Shawn T Carolan

CIK 1376066 · View on SEC EDGAR ↗

Insider

First SEC filing: June 4, 2026 · Latest: June 4, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 2, 2017 ROKU S 6,900,000 $14.00 $96,600,000 0 Indirect -100.00% Disposed 1025.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 13, 2025 CHYM Series C Preferred Stock Common Stock (15,523,620) — — 15,523,620 Disposed
June 13, 2025 CHYM Series D Preferred Stock Common Stock (1,339,780) — — 1,339,780 Disposed
June 13, 2025 CHYM Series E Preferred Stock Common Stock (579,313) — — 579,313 Disposed
March 26, 2018 ROKU Class B Common Stock Class A Common Stock (23,388,668) — — 23,388,668 Disposed
Oct. 2, 2017 ROKU Class B Common Stock Class A Common Stock (6,900,000) — — 6,900,000 Disposed
Oct. 2, 2017 ROKU Class B Common Stock Class A Common Stock (30,224,580) — — 30,224,580 Acquired
Oct. 2, 2017 ROKU Series H Preferred Stock Class B Common Stock (327,032) — — 327,032 Disposed
Oct. 2, 2017 ROKU Series G Preferred Stock Class B Common Stock (897,745) — — 897,745 Disposed
Oct. 2, 2017 ROKU Series E Preferred Stock Class B Common Stock (1,804,332) — — 1,804,332 Disposed
Oct. 2, 2017 ROKU Series D Preferred Stock Class B Common Stock (829,220) — — 829,220 Disposed
Oct. 2, 2017 ROKU Series C-2 Preferred Stock Class B Common Stock (7,700,466) — — 7,700,466 Disposed
Oct. 2, 2017 ROKU Series C-1 Preferred Stock Class B Common Stock (9,240,558) — — 9,240,558 Disposed
Oct. 2, 2017 ROKU Series B Preferred Stock Class B Common Stock (6,396,068) — — 6,396,068 Disposed
Oct. 2, 2017 ROKU Series A Preferred Stock Class B Common Stock (3,029,159) — — 3,029,159 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 11, 2025 CHYM Series C Preferred Stock→ Common Stock (15,523,620) 15,523,620 Indirect
June 11, 2025 CHYM Series D Preferred Stock→ Common Stock (1,339,780) 1,339,780 Indirect
June 11, 2025 CHYM Series E Preferred Stock→ Common Stock (579,313) 579,313 Indirect
Sept. 27, 2017 ROKU Class B Common Stock→ Class A Common Stock (64,088) 64,088 Indirect
Sept. 27, 2017 ROKU Series A Preferred Stock→ Class B Common Stock [F1] (3,029,159) 3,029,159 Indirect
Sept. 27, 2017 ROKU Series B Preferred Stock→ Class B Common Stock [F1] (6,396,068) 6,396,068 Indirect
Sept. 27, 2017 ROKU Series C-1 Preferred Stock→ Class B Common Stock [F1] (9,240,558) 9,240,558 Indirect
Sept. 27, 2017 ROKU Series C-2 Preferred Stock→ Class B Common Stock [F1] (7,700,466) 7,700,466 Indirect
Sept. 27, 2017 ROKU Series D Preferred Stock→ Class B Common Stock [F1] (829,220) 829,220 Indirect
Sept. 27, 2017 ROKU Series E Preferred Stock→ Class B Common Stock [F1] (1,804,332) 1,804,332 Indirect
Sept. 27, 2017 ROKU Series G Preferred Stock→ Class B Common Stock [F1] (897,745) 897,745 Indirect
Sept. 27, 2017 ROKU Series H Preferred Stock→ Class B Common Stock [F1] (327,032) 327,032 Indirect