Shelby E Sherard

Insider

First SEC filing: June 9, 2014 · Latest: June 9, 2014

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Insider at

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2020	FDUS	P	5,000	$9.36	$46,800	31,660 Direct	+18.75%	Acquired	111.5% (price as of 2026-08-20)
March 9, 2020	FDUS	P	2,100	$11.99	$25,179	26,660 Direct	+8.55%	Acquired	65.1% (price as of 2026-08-20)
March 9, 2020	FDUS	P	3,850	$12.99	$50,012	24,560 Direct	+18.59%	Acquired	52.4% (price as of 2026-08-20)
Aug. 8, 2019	FDUS	P	1,750	$14.25	$24,938	20,710 Direct	+9.23%	Acquired	38.9% (price as of 2026-08-20)
Aug. 7, 2019	FDUS	P	1,350	$14.40	$19,440	18,960 Direct	+7.67%	Acquired	37.5% (price as of 2026-08-20)
Dec. 6, 2018	FDUS	P	3,675	$13.60	$49,980	17,610 Direct	+26.37%	Acquired	45.6% (price as of 2026-08-20)
March 9, 2018	FDUS	P	2,186	$12.75	$27,872	13,935 Direct	+18.61%	Acquired	55.3% (price as of 2026-08-20)
March 8, 2018	FDUS	P	1,314	$12.75	$16,754	11,749 Direct	+12.59%	Acquired	55.3% (price as of 2026-08-20)
March 7, 2018	FDUS	P	7,000	$13.10	$91,700	10,435 Direct	+203.78%	Acquired	51.1% (price as of 2026-08-20)
Aug. 21, 2015	FDUS	P	3,435	$14.50	$49,808	3,435 Direct	—	Acquired	36.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 9, 2014	FDUS	No securities are beneficially owned	0	Direct