Shalabh K. Gupta
CIK 1864917 · View on SEC EDGAR ↗
Insider
First SEC filing: July 12, 2021 · Latest: June 15, 2026
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 14 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 14, 2026 | UNCY | A | 762,200 | — | — | 762,200 Direct | — | Acquired | (price as of 2026-08-21) |
| May 14, 2026 | UNCY | A | 762,200 | — | — | 762,200 Direct | — | Acquired | (price as of 2026-08-21) |
| July 28, 2025 | UNCY | A | 325,000 | — | — | 968,951 Direct | +50.47% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2024 | UNCY | A | 232,868 | — | — | 6,439,505 Direct | +3.75% | Acquired | (price as of 2026-08-21) |
| April 15, 2024 | UNCY | A | 1,319,583 | — | — | 6,206,637 Direct | +27.00% | Acquired | (price as of 2026-08-21) |
| Aug. 28, 2023 | UNCY | A | 4,684,775 | — | — | 4,988,798 Direct | +1540.93% | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | M | 115,275 | — | — | 115,275 Direct | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | M | 72,047 | — | — | 72,047 Direct | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | M | 79,252 | — | — | 79,252 Direct | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | M | 50 | $1000.00 | $50,000 | 0 Direct | -100.00% | Disposed | -99.9% (price as of 2026-08-21) |
| July 11, 2023 | UNCY | M | 104,612 | — | — | 2,527,449 Direct | +4.32% | Acquired | (price as of 2026-08-21) |
| March 8, 2023 | UNCY | A | 50 | $1000.00 | $50,000 | 50 Direct | — | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 21, 2022 | UNCY | A | 86,000 | — | — | 202,279 Direct | +73.96% | Acquired | (price as of 2026-08-21) |
| July 15, 2021 | UNCY | A | 116,279 | — | — | 218,023 Direct | +114.29% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 14, 2026 | UNCY | Restricted Stock Units | Common Stock (762,200) | $0.00 | — | 762,200 | Acquired |
| May 14, 2026 | UNCY | Restricted Stock Units | Common Stock (762,200) | $0.00 | — | 762,200 | Acquired |
| July 28, 2025 | UNCY | Stock Options | Common Stock (325,000) | $4.71 | July 28, 2035 | 325,000 | Acquired |
| Aug. 12, 2024 | UNCY | Stock Options | Common Stock (232,868) | $0.34 | Aug. 12, 2034 | 232,868 | Acquired |
| April 15, 2024 | UNCY | Stock Options | Common Stock (1,319,583) | $1.14 | April 15, 2034 | 1,319,583 | Acquired |
| Aug. 28, 2023 | UNCY | Stock Options | Common Stock (4,684,775) | $0.75 | Aug. 28, 2033 | 4,684,775 | Acquired |
| July 11, 2023 | UNCY | Warrant (right to buy) | Series A-5 Convertible Preferred Stock (115,275) | $0.74 | — | 115,275 | Acquired |
| July 11, 2023 | UNCY | Warrant (right to buy) | Series A-4 Convertible Preferred Stock (72,047) | $0.59 | — | 72,047 | Acquired |
| July 11, 2023 | UNCY | Warrant (right to buy | Series A-3 Convertible Preferred Stock (79,252) | $0.54 | — | 79,252 | Acquired |
| July 11, 2023 | UNCY | Series A-1 Convertible Preferred Stock | Common Stock | $0.49 | — | 50 | Disposed |
| March 8, 2023 | UNCY | Series A Convertible Preferred Stock | Common Stock [F2,F4] | — | — | 50 | Acquired |
| Nov. 21, 2022 | UNCY | Stock Options | Common Stock (86,000) | $0.75 | Nov. 21, 2032 | 86,000 | Acquired |
| July 15, 2021 | UNCY | Stock Options | Common Stock (116,279) | $5.00 | July 15, 2031 | 116,279 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 12, 2021 | UNCY | Common Stock | 2,321,092 | Direct |
| July 12, 2021 | UNCY | Common Stock | 1,474,745 | Indirect |
| July 12, 2021 | UNCY | Common Stock | 69,768 | Indirect |
| July 12, 2021 | UNCY | Common Stock | 1,901,509 | Indirect |
| July 12, 2021 | UNCY | Employee Stock Option (right to buy)→ Common Stock (101,744) | 101,744 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $572,000 | $486,200 | — | $1,333,421 | — | — | — | $2,391,621 |
| 2024 | $572,000 | $543,400 | — | $1,324,484 | — | — | — | $2,439,884 |
| 2023 | $550,000 | $550,000 | — | $2,971,562 | — | — | — | $4,044,062 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.