488,893 Indirect +33.26% Acquired -68.8% (price as of 2026-10-02)
Aug. 22, 2013 GRPN S 6,923 $9.94 $68,815 0 Direct -100.00% Disposed -90.3% (price as of 2026-10-02)
Aug. 15, 2013 GRPN S 27,595 $9.77 $269,603 0 Indirect -100.00% Disposed -90.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (560,748) $13.91 June 5, 2020 560,748 Acquired
Jan. 28, 2015 BOX Class B Common Stock [F5] Class A Common Stock (2,091,457) · · 2,091,457 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274,916) · · 274,916 Disposed
Jan. 28, 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1,653,761) · · 1,653,761 Disposed
April 10, 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2,321,212) · · 2,321,212 Disposed
April 9, 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2,321,212) · · 2,321,212 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,636) · · 6,963,636 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,636) · · 6,963,636 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,637) · · 6,963,637 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,637) · · 6,963,637 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 24, 2015 CSBR Common Stock 18,750,000 Indirect
March 24, 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10,312,500) 10,312,500 Indirect
Jan. 22, 2015 BOX Existing Class A Common Stock 162,780 Indirect
Jan. 22, 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1,653,761) 1,653,761 Indirect
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274,916) 274,916 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,636) 6,963,636 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,637) 6,963,637 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 87,184,956 Indirect