Scott Seese

CIK 1712038 · View on SEC EDGAR ↗

Insider

First SEC filing: July 19, 2017 · Latest: July 19, 2017

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

LPLA selling June 14, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 14, 2021	LPLA	G	1,415	—	—	24,179 Direct	-5.53%	Disposed	(price as of 2026-08-20)
June 14, 2021	LPLA	M	12,521	$65.50	$820,126	36,700 Direct	+51.78%	Acquired	445.8% (price as of 2026-08-20)
June 14, 2021	LPLA	S	12,521	$139.10	$1,741,671	24,179 Direct	-34.12%	Disposed	157.0% (price as of 2026-08-20)
June 14, 2021	LPLA	M	12,521	—	—	329 Direct	-97.44%	Disposed	(price as of 2026-08-20)
Feb. 26, 2021	LPLA	S 10b5-1	907	$130.23	$118,119	25,594 Direct	-3.42%	Disposed	174.5% (price as of 2026-08-20)
Feb. 25, 2021	LPLA	F	1,307	$132.10	$172,655	23,553 Direct	-5.26%	Disposed	170.6% (price as of 2026-08-20)
Feb. 25, 2021	LPLA	A	2,948	—	—	26,501 Direct	+12.52%	Acquired	(price as of 2026-08-20)
Feb. 24, 2021	LPLA	S 10b5-1	4,661	$134.94	$628,955	24,860 Direct	-15.79%	Disposed	164.9% (price as of 2026-08-20)
Feb. 23, 2021	LPLA	A	11,076	—	—	34,212 Direct	+47.87%	Acquired	(price as of 2026-08-20)
Feb. 23, 2021	LPLA	F	4,691	$135.41	$635,208	29,521 Direct	-13.71%	Disposed	164.0% (price as of 2026-08-20)
Feb. 25, 2020	LPLA	F	428	$84.48	$36,157	18,772 Direct	-2.23%	Disposed	323.2% (price as of 2026-08-20)
Feb. 25, 2020	LPLA	A	4,364	—	—	23,136 Direct	+23.25%	Acquired	(price as of 2026-08-20)
Feb. 23, 2020	LPLA	F	463	$94.86	$43,920	19,200 Direct	-2.35%	Disposed	276.9% (price as of 2026-08-20)
Aug. 21, 2019	LPLA	F	5,133	$73.79	$378,764	19,663 Direct	-20.70%	Disposed	384.5% (price as of 2026-08-20)
Feb. 25, 2019	LPLA	A	4,094	—	—	24,796 Direct	+19.78%	Acquired	(price as of 2026-08-20)
Feb. 25, 2019	LPLA	A	12,289	—	—	12,289 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2019	LPLA	F	466	$77.04	$35,901	20,702 Direct	-2.20%	Disposed	364.0% (price as of 2026-08-20)
Aug. 21, 2018	LPLA	F	5,133	$66.38	$340,729	21,168 Direct	-19.52%	Disposed	438.6% (price as of 2026-08-20)
Feb. 23, 2018	LPLA	A	4,153	—	—	26,301 Direct	+18.75%	Acquired	(price as of 2026-08-20)
Feb. 23, 2018	LPLA	A	12,850	—	—	12,850 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 21, 2017	LPLA	A	22,148	—	—	22,148 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 14, 2021	LPLA	Option to purchase Common Stock	Common Stock (12,521)	$65.50	Feb. 23, 2028	12,521	Disposed
Feb. 25, 2019	LPLA	Option to purchase Common Stock	Common Stock (12,289)	$77.53	Feb. 25, 2029	12,289	Acquired
Feb. 23, 2018	LPLA	Option to purchase Common Stock	Common Stock (12,850)	$65.50	Feb. 23, 2028	12,850	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 19, 2017	LPLA	No securities are beneficially owned	0	Direct