Sean Michael Smith
CIK 1914769 · View on SEC EDGAR ↗
Insider
First SEC filing: March 3, 2022 · Latest: March 3, 2022
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 11, 2023 | NGNE | S | 1,323 | $0.62 | $820 | 21,637 Direct | -5.76% | Disposed | 200.8% (price as of 2026-08-19) |
| Feb. 2, 2023 | NGNE | S | 3,316 | $0.60 | $1,990 | 15,960 Direct | -17.20% | Disposed | 210.8% (price as of 2026-08-19) |
| Aug. 10, 2022 | NGNE | S | 1,655 | $0.99 | $1,638 | 6,776 Direct | -19.63% | Disposed | 88.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 10, 2023 | NGNE | Restricted Stock Units | Common Stock (5,000) | — | — | 5,000 | Disposed |
| Feb. 1, 2023 | NGNE | Restricted Stock Units | Common Stock (12,500) | — | — | 12,500 | Disposed |
| Aug. 10, 2022 | NGNE | Restricted Stock Units | Common Stock (5,000) | — | — | 5,000 | Disposed |
| Aug. 2, 2022 | NGNE | Stock Option (Right to Buy) | Common Stock (150,000) | $0.99 | Aug. 1, 2032 | 150,000 | Acquired |
| March 2, 2022 | NGNE | Stock Option (Right to Buy) | Common Stock (80,000) | $2.72 | March 1, 2032 | 80,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 3, 2022 | NGNE | Common Stock | 3,431 | Direct |
| March 3, 2022 | NGNE | Employee Stock Option (Right to buy)→ Common Stock (26,000) | 26,000 | Direct |
| March 3, 2022 | NGNE | Employee Stock Option (Right to buy)→ Common Stock (24,000) | 24,000 | Direct |
| March 3, 2022 | NGNE | Employee Stock Option (Right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| March 3, 2022 | NGNE | Restricted Stock Units→ Common Stock (10,000) | 10,000 | Direct |
| March 3, 2022 | NGNE | Restricted Stock Units→ Common Stock (25,000) | 25,000 | Direct |