Insider at

04

Insider transactions

05
0 buys (P) 2 sells (S) Net: $-2,249,247 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 30, 2026 AB S 29,000 $39.54 $1,146,660 212,046 Direct -12.03% Disposed -11.5% (price as of 2026-10-02)
Feb. 18, 2026 AB S 10b5-1 26,840 $41.08 $1,102,587 241,046 Direct -10.02% Disposed -14.8% (price as of 2026-10-02)
Aug. 22, 2025 AB S 10b5-1 24,946 $40.05 $999,087 238,510 Direct -9.47% Disposed -12.6% (price as of 2026-10-02)
Aug. 20, 2025 AB S 10b5-1 480 $40.00 $19,200 263,456 Direct -0.18% Disposed -12.5% (price as of 2026-10-02)
Aug. 19, 2025 AB S 10b5-1 6,268 $40.13 $251,535 263,936 Direct -2.32% Disposed -12.8% (price as of 2026-10-02)
May 6, 2025 EQH S 60,000 $50.45 $3,027,000 43,185 Direct -58.15% Disposed 4.3% (price as of 2026-10-02)
May 2, 2024 EQH S 152,473 $38.06 $5,803,122 88,660 Direct -63.23% Disposed 38.3% (price as of 2026-10-02)
April 5, 2021 AWF S 15,400 $11.93 $183,722 0 Direct -100.00% Disposed -19.3% (price as of 2026-10-02)
April 5, 2021 AWF S 15,000 $11.93 $178,950 15,400 Direct -49.34% Disposed -19.3% (price as of 2026-10-02)
March 18, 2020 AWF P 9,800 $7.94 $77,812 34,800 Direct +39.20% Acquired 21.3% (price as of 2026-10-02)
March 13, 2020 AB P 15,000 $23.66 $354,900 15,000 Direct · Acquired 47.9% (price as of 2026-10-02)
March 13, 2020 AWF P 15,000 $10.70 $160,500 25,000 Direct +150.00% Acquired -10.0% (price as of 2026-10-02)

Showing latest 100 of 106 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 2, 2024 EQH Employee Stock Option (right to buy) Common Stock (57,209) $23.18 Feb. 26, 2030 57,209 Disposed
May 2, 2024 EQH Employee Stock Option (right to buy) Common Stock (65,446) $18.74 Feb. 14, 2029 65,446 Disposed
March 22, 2021 EQH Performance Restricted Stock Units Common Stock (19,990) · · 19,990 Disposed
March 11, 2021 EQH Performance Restricted Stock Units Common Stock (106) · · 106 Acquired
Dec. 1, 2020 EQH Performance Restricted Stock Units Common Stock (127) · · 127 Acquired
Aug. 18, 2020 EQH Performance Restricted Stock Units Common Stock (158) · · 158 Acquired
June 9, 2020 EQH Performance Restricted Stock Units Common Stock (149) · · 149 Acquired
March 16, 2020 EQH Performance Restricted Stock Units Common Stock (218) · · 218 Acquired
Feb. 26, 2020 EQH Employee Stock Option (right to buy) Common Stock (57,209) $23.18 Feb. 26, 2030 57,209 Acquired
Feb. 14, 2019 EQH Employee Stock Option (right to buy) Common Stock (65,446) $18.74 Feb. 14, 2029 65,446 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).