Sharon E Fay

CIK 1270610 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2009 · Latest: Jan. 8, 2009

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 7, 2009 AB A 206,884 $26.73 $5,530,009 212,514 Indirect +3674.67% Acquired 36.1% (price as of 2026-08-20)
Jan. 23, 2009 AB A 265,528 265,528 Direct Acquired (price as of 2026-08-20)
Dec. 19, 2008 AB J 8,160,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Dec. 19, 2008 1109448 J 8,160,000 $18.35 $149,736,000 0 Indirect -100.00% Disposed
Dec. 19, 2008 AB J 8,160,000 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Dec. 19, 2008 1109448 J 8,160,000 0 Indirect -100.00% Disposed
Jan. 25, 2008 AB A 11,258 $63.42 $713,982 28,003 Direct +67.23% Acquired -42.6% (price as of 2026-08-20)
Feb. 8, 2007 1109448 J 8,160,000 $91.38 $745,660,800 8,160,000 Indirect -50.00% Disposed
Feb. 8, 2007 AB J 8,160,000 $91.38 $745,660,800 Indirect Disposed -60.2% (price as of 2026-08-20)
Feb. 8, 2007 AB J 8,160,000 8,160,000 Indirect -50.00% Disposed (price as of 2026-08-20)
Feb. 8, 2007 1109448 J 8,160,000 8,160,000 Indirect -50.00% Disposed
Jan. 31, 2007 AB F 5,101 $90.09 $459,549 16,745 Direct -23.35% Disposed -59.6% (price as of 2026-08-20)
Jan. 31, 2007 AB F 5,331 $90.09 $480,270 16,515 Direct -24.40% Disposed -59.6% (price as of 2026-08-20)
Jan. 31, 2005 AB F 6,080 $44.99 $273,539 13,097 Indirect -31.70% Disposed -19.1% (price as of 2026-08-20)
Dec. 7, 2004 AB J 8,160,000 $40.08 $327,052,800 16,320,000 Indirect -33.33% Disposed -9.2% (price as of 2026-08-20)
Dec. 7, 2004 1109448 J 8,160,000 $40.08 $327,052,800 16,320,000 Indirect -33.33% Disposed
Dec. 7, 2004 1109448 J 8,160,000 16,320,000 Indirect -33.33% Disposed
Dec. 7, 2004 AB J 8,160,000 16,320,000 Indirect -33.33% Disposed (price as of 2026-08-20)
Feb. 20, 2004 1109448 J 18,761 54,583 Indirect -25.58% Disposed
Feb. 20, 2004 1109448 J 8,160,000 $37.83 $308,692,800 24,480,000 Indirect -25.00% Disposed
Feb. 20, 2004 AB J 18,761 $37.83 $709,729 54,583 Indirect -25.58% Disposed -3.8% (price as of 2026-08-20)
Feb. 20, 2004 AB J 8,160,000 $37.83 $308,692,800 24,480,000 Indirect -25.00% Disposed -3.8% (price as of 2026-08-20)
Feb. 20, 2004 AB J 18,761 54,583 Indirect -25.58% Disposed (price as of 2026-08-20)
Feb. 20, 2004 AB J 8,160,000 24,480,000 Indirect -25.00% Disposed (price as of 2026-08-20)
Feb. 20, 2004 1109448 J 18,761 54,583 Indirect -25.58% Disposed
Feb. 20, 2004 1109448 J 8,160,000 24,480,000 Indirect -25.00% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 23, 2009 AB Holding Unit option (right to buy) Holding Units [F1] (265,528) $17.05 Jan. 23, 2019 265,528 Acquired
Dec. 19, 2008 AB Units [F2] Holding Units [F1] 8,160,000 Disposed
Dec. 19, 2008 AB Units [F2] Holding Units [F1] 8,160,000 Disposed
Feb. 8, 2007 AB Units Holding Units (8,160,000) 8,160,000 Disposed
Feb. 8, 2007 AB Units Holding Units (8,160,000) 8,160,000 Disposed
Dec. 7, 2004 AB Units of L.P. Interest in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) 8,160,000 Disposed
Dec. 7, 2004 AB Units of L.P. Interest in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) 8,160,000 Disposed
Feb. 20, 2004 1109448 Notional Interests in Alliance Capital Management L.P. Units of limited partnership interest in ACMLP (18,761) 18,761 Disposed
Feb. 20, 2004 AB Notional Interests in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (18,761) 18,761 Disposed
Feb. 20, 2004 AB Units of L.P. Interest in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) 8,160,000 Disposed
Feb. 20, 2004 AB Notional Interests in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (18,761) 18,761 Disposed
Feb. 20, 2004 AB Units of L.P. Interest in Alliance Capital Management L.P. Units rep. assign. of beneficial ownership of l.p. interests (8,160,000) 8,160,000 Disposed
Feb. 20, 2004 1109448 Notional Interests in Alliance Capital Management L.P. Units of limited partnership interest in ACMLP (18,761) 18,761 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 21, 2003 AB Units rep. assign. of beneficial ownership of l.p. interests [F1] Indirect
Nov. 21, 2003 AB Notional Interests in Alliance Capital Management L.P.→ Units rep. assign. of beneficial ownership of l.p. interests [F1] (73,344) 73,344 Indirect