Seth P Bernstein
CIK 1705584 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 14, 2020 · Latest: June 10, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 59 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
59 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | EQH | S | 152,473 | $38.06 | $5,803,122 | 88,660 Direct | -63.23% | Disposed | 34.7% (price as of 2026-08-19) |
| April 5, 2021 | AWF | S | 15,400 | $11.93 | $183,722 | 0 Direct | -100.00% | Disposed | -14.7% (price as of 2026-08-19) |
| April 5, 2021 | AWF | S | 15,000 | $11.93 | $178,950 | 15,400 Direct | -49.34% | Disposed | -14.7% (price as of 2026-08-19) |
| March 18, 2020 | AWF | P | 9,800 | $7.94 | $77,812 | 34,800 Direct | +39.20% | Acquired | 28.2% (price as of 2026-08-19) |
| March 13, 2020 | AWF | P | 15,000 | $10.70 | $160,500 | 25,000 Direct | +150.00% | Acquired | -4.9% (price as of 2026-08-19) |
| Dec. 24, 2018 | AWF | P | 10,000 | $10.19 | $101,900 | 10,000 Direct | — | Acquired | -0.1% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 2, 2024 | EQH | Employee Stock Option (right to buy) | Common Stock (57,209) | $23.18 | Feb. 26, 2030 | 57,209 | Disposed |
| May 2, 2024 | EQH | Employee Stock Option (right to buy) | Common Stock (65,446) | $18.74 | Feb. 14, 2029 | 65,446 | Disposed |
| March 22, 2021 | EQH | Performance Restricted Stock Units | Common Stock (19,990) | — | — | 19,990 | Disposed |
| March 11, 2021 | EQH | Performance Restricted Stock Units | Common Stock (106) | — | — | 106 | Acquired |
| Dec. 1, 2020 | EQH | Performance Restricted Stock Units | Common Stock (127) | — | — | 127 | Acquired |
| Aug. 18, 2020 | EQH | Performance Restricted Stock Units | Common Stock (158) | — | — | 158 | Acquired |
| June 9, 2020 | EQH | Performance Restricted Stock Units | Common Stock (149) | — | — | 149 | Acquired |
| March 16, 2020 | EQH | Performance Restricted Stock Units | Common Stock (218) | — | — | 218 | Acquired |
| Feb. 26, 2020 | EQH | Employee Stock Option (right to buy) | Common Stock (57,209) | $23.18 | Feb. 26, 2030 | 57,209 | Acquired |
| Feb. 14, 2019 | EQH | Employee Stock Option (right to buy) | Common Stock (65,446) | $18.74 | Feb. 14, 2029 | 65,446 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).