Shawn David Roman
CIK 2048672 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 17, 2025 · Latest: June 17, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 15, 2026 | APYX | M | 15,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| June 15, 2026 | APYX | F | 10,533 | $4.60 | $48,452 | 16,467 Indirect | -39.01% | Disposed | -34.1% (price as of 2026-08-21) |
| June 15, 2026 | APYX | M | 15,000 | $3.23 | $48,450 | 15,000 Indirect | — | Acquired | -6.2% (price as of 2026-08-21) |
| June 11, 2026 | APYX | A | 88,044 | — | — | 88,044 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 15, 2026 | APYX | Stock option (right to buy) | Common Stock (15,000) | $3.23 | May 1, 2027 | 15,000 | Disposed |
| June 11, 2026 | APYX | Stock Option (Option to Buy) | Common Stock (88,044) | $4.65 | June 11, 2036 | 88,044 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (12,000) | 12,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (25,000) | 25,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 17, 2025 | APYX | Employee Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |