Scott H Harvey

Insider

First SEC filing: June 8, 2005 · Latest: Feb. 12, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HTGC selling March 6, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 17, 2012	HTGC	F	153	$11.26	$1,723	73,177 Direct	-0.21%	Disposed	51.1% (price as of 2026-08-21)
Aug. 16, 2012	HTGC	F	77	$11.29	$869	73,330 Direct	-0.10%	Disposed	50.7% (price as of 2026-08-21)
July 30, 2012	HTGC	F	31	$11.26	$349	73,407 Direct	-0.04%	Disposed	51.1% (price as of 2026-08-21)
July 17, 2012	HTGC	F	153	$11.28	$1,726	73,438 Direct	-0.21%	Disposed	50.8% (price as of 2026-08-21)
July 16, 2012	HTGC	F	77	$11.39	$877	73,591 Direct	-0.10%	Disposed	49.3% (price as of 2026-08-21)
June 30, 2012	HTGC	F	31	$11.34	$352	73,668 Direct	-0.04%	Disposed	50.0% (price as of 2026-08-21)
June 17, 2012	HTGC	F	153	$10.83	$1,657	73,699 Direct	-0.21%	Disposed	57.1% (price as of 2026-08-21)
June 16, 2012	HTGC	F	77	$10.83	$834	73,852 Direct	-0.10%	Disposed	57.1% (price as of 2026-08-21)
May 30, 2012	HTGC	F	31	$10.59	$328	73,929 Direct	-0.04%	Disposed	60.6% (price as of 2026-08-21)
May 17, 2012	HTGC	F	153	$10.74	$1,643	73,960 Direct	-0.21%	Disposed	58.4% (price as of 2026-08-21)
May 16, 2012	HTGC	F	77	$10.92	$841	74,113 Direct	-0.10%	Disposed	55.8% (price as of 2026-08-21)
April 30, 2012	HTGC	F	31	$11.41	$354	77,199 Direct	-0.04%	Disposed	49.1% (price as of 2026-08-21)
April 17, 2012	HTGC	F	153	$11.19	$1,712	77,230 Direct	-0.20%	Disposed	52.0% (price as of 2026-08-21)
April 16, 2012	HTGC	F	77	$11.06	$852	77,383 Direct	-0.10%	Disposed	53.8% (price as of 2026-08-21)
March 30, 2012	HTGC	F	367	$11.08	$4,066	77,460 Direct	-0.47%	Disposed	53.5% (price as of 2026-08-21)
March 19, 2012	HTGC	F	217	$10.79	$2,341	74,827 Direct	-0.29%	Disposed	57.6% (price as of 2026-08-21)
March 19, 2012	HTGC	M	555	$4.21	$2,337	75,044 Direct	+0.75%	Acquired	304.0% (price as of 2026-08-21)
March 17, 2012	HTGC	F	153	$10.53	$1,611	74,489 Direct	-0.20%	Disposed	61.5% (price as of 2026-08-21)
March 16, 2012	HTGC	F	77	$10.53	$811	74,642 Direct	-0.10%	Disposed	61.5% (price as of 2026-08-21)
March 9, 2012	HTGC	A	22,059	—	—	74,719 Direct	+41.89%	Acquired	(price as of 2026-08-21)
March 6, 2012	HTGC	S	5,500	$10.58	$58,190	52,660 Direct	-9.46%	Disposed	60.8% (price as of 2026-08-21)
March 5, 2012	HTGC	F	1,966	$10.70	$21,036	58,160 Direct	-3.27%	Disposed	59.0% (price as of 2026-08-21)
March 5, 2012	HTGC	M	4,995	$4.21	$21,029	60,126 Direct	+9.06%	Acquired	304.0% (price as of 2026-08-21)
Feb. 25, 2012	HTGC	F	1,533	$10.42	$15,974	55,131 Direct	-2.71%	Disposed	63.2% (price as of 2026-08-21)
Feb. 17, 2012	HTGC	F	171	$10.45	$1,787	56,664 Direct	-0.30%	Disposed	62.8% (price as of 2026-08-21)
Feb. 16, 2012	HTGC	F	86	$10.41	$895	56,835 Direct	-0.15%	Disposed	63.4% (price as of 2026-08-21)
Jan. 17, 2012	HTGC	F	171	$9.86	$1,686	56,651 Direct	-0.30%	Disposed	72.5% (price as of 2026-08-21)
Jan. 16, 2012	HTGC	F	86	$9.94	$855	56,822 Direct	-0.15%	Disposed	71.1% (price as of 2026-08-21)
Dec. 17, 2011	HTGC	F	153	$9.38	$1,435	56,908 Direct	-0.27%	Disposed	81.3% (price as of 2026-08-21)
Dec. 16, 2011	HTGC	F	77	$9.38	$722	57,061 Direct	-0.13%	Disposed	81.3% (price as of 2026-08-21)
Nov. 17, 2011	HTGC	F	153	$9.11	$1,394	57,138 Direct	-0.27%	Disposed	86.7% (price as of 2026-08-21)
Nov. 16, 2011	HTGC	F	77	$9.19	$708	57,291 Direct	-0.13%	Disposed	85.1% (price as of 2026-08-21)
Oct. 17, 2011	HTGC	F	153	$9.25	$1,415	57,368 Direct	-0.27%	Disposed	83.9% (price as of 2026-08-21)
Oct. 16, 2011	HTGC	F	77	$9.57	$737	57,521 Direct	-0.13%	Disposed	77.7% (price as of 2026-08-21)
Sept. 17, 2011	HTGC	F	153	$9.38	$1,435	57,498 Direct	-0.27%	Disposed	81.3% (price as of 2026-08-21)
Sept. 16, 2011	HTGC	F	77	$9.38	$722	57,651 Direct	-0.13%	Disposed	81.3% (price as of 2026-08-21)
Aug. 17, 2011	HTGC	F	153	$9.19	$1,406	57,728 Direct	-0.26%	Disposed	85.1% (price as of 2026-08-21)
Aug. 16, 2011	HTGC	F	77	$9.11	$701	57,881 Direct	-0.13%	Disposed	86.7% (price as of 2026-08-21)
July 17, 2011	HTGC	F	153	$10.33	$1,580	57,958 Direct	-0.26%	Disposed	64.7% (price as of 2026-08-21)
July 16, 2011	HTGC	F	77	$10.33	$795	58,111 Direct	-0.13%	Disposed	64.7% (price as of 2026-08-21)
June 17, 2011	HTGC	F	153	$10.28	$1,573	58,288 Direct	-0.26%	Disposed	65.5% (price as of 2026-08-21)
June 16, 2011	HTGC	F	77	$10.34	$796	58,441 Direct	-0.13%	Disposed	64.5% (price as of 2026-08-21)
June 9, 2011	HTGC	F	2,219	$10.53	$23,366	58,518 Direct	-3.65%	Disposed	61.5% (price as of 2026-08-21)
June 9, 2011	HTGC	M	5,550	$4.21	$23,366	60,737 Direct	+10.06%	Acquired	304.0% (price as of 2026-08-21)
June 8, 2011	HTGC	S	11,500	$10.40	$119,600	55,187 Direct	-17.24%	Disposed	63.6% (price as of 2026-08-21)
May 17, 2011	HTGC	F	153	$10.37	$1,587	66,687 Direct	-0.23%	Disposed	64.0% (price as of 2026-08-21)
May 16, 2011	HTGC	F	77	$10.35	$797	66,840 Direct	-0.12%	Disposed	64.3% (price as of 2026-08-21)
April 17, 2011	HTGC	F	111	$10.33	$1,147	66,982 Direct	-0.17%	Disposed	64.7% (price as of 2026-08-21)
April 16, 2011	HTGC	F	56	$10.33	$578	67,093 Direct	-0.08%	Disposed	64.7% (price as of 2026-08-21)
March 30, 2011	HTGC	A	4,000	—	—	67,149 Direct	+6.33%	Acquired	(price as of 2026-08-21)
Dec. 17, 2010	HTGC	F	197	$10.10	$1,990	62,684 Direct	-0.31%	Disposed	68.4% (price as of 2026-08-21)
Nov. 17, 2010	HTGC	F	111	$10.19	$1,131	62,881 Direct	-0.18%	Disposed	66.9% (price as of 2026-08-21)
July 26, 2010	HTGC	M	8,900	—	—	11,100 Direct	-44.50%	Disposed	(price as of 2026-08-21)
July 26, 2010	HTGC	F	4,668	$10.24	$47,800	62,550 Direct	-6.94%	Disposed	66.1% (price as of 2026-08-21)
July 26, 2010	HTGC	M	8,900	$4.21	$37,469	67,218 Direct	+15.26%	Acquired	304.0% (price as of 2026-08-21)
March 16, 2010	HTGC	A	10,000	—	—	47,864 Direct	+26.41%	Acquired	(price as of 2026-08-21)
March 17, 2009	HTGC	A	20,000	—	—	248,864 Direct	+8.74%	Acquired	(price as of 2026-08-21)
March 17, 2009	HTGC	A	20,000	—	—	45,252 Direct	+79.20%	Acquired	(price as of 2026-08-21)
Feb. 25, 2008	HTGC	A	15,000	—	—	228,821 Direct	+7.02%	Acquired	(price as of 2026-08-21)
Feb. 25, 2008	HTGC	A	15,000	—	—	25,252 Direct	+146.31%	Acquired	(price as of 2026-08-21)
Jan. 25, 2007	HTGC	A	30,000	—	—	213,821 Direct	+16.32%	Acquired	(price as of 2026-08-21)
June 16, 2006	HTGC	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
April 13, 2006	HTGC	X	2,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 13, 2006	HTGC	X	2,300	$10.55	$24,265	9,133 Direct	+33.66%	Acquired	61.2% (price as of 2026-08-21)
April 12, 2006	HTGC	P	2,300	$0.29	$667	2,300 Direct	—	Acquired	5765.6% (price as of 2026-08-21)
April 11, 2006	HTGC	S	2,341	$0.29	$679	0 Direct	-100.00%	Disposed	5765.6% (price as of 2026-08-21)
June 17, 2005	HTGC	A	141,000	—	—	153,821 Direct	+1099.76%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 26, 2010	HTGC	Option to Purchase CommonStock	Common Stock (8,900)	$4.21	March 17, 2016	8,900	Disposed
March 17, 2009	HTGC	Options to Purchase Common Stock	Common Stock: $0.001 par value (20,000)	$4.21	March 17, 2016	20,000	Acquired
Feb. 25, 2008	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (15,000)	$12.20	Feb. 25, 2015	15,000	Acquired
Jan. 25, 2007	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (30,000)	$14.02	Jan. 25, 2014	30,000	Acquired
June 16, 2006	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (30,000)	$12.14	June 16, 2013	30,000	Acquired
April 13, 2006	HTGC	Subscription Rights	Common Stock (2,300)	$10.55	April 13, 2006	2,300	Disposed
April 12, 2006	HTGC	Subscription Rights	Common Stock (2,300)	—	April 13, 2006	2,300	Acquired
April 11, 2006	HTGC	Subscription Rights	Common Stock (2,341)	—	April 13, 2006	2,341	Disposed
June 17, 2005	HTGC	Option to purchase Common Stock	Common Stock, $0.001 par value (141,000)	$13.00	June 17, 2012	141,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 8, 2005	HTGC	Common Stock	6,833	Direct
June 8, 2005	HTGC	Warrant to Purchase Common Stock→ Common Stock (1,667)	1,667	Direct
June 8, 2005	HTGC	Warrant to Purchase Common Stock→ Common Stock (2,612)	2,612	Direct
June 8, 2005	HTGC	Option to Purchase Common Stock→ Common Stock (12,821)	12,821	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$224,700	$75,000	—	—	—	—	$26,832	$371,172
2010	$210,000	$50,000	—	—	—	—	$31,250	$393,950
2009	$210,000	$75,000	—	—	—	—	$31,700	$408,582

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.