Scott Seese
Insider
First SEC filing: July 19, 2017 · Latest: July 19, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2021 | LPLA | G | 1,415 | · | · | 24,179 Direct | -5.53% | Disposed | (price as of 2026-10-05) |
| June 14, 2021 | LPLA | M | 12,521 | $65.50 | $820,126 | 36,700 Direct | +51.78% | Acquired | 406.8% (price as of 2026-10-05) |
| June 14, 2021 | LPLA | S | 12,521 | $139.10 | $1,741,671 | 24,179 Direct | -34.12% | Disposed | 138.7% (price as of 2026-10-05) |
| June 14, 2021 | LPLA | M | 12,521 | · | · | 329 Direct | -97.44% | Disposed | (price as of 2026-10-05) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 907 | $130.23 | $118,119 | 25,594 Direct | -3.42% | Disposed | 154.9% (price as of 2026-10-05) |
| Feb. 25, 2021 | LPLA | F | 1,307 | $132.10 | $172,655 | 23,553 Direct | -5.26% | Disposed | 151.3% (price as of 2026-10-05) |
| Feb. 25, 2021 | LPLA | A | 2,948 | · | · | 26,501 Direct | +12.52% | Acquired | (price as of 2026-10-05) |
| Feb. 24, 2021 | LPLA | S 10b5-1 | 4,661 | $134.94 | $628,955 | 24,860 Direct | -15.79% | Disposed | 146.0% (price as of 2026-10-05) |
| Feb. 23, 2021 | LPLA | A | 11,076 | · | · | 34,212 Direct | +47.87% | Acquired | (price as of 2026-10-05) |
| Feb. 23, 2021 | LPLA | F | 4,691 | $135.41 | $635,208 | 29,521 Direct | -13.71% | Disposed | 145.2% (price as of 2026-10-05) |
| Feb. 25, 2020 | LPLA | F | 428 | $84.48 | $36,157 | 18,772 Direct | -2.23% | Disposed | 293.0% (price as of 2026-10-05) |
| Feb. 25, 2020 | LPLA | A | 4,364 | · | · | 23,136 Direct | +23.25% | Acquired | (price as of 2026-10-05) |
| Feb. 23, 2020 | LPLA | F | 463 | $94.86 | $43,920 | 19,200 Direct | -2.35% | Disposed | 250.0% (price as of 2026-10-05) |
| Aug. 21, 2019 | LPLA | F | 5,133 | $73.79 | $378,764 | 19,663 Direct | -20.70% | Disposed | 349.9% (price as of 2026-10-05) |
| Feb. 25, 2019 | LPLA | A | 4,094 | · | · | 24,796 Direct | +19.78% | Acquired | (price as of 2026-10-05) |
| Feb. 25, 2019 | LPLA | A | 12,289 | · | · | 12,289 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 23, 2019 | LPLA | F | 466 | $77.04 | $35,901 | 20,702 Direct | -2.20% | Disposed | 330.9% (price as of 2026-10-05) |
| Aug. 21, 2018 | LPLA | F | 5,133 | $66.38 | $340,729 | 21,168 Direct | -19.52% | Disposed | 400.1% (price as of 2026-10-05) |
| Feb. 23, 2018 | LPLA | A | 4,153 | · | · | 26,301 Direct | +18.75% | Acquired | (price as of 2026-10-05) |
| Feb. 23, 2018 | LPLA | A | 12,850 | · | · | 12,850 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 21, 2017 | LPLA | A | 22,148 | · | · | 22,148 Direct | · | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2021 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 12,521 | Disposed |
| Feb. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock | $77.53 | Feb. 25, 2029 | 12,289 | Acquired |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock | $65.50 | Feb. 23, 2028 | 12,850 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 19, 2017 | LPLA | No securities are beneficially owned | 0 | Direct |