Shane Stettenbenz
CIK 1352456 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 9, 2006 · Latest: Feb. 9, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
6 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 16, 2007 | HTGC | P | 350 | $12.00 | $4,200 | 3,344 Direct | +11.69% | Acquired | 41.8% (price as of 2026-08-21) |
| June 15, 2007 | HTGC | P | 370 | $13.55 | $5,014 | 2,994 Direct | +14.10% | Acquired | 25.5% (price as of 2026-08-21) |
| June 14, 2007 | HTGC | P | 200 | $13.45 | $2,690 | 2,624 Indirect | +8.25% | Acquired | 26.5% (price as of 2026-08-21) |
| June 14, 2007 | HTGC | P | 200 | $13.45 | $2,690 | 2,424 Direct | +8.99% | Acquired | 26.5% (price as of 2026-08-21) |
| March 5, 2007 | HTGC | P | 350 | $13.50 | $4,725 | 2,190 Direct | +19.02% | Acquired | 26.0% (price as of 2026-08-21) |
| Feb. 16, 2007 | HTGC | P | 340 | $13.99 | $4,757 | 1,840 Direct | +22.67% | Acquired | 21.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 25, 2008 | HTGC | Options to Purchase Common Stock | Common Stock: $0.001 par value (17,908) | $12.20 | Feb. 15, 2015 | 17,908 | Acquired |
| Jan. 25, 2007 | HTGC | Options to Purchase Common Stock | Common Stock: $0.001 par value (20,000) | $14.02 | Jan. 25, 2014 | 20,000 | Acquired |
| June 16, 2006 | HTGC | Options to Purchase Common Stock | Common Stock: $0.001 par value (25,000) | $12.14 | June 16, 2013 | 25,000 | Acquired |
| April 13, 2006 | HTGC | Subscription Rights | Common Stock (366) | $10.55 | April 13, 2006 | 366 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.