Simon A Bachleda
CIK 1471941 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 27, 2009 · Latest: Oct. 27, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2017 | ADUS | A | 2,024 | — | — | 17,811 Direct | +12.82% | Acquired | (price as of 2026-08-19) |
| June 15, 2016 | ADUS | A | 2,045 | — | — | 15,787 Direct | +14.88% | Acquired | (price as of 2026-08-19) |
| June 17, 2015 | ADUS | A | 1,403 | — | — | 13,742 Direct | +11.37% | Acquired | (price as of 2026-08-19) |
| June 18, 2014 | ADUS | A | 920 | — | — | 12,339 Direct | +8.06% | Acquired | (price as of 2026-08-19) |
| June 19, 2013 | ADUS | A | 1,007 | — | — | 4,034,419 Direct | +0.02% | Acquired | (price as of 2026-08-19) |
| June 20, 2012 | ADUS | A | 7,412 | — | — | 4,033,412 Direct | +0.18% | Acquired | (price as of 2026-08-19) |
| March 30, 2011 | ADUS | A | 2,000 | — | — | 4,026,000 Direct | +0.05% | Acquired | (price as of 2026-08-19) |
| Nov. 2, 2009 | ADUS | C | 37,250 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Nov. 2, 2009 | ADUS | C | 4,023,000 | — | — | 4,023,000 Indirect | — | Acquired | (price as of 2026-08-19) |
| Oct. 27, 2009 | ADUS | A | 1,000 | — | — | 1,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 2, 2009 | ADUS | Series A Convertible Preferred Stock | Common Stock (4,023,000) | — | — | 37,250 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 27, 2009 | ADUS | Series A Convertible Preferred Stock→ Common Stock (4,023,000) | 4,023,000 | Indirect |