Sallie R. Larsen

Insider

First SEC filing: June 1, 2012 · Latest: June 1, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

LPLA selling Nov. 10, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

59 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 10, 2023	LPLA	M	13,488	$54.81	$739,277	38,684 Direct	+53.53%	Acquired	554.3% (price as of 2026-08-21)
Nov. 10, 2023	LPLA	S	13,488	$226.57	$3,055,976	25,196 Direct	-34.87%	Disposed	58.3% (price as of 2026-08-21)
Nov. 10, 2023	LPLA	M	13,488	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 27, 2023	LPLA	S 10b5-1	4,439	$248.13	$1,101,449	25,196 Direct	-14.98%	Disposed	44.5% (price as of 2026-08-21)
Feb. 25, 2023	LPLA	A	6,830	—	—	31,385 Direct	+27.82%	Acquired	(price as of 2026-08-21)
Feb. 25, 2023	LPLA	F	4,281	$247.30	$1,058,691	27,104 Direct	-13.64%	Disposed	45.0% (price as of 2026-08-21)
Feb. 25, 2023	LPLA	A	2,531	—	—	29,635 Direct	+9.34%	Acquired	(price as of 2026-08-21)
Feb. 13, 2023	LPLA	M 10b5-1	20,519	$31.60	$648,400	45,074 Direct	+83.56%	Acquired	1034.9% (price as of 2026-08-21)
Feb. 13, 2023	LPLA	S 10b5-1	1,881	$240.88	$453,095	43,193 Direct	-4.17%	Disposed	48.9% (price as of 2026-08-21)
Feb. 13, 2023	LPLA	S 10b5-1	12,828	$241.76	$3,101,297	30,365 Direct	-29.70%	Disposed	48.3% (price as of 2026-08-21)
Feb. 13, 2023	LPLA	S 10b5-1	5,810	$242.33	$1,407,937	24,555 Direct	-19.13%	Disposed	48.0% (price as of 2026-08-21)
Feb. 13, 2023	LPLA	M 10b5-1	20,519	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 11, 2022	LPLA	M	15,815	$31.61	$499,912	24,555 Direct	+180.95%	Acquired	1034.5% (price as of 2026-08-21)
May 11, 2022	LPLA	M	15,815	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 28, 2022	LPLA	S 10b5-1	4,506	$177.77	$801,032	8,740 Direct	-34.02%	Disposed	101.7% (price as of 2026-08-21)
Feb. 25, 2022	LPLA	A	5,186	—	—	14,648 Direct	+54.81%	Acquired	(price as of 2026-08-21)
Feb. 25, 2022	LPLA	F	2,764	$182.73	$505,066	11,884 Direct	-18.87%	Disposed	96.3% (price as of 2026-08-21)
Feb. 25, 2022	LPLA	A	1,362	—	—	13,246 Direct	+11.46%	Acquired	(price as of 2026-08-21)
Aug. 16, 2021	LPLA	S 10b5-1	8,669	$143.98	$1,248,163	9,462 Direct	-47.81%	Disposed	149.1% (price as of 2026-08-21)
Feb. 25, 2021	LPLA	F	591	$132.10	$78,071	16,100 Direct	-3.54%	Disposed	171.5% (price as of 2026-08-21)
Feb. 25, 2021	LPLA	A	2,031	—	—	18,131 Direct	+12.61%	Acquired	(price as of 2026-08-21)
Feb. 24, 2021	LPLA	S 10b5-1	4,489	$134.94	$605,746	16,691 Direct	-21.19%	Disposed	165.8% (price as of 2026-08-21)
Feb. 23, 2021	LPLA	A	6,124	—	—	23,579 Direct	+35.08%	Acquired	(price as of 2026-08-21)
Feb. 23, 2021	LPLA	F	2,399	$135.41	$324,849	21,180 Direct	-10.17%	Disposed	164.8% (price as of 2026-08-21)
Nov. 24, 2020	LPLA	M 10b5-1	5,225	$31.61	$165,162	22,680 Direct	+29.93%	Acquired	1034.5% (price as of 2026-08-21)
Nov. 24, 2020	LPLA	S 10b5-1	5,225	$95.00	$496,375	17,455 Direct	-23.04%	Disposed	277.5% (price as of 2026-08-21)
Nov. 24, 2020	LPLA	M 10b5-1	5,225	—	—	15,815 Direct	-24.83%	Disposed	(price as of 2026-08-21)
Nov. 16, 2020	LPLA	S 10b5-1	6,300	$91.22	$574,686	17,455 Direct	-26.52%	Disposed	293.1% (price as of 2026-08-21)
March 13, 2020	LPLA	A	7,598	—	—	27,190 Direct	+38.78%	Acquired	(price as of 2026-08-21)
March 13, 2020	LPLA	F	3,435	$59.76	$205,276	23,755 Direct	-12.63%	Disposed	500.1% (price as of 2026-08-21)
Feb. 25, 2020	LPLA	F	216	$84.48	$18,248	17,315 Direct	-1.23%	Disposed	324.5% (price as of 2026-08-21)
Feb. 25, 2020	LPLA	A	2,277	—	—	19,592 Direct	+13.15%	Acquired	(price as of 2026-08-21)
Feb. 23, 2020	LPLA	F	254	$94.86	$24,094	17,531 Direct	-1.43%	Disposed	278.1% (price as of 2026-08-21)
March 13, 2019	LPLA	F	307	$74.22	$22,786	17,785 Direct	-1.70%	Disposed	383.2% (price as of 2026-08-21)
Feb. 25, 2019	LPLA	F	1,429	$77.53	$110,790	16,148 Direct	-8.13%	Disposed	362.6% (price as of 2026-08-21)
Feb. 25, 2019	LPLA	A	1,944	—	—	18,092 Direct	+12.04%	Acquired	(price as of 2026-08-21)
Feb. 25, 2019	LPLA	A	5,837	—	—	5,837 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2019	LPLA	F	255	$77.04	$19,645	17,577 Direct	-1.43%	Disposed	365.5% (price as of 2026-08-21)
Sept. 28, 2018	LPLA	S 10b5-1	250	$64.40	$16,100	17,832 Direct	-1.38%	Disposed	456.9% (price as of 2026-08-21)
March 13, 2018	LPLA	F	329	$64.99	$21,382	18,082 Direct	-1.79%	Disposed	451.8% (price as of 2026-08-21)
March 6, 2018	LPLA	F	519	$64.27	$33,356	18,411 Direct	-2.74%	Disposed	458.0% (price as of 2026-08-21)
Feb. 25, 2018	LPLA	F	523	$65.50	$34,256	18,930 Direct	-2.69%	Disposed	447.5% (price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	2,296	—	—	19,453 Direct	+13.38%	Acquired	(price as of 2026-08-21)
Feb. 23, 2018	LPLA	A	7,105	—	—	7,105 Direct	—	Acquired	(price as of 2026-08-21)
March 13, 2017	LPLA	A	2,849	—	—	17,157 Direct	+19.91%	Acquired	(price as of 2026-08-21)
March 13, 2017	LPLA	A	9,973	—	—	9,973 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2017	LPLA	F	298	$39.30	$11,711	14,308 Direct	-2.04%	Disposed	812.5% (price as of 2026-08-21)
Feb. 25, 2017	LPLA	F	501	$39.13	$19,604	14,606 Direct	-3.32%	Disposed	816.5% (price as of 2026-08-21)
Feb. 24, 2017	LPLA	F	317	$39.13	$12,404	15,107 Direct	-2.06%	Disposed	816.5% (price as of 2026-08-21)
Feb. 22, 2017	LPLA	F	364	$40.16	$14,618	15,424 Direct	-2.31%	Disposed	793.0% (price as of 2026-08-21)
March 6, 2016	LPLA	F	298	$21.44	$6,389	15,788 Direct	-1.85%	Disposed	1572.7% (price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	3,953	—	—	12,975 Direct	+43.82%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	3,111	—	—	16,086 Direct	+23.98%	Acquired	(price as of 2026-08-21)
Feb. 25, 2016	LPLA	A	44,592	—	—	44,592 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2016	LPLA	F	320	$19.35	$6,192	9,022 Direct	-3.43%	Disposed	1753.3% (price as of 2026-08-21)
Feb. 22, 2016	LPLA	F	364	$19.92	$7,251	9,342 Direct	-3.75%	Disposed	1700.3% (price as of 2026-08-21)
March 6, 2015	LPLA	A	2,371	—	—	8,995 Direct	+35.79%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	711	—	—	9,706 Direct	+7.90%	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	16,600	—	—	16,600 Direct	—	Acquired	(price as of 2026-08-21)
March 6, 2015	LPLA	A	4,980	—	—	4,980 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 25, 2015	LPLA	F	1,270	$45.46	$57,734	6,624 Direct	-16.09%	Disposed	688.9% (price as of 2026-08-21)
Feb. 24, 2015	LPLA	F	306	$45.58	$13,947	7,894 Direct	-3.73%	Disposed	686.8% (price as of 2026-08-21)
Feb. 22, 2015	LPLA	F	364	$45.69	$16,631	8,200 Direct	-4.25%	Disposed	684.9% (price as of 2026-08-21)
Feb. 24, 2014	LPLA	A	2,189	—	—	8,564 Direct	+34.34%	Acquired	(price as of 2026-08-21)
Feb. 24, 2014	LPLA	A	13,488	—	—	13,488 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 22, 2014	LPLA	F	365	$54.25	$19,801	6,375 Direct	-5.42%	Disposed	561.1% (price as of 2026-08-21)
Feb. 25, 2013	LPLA	A	3,418	—	—	6,740 Direct	+102.89%	Acquired	(price as of 2026-08-21)
Feb. 22, 2013	LPLA	A	20,519	—	—	20,519 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 22, 2013	LPLA	A	3,322	—	—	3,322 Direct	—	Acquired	(price as of 2026-08-21)
May 30, 2012	LPLA	A	21,040	—	—	21,040 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 10, 2023	LPLA	Option to purchase Common Stock	Common Stock (13,488)	$54.81	Feb. 24, 2024	13,488	Disposed
Feb. 13, 2023	LPLA	Option to purchase Common Stock	Common Stock (20,519)	$31.60	Feb. 22, 2023	20,519	Disposed
May 11, 2022	LPLA	Option to purchase Common Stock	Common Stock (15,815)	$31.61	May 30, 2022	15,815	Disposed
Nov. 24, 2020	LPLA	Option to purchase Common Stock	Common Stock (5,225)	$31.61	May 30, 2022	5,225	Disposed
Feb. 25, 2019	LPLA	Option to purchase Common Stock	Common Stock (5,837)	$77.53	Feb. 25, 2029	5,837	Acquired
Feb. 23, 2018	LPLA	Option to purchase Common Stock	Common Stock (7,105)	$65.50	Feb. 23, 2028	7,105	Acquired
March 13, 2017	LPLA	Option to purchase Common Stock	Common Stock (9,973)	$39.48	March 13, 2027	9,973	Acquired
Feb. 25, 2016	LPLA	Option to purchase Common Stock	Common Stock (44,592)	$19.85	Feb. 25, 2026	44,592	Acquired
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (16,600)	$45.55	March 6, 2025	16,600	Acquired
March 6, 2015	LPLA	Option to purchase Common Stock	Common Stock (4,980)	$45.55	March 6, 2025	4,980	Acquired
Feb. 24, 2014	LPLA	Option to purchase common stock	Common Stock (13,488)	$54.81	Feb. 24, 2024	13,488	Acquired
Feb. 22, 2013	LPLA	Option to Purchase Common Stock	Common Stock (20,519)	$31.60	Feb. 22, 2023	20,519	Acquired
May 30, 2012	LPLA	Option to Purchase Common Stock	Common Stock (21,040)	$31.61	May 30, 2022	21,040	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LPLA

Chief HC Officer

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2012	$234,290	$290,000	—	—	$128,859	—	$197,546	$1,110,686

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.