Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 1, 2019 APVO M 16,269 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
March 1, 2019 APVO F 4,823 $1.57 $7,572 216,183 Direct -2.18% Disposed -100.0% (price as of 2026-10-02)
March 1, 2019 APVO M 16,269 · · 221,006 Direct +7.95% Acquired (price as of 2026-10-02)
Feb. 28, 2019 APVO A 67,400 · · 67,400 Direct · Acquired (price as of 2026-10-02)
March 9, 2018 APVO M 13,892 · · 16,269 Direct -46.06% Disposed (price as of 2026-10-02)
March 9, 2018 APVO A 67,400 · · 67,400 Direct · Acquired (price as of 2026-10-02)
March 9, 2018 APVO M 13,892 · · 204,737 Direct +7.28% Acquired (price as of 2026-10-02)
March 1, 2018 APVO M 16,269 · · 30,161 Direct -35.04% Disposed (price as of 2026-10-02)
March 1, 2018 APVO M 16,269 · · 190,845 Direct +9.32% Acquired (price as of 2026-10-02)
Feb. 3, 2018 APVO M 27,381 · · 46,430 Direct -37.10% Disposed (price as of 2026-10-02)
Feb. 3, 2018 APVO M 27,381 · · 174,576 Direct +18.60% Acquired (price as of 2026-10-02)
Aug. 1, 2017 APVO M 78,123 · · 73,811 Direct -51.42% Disposed (price as of 2026-10-02)
Aug. 1, 2017 APVO M 78,123 · · 147,195 Direct +113.10% Acquired (price as of 2026-10-02)
June 1, 2017 APVO A 33,700 · · 33,700 Direct · Acquired (price as of 2026-10-02)
March 10, 2017 APVO M 24,836 · · 75,642 Direct +48.88% Acquired (price as of 2026-10-02)
March 10, 2017 APVO F 6,570 $1.78 $11,695 69,072 Direct -8.69% Disposed -100.0% (price as of 2026-10-02)
March 10, 2017 APVO M 24,836 · · 151,934 Direct -14.05% Disposed (price as of 2026-10-02)
March 9, 2017 APVO M 13,902 · · 54,484 Direct +34.26% Acquired (price as of 2026-10-02)
March 9, 2017 APVO F 3,678 $1.80 $6,620 50,806 Direct -6.75% Disposed -100.0% (price as of 2026-10-02)
March 9, 2017 APVO M 13,902 · · 176,770 Direct -7.29% Disposed (price as of 2026-10-02)
March 1, 2017 APVO M 16,269 · · 45,894 Direct +54.92% Acquired (price as of 2026-10-02)
March 1, 2017 APVO F 5,312 $2.02 $10,730 40,582 Direct -11.57% Disposed -100.0% (price as of 2026-10-02)
March 1, 2017 APVO M 16,269 · · 190,672 Direct -7.86% Disposed (price as of 2026-10-02)
Feb. 24, 2017 APVO A 33,700 · · 236,580 Direct +16.61% Acquired (price as of 2026-10-02)
Feb. 3, 2017 APVO M 27,381 · · 206,941 Direct -11.69% Disposed (price as of 2026-10-02)
Feb. 3, 2017 APVO M 27,381 · · 29,625 Direct +1220.19% Acquired (price as of 2026-10-02)
Aug. 3, 2016 APVO A 78,123 · · 234,322 Direct +50.02% Acquired (price as of 2026-10-02)
Aug. 3, 2016 APVO A 54,762 · · 54,762 Direct · Acquired (price as of 2026-10-02)
Aug. 3, 2016 APVO A 78,124 · · 78,124 Direct · Acquired (price as of 2026-10-02)
Aug. 3, 2016 APVO A 54,762 · · 54,762 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 1, 2019 APVO Restricted Stock Unit Common Stock (16,269) · · 16,269 Disposed
Feb. 28, 2019 APVO Stock Option (right to buy) Common Stock (67,400) $1.52 Feb. 28, 2029 67,400 Acquired
March 9, 2018 APVO Restricted Stock Unit Common Stock (13,892) · · 13,892 Disposed
March 9, 2018 APVO Employee Stock Options (Right to Buy) Common Stock (67,400) $3.13 March 9, 2028 67,400 Acquired
March 1, 2018 APVO Restricted Stock Unit Common Stock (16,269) · · 16,269 Disposed
Feb. 3, 2018 APVO Restricted Stock Unit Common Stock (27,381) · · 27,381 Disposed
Aug. 1, 2017 APVO Restricted Stock Unit Common Stock (78,123) · · 78,123 Disposed
June 1, 2017 APVO Employee Stock Option (right to buy) Common Stock (33,700) $2.15 May 31, 2027 33,700 Acquired
March 10, 2017 APVO Restricted Stock Unit Common Stock (24,836) · · 24,836 Disposed
March 9, 2017 APVO Restricted Stock Unit Common Stock (13,902) · · 13,902 Disposed
March 1, 2017 APVO Restricted Stock Unit Common Stock (16,269) · · 16,269 Disposed
Feb. 24, 2017 APVO Stock Option (right to buy) Common Stock (33,700) $1.96 Feb. 24, 2027 33,700 Acquired
Feb. 3, 2017 APVO Restricted Stock Unit Common Stock (27,381) · · 27,381 Disposed
Aug. 3, 2016 APVO Restricted Stock Unit Common Stock (78,123) · · 78,123 Acquired
Aug. 3, 2016 APVO Restricted Stock Unit Common Stock (54,762) · · 54,762 Acquired
Aug. 3, 2016 APVO Restricted Stock Unit Common Stock (78,124) · · 78,124 Acquired
Aug. 3, 2016 APVO Restricted Stock Unit Common Stock (54,762) · · 54,762 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2018 $420,815 $138,027 · $141,430 · · $8,610 $708,882
2017 $412,564 $170,801 · $91,676 · · $8,100 $683,142
2016 $185,999 $144,900 · · · · $2,236 $723,818

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.