Sharyn Handelsman
CIK 1636277 · View on SEC EDGAR ↗
Insider
First SEC filing: March 19, 2015 · Latest: March 19, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
4 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 2, 2015 | LPLA | S 10b5-1 | 6,393 | $43.50 | $278,096 | 6,478 Direct | -49.67% | Disposed | 724.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 2, 2015 | LPLA | Option to purchase Common Stock | Common Stock (5,050) | $30.00 | Nov. 17, 2020 | 5,050 | Disposed |
| June 2, 2015 | LPLA | Option to purchase Common Stock | Common Stock (1,343) | $34.61 | Dec. 22, 2020 | 1,343 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 19, 2015 | LPLA | Common Stock | 6,478 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (10,100) | 10,100 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (10,000) | 10,000 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (12,491) | 12,491 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (10,050) | 10,050 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (5,130) | 5,130 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (7,144) | 7,144 | Direct |
| March 19, 2015 | LPLA | Option to purchase Common Stock→ Common Stock (2,857) | 2,857 | Direct |