Shawnte Mitchell

CIK 1749432 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 10, 2018 · Latest: Aug. 10, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 18, 2020 APVO A 134,800 134,800 Direct Acquired (price as of 2026-08-18)
Nov. 1, 2019 APVO A 120,968 120,968 Direct Acquired (price as of 2026-08-18)
March 1, 2019 APVO M 6,787 0 Direct -100.00% Disposed (price as of 2026-08-18)
March 1, 2019 APVO F 2,012 $1.57 $3,159 80,527 Direct -2.44% Disposed -100.0% (price as of 2026-08-18)
March 1, 2019 APVO M 6,787 82,539 Direct +8.96% Acquired (price as of 2026-08-18)
Feb. 28, 2019 APVO A 67,400 67,400 Direct Acquired (price as of 2026-08-18)
Aug. 9, 2018 APVO M 1,630 6,787 Direct -19.37% Disposed (price as of 2026-08-18)
Aug. 9, 2018 APVO F 383 $4.50 $1,724 75,752 Direct -0.50% Disposed -100.0% (price as of 2026-08-18)
Aug. 9, 2018 APVO M 1,630 76,135 Direct +2.19% Acquired (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 18, 2020 APVO Stock Option (right to buy) Common Stock (134,800) $0.50 Feb. 17, 2030 134,800 Acquired
Nov. 1, 2019 APVO Stock Option (right to buy) Common Stock (120,968) $0.58 Oct. 31, 2029 120,968 Acquired
March 1, 2019 APVO Restricted Stock Unit Common Stock (6,787) 6,787 Disposed
Feb. 28, 2019 APVO Stock Option (right to buy) Common Stock (67,400) $1.52 Feb. 28, 2029 67,400 Acquired
Aug. 9, 2018 APVO Restricted Stock Units Common Stock (1,630) 1,630 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 10, 2018 APVO Common Stock [F1] 74,505 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy) [F1]→ Common Stock (2,650) 2,650 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy) [F1]→ Common Stock (35,267) 35,267 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy) [F1]→ Common Stock (28,441) 28,441 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy) [F1]→ Common Stock (9,783) 9,783 Direct
Aug. 10, 2018 APVO Restricted Stock Unit [F1,F6]→ Common Stock (1,630) 1,630 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy) [F1]→ Common Stock (40,614) 40,614 Direct
Aug. 10, 2018 APVO Restricted Stock Unit [F1,F6]→ Common Stock (6,787) 6,787 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy)→ Common Stock (17,500) 17,500 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy)→ Common Stock (17,500) 17,500 Direct
Aug. 10, 2018 APVO Employee Stock Option (Right to Buy)→ Common Stock (35,000) 35,000 Direct